- Bank of America NA (New York, NY)
- Director; EAC Compliance & Operational Risk Manager sought by Bank of America NA to review Investment Banking ("IB") transactions for potential ... resume to & reference the job title of the role & requisition number. No phone calls. xhqgsiq EOE. JobiqoTJN. Keywords: Risk Director, Location: New York, NY - 10060 more
- Formation Bio (New York, NY)
- …for clinical assets and associated studies. Step in as the Clinical Project Manager when needs arise. Operational Strategy and Leadership Develop and implement ... clinical programs across various therapeutic areas and phases (I-IV), ensuring compliance with global regulations, delivering on timelines and budgets, and driving… more
- BofA Securities, Inc. (Jersey City, NJ)
- …that follows below. has an oppty for a Director; EAC Compliance & Operational Risk Manager to review Investment Banking ("IB") transactions for potential ... & reference the job title of the role & requisition number. No phone calls. EOE. xhqgsiq JobiqoTJN. Keywords: Compliance Director, Location: Jersey City, NJ - 07311 more
- HSBC (New York, NY)
- …arrangements and internal controls are in place, including processes for management of operational risk , in accordance with Company and regulatory standards + ... Audit Manager Brand: HSBC Area of Interest: Audit Location:...Participate in the audit process of identifying and evaluating risk and assessing the adequacy, effectiveness and compliance… more
- Home Depot (Hackensack, NJ)
- …caused by theft and fraud and supporting safety and environmental program compliance in their assigned store/multiple stores. They utilize tools to minimize loss ... must report any hazardous or unsafe condition to the Manager on Duty and carry out job responsibilities in...out job responsibilities in a manner that minimizes the risk of injury to themselves, other associates, vendors, customers,… more
- Neuberger Berman (New York, NY)
- …closely with Middle Office, Custodians, Brokers, Technology, Compliance , and Risk . Responsibilities Include: + Provide dedicated operational support to ... support changing priorities. + Build deep relationships with PMs, Traders, Operations, Compliance , Technology, and Risk ; represent investment teams in process,… more
- Warner Music Group (New York, NY)
- …work + Manage affiliate audits to assess financial, operational , and compliance processes and evaluate effectiveness of risk mitigation activities + Review ... the creative spirit of a nimble independent. **Job Title: Manager , Internal Audit** **A little bit about our team:**...dynamic, innovative, and impactful way. Our work includes SOX, operational audits, and proactive risk management for… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... to ensure consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation of processes to… more
- Neuberger Berman (New York, NY)
- …construction, compliance ). + Familiarity with investment guideline oversight, investment risk , and operational risk frameworks. + Technical proficiency: ... We are seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg,… more
- Banc of California (New York, NY)
- …Cross collaborate effectively and concurrently with key constituents including legal counsel, credit/ risk management teams, and operational teams. + Provide a ... of Banc of California. Our core values - Entrepreneurialism, Operational Excellence, and Superior Analytics - empower us in...WE WIN(R) **THE OPPORTUNITY** The VP Fund Finance, Client Manager will be a key member of our fast-growing… more
- Warner Music Group (New York, NY)
- …projects. + You will proactively manage a portfolio of multi-million-dollar contracts, ensuring compliance and mitigating risk . + You will conduct detailed spend ... a mandate to build a modern, strategic function that supports WMG's creative vision and operational goals. You won't just be joining a team; you'll be a key part of… more
- Neuberger Berman (New York, NY)
- …Compliance , Risk , Product, and other control groups to support effective operational risk management and regulatory compliance . + Contribute to ... and Operations team will provide critical support in executing the operational strategy for Neuberger Berman's Alternatives platform. This Operations Project … more
- SMBC (New York, NY)
- …is responsible for all aspects associated with the documentation, funding and operational support of middle market lease and loan transactions for the Construction, ... first security interest requirements and ability to properly assess and mitigate risk through Lien Searches; possess ability to review results, identifying any… more
- Neuberger Berman (New York, NY)
- …and outcome measures. + Responsible implementation: Work closely with Governance, Risk , Information Security, Legal, and Compliance to ensure solutions ... firmwide adoption of Generative AI to enhance investment processes and deliver operational efficiencies across our global platform. We seek a Lead Technologist -… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Americas Control Room Manager New York, New York;, **To proceed with your application, you must be at least ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Compliance Operational - Risk - Manager Americas-Control-Room-… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Foreign Exchange Coverage New York, New York **To proceed with your application, you must be at least 18 years ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Compliance -and- Operational - Risk - Manager --Foreign-Exchange-Coverage\_24031374-2) **Job Description:**… more
- RGP (New York, NY)
- …an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of industry ... As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you will...leaders. + Opportunities to engage in strategic, regulatory, and operational initiatives across leading financial institutions. + Exposure to… more
- JPMorgan Chase (New York, NY)
- …status quo and striving to be best-in-class. As a Product Manager in the Compliance Conduct and Operational Risk (CCOR) Data Analytics division, you will ... to drive the delivery of innovative AI/ML solutions across Compliance , Conduct and Operational Risk through modern architecture & engineering practices.… more
- Amazon (New York, NY)
- …driven people. We are looking for an organized self-starter to join the Transportation Risk and Compliance (TRC) team at Amazon. The US Amazon Freight Partner ... escalations, both internal and external, (3) build strong mechanisms to identify compliance safety, regulatory, operational , and reputational risks, adaptable to… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER ...7 years of experience in risk management, operational risk management, compliance , or audit ... II* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and...people, systems or external events. Working with the Enterprise Risk Manager for Fraud and Payment Systems,… more
