- Meta (New York, NY)
- …investigation to a variety of audiences to include the Head of Sanctions Compliance , Chief Compliance Officer , among other Meta leaders. You will assess ... **Summary:** Meta is seeking a highly-organized and detail-oriented candidate with extensive Sanctions Compliance experience to join the Meta FinTech … more
- ADP (Roseland, NJ)
- …and, 5) provide periodic reporting to the VP, Global Financial Crimes Compliance Officer . **Responsibilities:** + Oversee and maintain Global AML/CTF and ... initiatives. + Monitor relevant AML/CTF, export controls and economic and trade sanctions compliance developments, maintain advanced knowledge of new and amended… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** Within the Financial Crimes Prevention Unit, ("FCPU"), the Sanctions Compliance Team ("SCT") is responsible for the review of ... assignments in the absence of the VP and ensure compliance of all transaction examination activities in accordance with...and deadlines. + Ensures completion of requests from BSA Officer in relation to conditional approvals or other requirements.… more
- Bloomberg (New York, NY)
- …Head of Employee Compliance .** **What's the Role?** **We are seeking a Compliance Officer with deep E-Comms Surveillance & Monitoring experience. You will be ... to you to make it happen.** **Bloomberg's Legal & Compliance Department plays a critical role in supporting our...program.** **Our Team** **As an Electronic Communications (E-Comms) Surveillance Officer , you'll be a critical member of the Employee… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 219504 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. + Champion a high-performance… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Global Export and Trade Compliance Officer is responsible for managing and overseeing the university's compliance with US export control ... Orientation/Gender Identity Share this job (https://uscareers-nyu.icims.com/jobs/14454/global-export-and-trade- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/ Sanctions compliance issues, while managing the progress of KYCs ... responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due...Rule + Understanding of rules involving BSA/AML, OFAC & Sanctions + Exhibit culture of strong risk principles +… more
- S&P Global (New York, NY)
- … compliance work, such as Securities Disclosure and Global Financial Crimes Compliance including Sanctions . + Partner with other functional areas (Legal, ... use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division.… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job ... for Global Business Risk Controls Committee (GBRCC). + Support compliance to Citi's Board Material Data Accuracy Controls (BMDAC)...these risks within the Business (eg third party, fraud, sanctions etc) (if applicable). + Take ownership to ensure… more
- Citigroup (Jersey City, NJ)
- …the execution of a process (QA). + Exercise control over Operational and Compliance Risk in accordance with established Policy requirements. + Allocate resource to ... escalate, and manage risk exposures across Risk Categories (Operational Compliance , Strategic, Reputational, etc), including material, emerging and concentration… more
- JPMorgan Chase (Jersey City, NJ)
- …the status quo, and striving to be best-in-class. As a Risk Management Senior Officer within the Compliance , Conduct and Operational Risk line of business, you ... strategies by collaborating with global stakeholders in the business and various compliance teams across KYC, transaction monitoring, sanctions , and line of… more
- SMBC (Jersey City, NJ)
- …the Risk and Control Self-Assessment ("RCSA") process and draft reports for BSA/AML Compliance Officer and senior management review + Develop and manage robust ... benefits to its employees. **Role Description** Reporting to the Director of Compliance Program Management, the Compliance Program Management Associate assists… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. Requirements: + Data Oversight & ... Global Transaction Banking strategies and objectives, in adherence to US AML and Sanctions regulations, and Scotiabank AML and Sanctions Policy requirements. The… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions , and conduct risk. Relationship management and cross ... PERSON MAY PROVIDE DOCUMENTARY EVIDENCE BEARING ON THE APPLICATION TO THE REGIONAL CERTIFYING OFFICER OF THE US DEPARTMENT OF LABOR TO: Certifying Officer US… more
- City of New York (New York, NY)
- …documentation, notify other agencies of project completion. Recommend cases for in- compliance closeout, warnings, sanctions , or other corrective actions. Prepare ... organizational groups: Contract Management, Special Projects, Contract Administration, Contract Compliance and Opportunities, Administrative Services, Purchasing Management, Payments and… more
- JPMorgan Chase (New York, NY)
- …Partner with coverage and product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to meet local or product specific KYC and AML ... during transaction execution + Conduct analysis and dispositioning of Sanctions , Anti-Corruption, Environmental and Social risks on clients and transactions… more