- Wells Fargo (Tempe, AZ)
- …strategic management, support & leadership during testing engagements performed by the Consumer and Small Business Banking (CSBB) testing team within Independent ... management, or audit operations. + Knowledge and understanding of branch banking products, services and processes. + Knowledge and understanding of Consumer ,… more
- American Express (Phoenix, AZ)
- …key internal capabilities and technologies. About the Role: We are seeking a Senior Audit Manager who is passionate about Capital Planning and Treasury. Key ... consumer compliance, technology, operational risk, financial accounting, data analytics, and banking operations. Our audit teams align to key risk areas and… more
- American Express (Phoenix, AZ)
- …About the Role: Our Internal Audit group is seeking an Audit Manager to assess financial, operational, and technological risks, ensure compliance ... consumer compliance, technology, operational risk, financial accounting, data analytics, and banking operations. Our audit teams align to key risk areas and… more
- American Express (Phoenix, AZ)
- …the Centurion Lounge network, our Global Dining and Resy businesses, US Consumer Banking , and best-in-class marketing programs across customer, prospect, and ... managed in compliance with enterprise Operational Risk Management programs and reporting. US Consumer Services is looking for a Senior Manager of Governance… more
- Grant Thornton (Phoenix, AZ)
- … protection principles, compliance management systems, compliance risk management, and consumer protection laws in the banking industry (UDAP/UDAPP, TILA, ... As a Regulatory Compliance Risk Manager , you will get the opportunity to grow...get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth technical knowledge… more
- PNC (Tempe, AZ)
- …an opportunity to contribute to the company's success. As a Business Center Assistant Manager within PNC's Retail Banking organization, you will be based in ... of the branch and team, specifically the maintenance of security procedures, ensuring audit controls are followed and the support and adherence to compliance and… more
- American Express (Phoenix, AZ)
- …with business and internal stakeholders. **Minimum Qualifications** + Knowledge of US consumer credit, consumer protection and banking regulations governing ... specific focus on assessing various risk areas such as Consumer Protections & Fairness and Third-Party risk and working...Excellent written and verbal communication skills. + Prior credit card/ banking industry, compliance, audit , legal or risk… more
- American Express (Phoenix, AZ)
- …ways, including: + Issuing and servicing charge and credit cards for the consumer and small business segments; + Offering commercial loans to small and midsized ... Currency (OCC) for wide-ranging safety and soundness and the Consumer Financial Protection Bureau (CFPB) for adherence to federal...Corporate Functions Control Management team is looking for a Manager of Risk ID, Assessment & Testing focused on… more
- American Express (Phoenix, AZ)
- …with relevant stakeholders including but not limited to: Internal Audit , External Regulators, Independent Compliance Testing, General Counsel, Control Management, ... + Minimum 3 years of experience in Compliance, Control Management, Internal Audit or related activities, preferable with merchant and payment facilitator expertise.… more
- City National Bank (Phoenix, AZ)
- …line of business to remediation plans. * Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as ... compliance regulatory matters * Minimum 5 years' experience in banking , consumer finance, retail banking ...including exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager… more
- U-Haul (Phoenix, AZ)
- …Investments department of Oxford. This position will report directly to the Manager of Investment Reporting. Job Responsibilities: + Record fixed income securities ... to state and internal guidelines. + Assist in the preparation of audit schedules for internal/independent auditors. Answer inquiries regarding audit and… more
- SitusAMC (Phoenix, AZ)
- …Regulatory servicing guidelines, including FHA, FNMA, FHLMC, VA, USDA, and the Consumer Financial Protection Bureau (CFPB). Specific focus on Loan Administration on ... describe the results of the work performed and defend audit results. Essential Job Functions: + Review loan packages,...Such other activities as may be assigned by your manager Qualifications/ Requirements: + College degree / training in… more
- PNC (Phoenix, AZ)
- …operational resilience for various lines of business within Corporate & Institutional Banking . You will work closely with different departments in regards to risk, ... In addition, you will also be the assigned risk manager for any initiatives or projects that may belong...businesses and other risk partners (eg, Compliance, Credit, Legal, Audit ). Monitors changes in internal and external factors and… more