- Bank of America (New York, NY)
- Equities Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... job is responsible for executing second line of defense compliance and operational risk oversight...rules, and regulations applicable to equities and equity derivatives + Understanding of compliance program… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager- Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... Join us! **Job Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit,… more
- Bank of America (New York, NY)
- Compliance and Operational Risk ...changes applicable to area(s) of coverage + Leads the equities trade surveillance team to ensure timely and accuracy ... us! **Job Description:** This job is responsible for executing second line of defense compliance trade surveillance and operational risk oversight for a… more
- JPMorgan Chase (New York, NY)
- …corresponding risks and controls. + Knowledge of second line risk management ( operational risk and compliance ) practices + Ability to seamlessly ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...quo and striving to be best-in-class. As a Technology Operational Risk Management Lead, you will be… more
- JPMorgan Chase (New York, NY)
- …As a Compliance Risk Management Lead for the Commodities team within Compliance , Conduct and Operational Risk (CCCOR), you will be covering the ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
- Morgan Stanley (Purchase, NY)
- …employees across the organization. Partner with second- and third-line control functions (Legal, Compliance , Audit, and Operational Risk Department) on an ... and on target o Engage business partners to understand operational risk incidents and remediate as necessary...years' experience supporting corporate business processes/programs . Experience with risk or compliance a plus * *… more
- JPMorgan Chase (New York, NY)
- …With respect to technology matters, establish and develop effective relationships with Compliance , Conduct and Operational Risk (CCOR); Internal Audit; ... opportunity to influence and shape our approach to cyber threats and compliance , balancing progressive digital transformation with robust risk management. Your… more
- JPMorgan Chase (New York, NY)
- …page for further information regarding the Program. ** Compliance at JPMorganChase** The Compliance , Conduct and Operational Risk (CCOR) team works across ... of business. Our team provides oversight of the firm's compliance , conduct and operational risk ...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AMUATF/sanctions and conduct risk . + Champions ... Director, Electronic Execution Services Sales, Global Equities **Requisition ID:** 209208 **Salary Range:** 300,000.00 -...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- JPMorgan Chase (New York, NY)
- …work closely with internal and external stakeholders to ensure effective risk management and compliance with regulatory requirements. **Job Responsibilities:** ... using proven evaluation strategies. + Identify, escalate, and record operational errors, performing risk analysis. + Review...7 years of experience in controls, audit, quality assurance, risk management, or compliance . + Experience in… more
- JPMorgan Chase (New York, NY)
- …in financial services industry with background in controls, audit, quality assurance, operational risk management, or compliance ; or equivalent subject ... timely remediation of these issues. You will also assist in top-down risk analysis, real-time control issue detection, escalation, root cause analysis, and… more
- Meta (New York, NY)
- …integrity, security OR in a role associated with data protection, regulatory response, operational risk management, compliance , audit and implementation of ... We are seeking a Privacy Risk and Compliance Manager with broad operational knowledge across...CRCM) **Public Compensation:** $143,000/year to $200,000/year + bonus + equity + benefits **Industry:** Internet **Equal Opportunity:** Meta is… more
- JPMorgan Chase (New York, NY)
- …or similar degree required. + Experience in risk management, control management, Compliance , Audit, and/or operational risk . + Proven ability to ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
- SMBC (White Plains, NY)
- …Mitsui Banking Corporation (SMBC). The IT FCO will be responsible for managing compliance and operational risk associated with key Information Technology ... members as they work towards control officer responsibilities as part of the Operational Risk Management Framework. **Role Objectives** * Strong understanding of… more
- Meta (New York, NY)
- …integrity, security OR in a role associated with data protection, regulatory response, operational risk management, compliance , audit and implementation of ... trust & safety professional who can translate work across risk and compliance teams seamlessly and act...prioritize work based on urgency and complexity while building operational cadences across technical and operational teams… more
- Bank of America (New York, NY)
- …for management of all aspects of risk , including strategic, market, credit, compliance , liquidity, operational , model, and reputational risk matters to ... Risk Analysis Sr. Manager Charlotte, North Carolina;New York,...in one or more of these asset classes - ** Equities , FX, Commodities, Interest Rates, Credits** . Bachelors or… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Director, Financial Institutions - Securitizations, Global Risk Management **Requisition ID:** 212500 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the… more
- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... or equivalent experience in accounting or finance related field; + Background in Compliance + Experience and understanding of Privacy risk - in particular,… more
- S&P Global (New York, NY)
- …+ Provides high-level administrative and operational support to Ratings Compliance & Risk senior leadership, including specific support for the ... Administrative Assistant to provide support to the New York office of the Ratings Compliance & Risk department, reporting to the Global Chief Matrix Officer,… more