- American Express (Phoenix, AZ)
- …risk associated with politically exposed persons and persons and entities on core sanctions and risk lists through regular screening , and also manages risk ... The initial screening process for certain markets is performed by FIU- Sanctions ; it occurs across several lines of business, including consumer card, corporate… more
- MUFG (Tempe, AZ)
- …compliance lines of defense, including core second-line programs ( Sanctions , Anti-Money Laundering, Anti-Bribery & Corruption), business functions, Internal ... Audit, Compliance Testing, and Exam & Audit Management in furtherance...and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA)… more