- Synchrony (Phoenix, AZ)
- Job Description: **Role Summary/Purpose:** This role is an essential component of regulatory reporting quality assurance over the accuracy, completeness, and ... testing, and reporting processes. The role reports to the VP, Regulatory Reporting Quality Assurance Manager. **_We're proud to offer you choice and… more
- MUFG (Tempe, AZ)
- …work independently and collaboratively in a fast-paced environment. + Risk and regulatory reporting experience is beneficial. + Proficiency in Microsoft Office ... : The Data Governance & Controls Associate Vice President ( AVP ) will support the Office of the Chief Data...Framework and outlines the definition of Report, Risk Report, Regulatory Report, Report Tier and change control requirements. Maintaining… more
- MUFG (Tempe, AZ)
- …with policies, procedures, and regulatory requirements + Various assessment programs, quality control and related reporting + Iterative review and challenge ... operational and technology risk. The IT Governance Associate Vice President ( AVP ) will focus on implementing Information and Operations Risk governance frameworks… more
- MUFG (Tempe, AZ)
- …remotely one day. A member of our recruitment team will provide more details. This AVP role is in the Global Financial Crimes Division of MUFG Bank, Ltd. The role ... VBA, MS Access, MS Excel, and SharePoint to enable the logging, tracking, and reporting on the existence and status of Financial Crimes issues in accordance with the… more
- MUFG (Tempe, AZ)
- …controls across systems within the Bank with a focus on Risk and Regulatory Reporting under the Data Management Integrated Control Framework (DMICF). Activities ... Office of the Chief Data Officer (OCDO), Enterprise Data Quality Team (EDQ), responsible for enabling the efficient and...of the Chief Data Officer, Americas Risk Management, and Regulatory Reporting as well as roles such… more
- MUFG (Tempe, AZ)
- …a framework to promote consistency in preparation for, management of, and reporting on, financial crimes exams and audits. Functional responsibilities of the role ... will include contributing to the production of GFCD EAM reporting and maintenance of the EAM central repository. This...program in its management and support of financial crimes-related regulatory and audit engagements. The role will at times… more
- MUFG (Tempe, AZ)
- …assigned BSA/AML projects and audits (eg, planning, fieldwork testing, reporting , issues validation, etc.) and independently owning audit administration activities ... mindset by continuously identifying ways to enhance consistency, efficiency, quality and/or value. + Demonstrate professional skepticism and personal accountability.… more
- MUFG (Tempe, AZ)
- …execution of end-to-end audit process (eg planning, fieldwork testing, reporting , issues validation, etc.) and independently owning audit administration activities ... mindset by continuously identifying ways to enhance consistency, efficiency, quality and/or value. + Demonstrate professional skepticism and personal accountability.… more
- MUFG (Tempe, AZ)
- …Crimes IT audits and independent validation of business activities related to regulatory requirements. The role focuses on testing over systems, processes and ... controls and delivering high quality work in a timely fashion. You are primarily...work. This position does not manage staff in a reporting line relationship. On as-needed basis, the position may… more
- MUFG (Tempe, AZ)
- …PATRIOT Act, US Treasury AML guidelines, OFAC requirements and Suspicious Activity Reporting requirements + Review bank transactions and customer activity, and make ... assessments relating to suspicious activity reporting obligations + Research and analyze bank customers and associated entities for money laundering / terrorism… more
- SitusAMC (Phoenix, AZ)
- …may include quantitative and qualitative analysis, reviews of loan documentation and reporting , and assessing compliance with GSE and regulatory guidelines. This ... meeting client objectives established. Development of portfolio campaign strategies, customized reporting , and project management functions are a core expectation of… more
- The Hartford (Scottsdale, AZ)
- …others accomplish theirs, too. Join our team as we help shape the future. Reporting to the AVP of Alternative Distribution, the Managing Director will provide ... Responsibilities will include: Sales, Agency, and Underwriting Management* Ensuring functional and regulatory integrity of the book of business as well as overall… more