- Citigroup (Tampa, FL)
- …TBE CAO enables the organization to execute on the TBE Vision and Strategy. The Technology Regulatory Exam Management Senior Analyst (C12) will report to ... the NAM & International Technology Regulatory Exam Management Senior Lead. This role will be a member of the team which is responsible for maintaining… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to ensure production requests are fulfilled promptly. + Engages with the Compliance Regulatory Exam Inquiries Management (REIM) team, Internal Audit, and ... in drafting responses to internal and external inquiries. + Remains abreast of regulatory updates to identify linkages and trends. + Tracks and performs periodic… more
- JPMorgan Chase (Tampa, FL)
- …of internal and external standards and procedures + Audit, CCOR and External Regulatory Exam readiness and management experience + Experience leading ... and written updates for all levels of the organization, including escalation to senior management + Solution oriented, leveraging a network to identify solutions… more
- Citigroup (Tampa, FL)
- …as a thought leader by developing and promoting a standardized approach to regulatory management across the organization. + Promotes awareness of trends raised ... years of business experience in audit, control, compliance or regulatory management in the banking or wealth...experience + Professional ability and presence to interact with senior management and regulators + Ability to… more
- JPMorgan Chase (Tampa, FL)
- …reporting strategy for the team, overseeing communications including content and messaging to senior management and regulators in the JPM Payments and Securities ... regulatory engagement strategies and communicate these strategies to senior leaders within your coverage areas. This role offers...firm. + Deep knowledge of and hands-on experience with regulatory exam processes and regulatory … more
- Citigroup (Tampa, FL)
- …functions. + Prepares communications and reports, and develops associated presentations for senior management , stakeholders, and regulatory engagements. + ... proven expertise in presentation design, executive messaging, reporting, analytics, and project management . The Risk Analytics & Reporting Senior Officer will be… more
- Citigroup (Tampa, FL)
- …key control metrics specific to Issues management , MCA/control effectiveness and audit/ exam performance, EUC management , Regulatory Change Management ... role will also work in close partnership with the Regulatory Engagement team on regulatory exam...operational environment + Experience preparing presentations in PowerPoint for senior management + Ability to work effectively… more
- Morgan Stanley (Tampa, FL)
- …conducts its business through three principal business segments-Institutional Securities, Wealth Management (WM), and Asset Management . Morgan Stanley provides ... advisory, financial and wealth planning, credit and lending, deposits and cash management , annuities, insurance, retirement, and trust services. As a market leader,… more
- Citigroup (Tampa, FL)
- The individual will work in Liquidity Methodology team within Liquidity Management (LM) team which is part of Citi's Corporate Treasury function. The LM team is ... and implement initiatives to improve Citi's liquidity profile and related risk management processes. The LM team interfaces with Citi's Asset Liability Committees… more
- Truist (Tampa, FL)
- …in the community in order to provide confident and comprehensive wealth management advice and solutions. Utilize objective and sound personal financial planning and ... clients, their attorneys and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing audit,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Reviews and advises on supervisory processes and compliance policies requiring senior management approval. * Conducts periodic reviews of documented ... investment and financial planning, in addition to capital markets and asset management . The Supervision department partners closely with the business to proactively… more
- TECO Energy (Tampa, FL)
- …been resolved. **Accountabilities:** + Create and/or process work requests in work management software + Estimate electrical loads for customers and determine actual ... software to meet customer needs and ensure all results follow respective regulatory requirements + Produce construction prints for field construction of proposed… more