- City National Bank (Phoenix, AZ)
- * COMPLIANCE OFFICER -DEPOSITS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer ,...(eg Bank Secrecy Act, Community Reinvestment Act, Fair Lending Practices , Code of Conduct, etc.). * Provide guidance on… more
- MUFG (Tempe, AZ)
- …team will provide more details. **Job Summary:** Reporting to the Head of Core Compliance Practices for Americas, you will lead various activities and tasks that ... required by the enterprise programs and/or assigned by the Head Of Compliance Practices . This is an individual contributor role that will require understanding… more
- Prime Therapeutics (Phoenix, AZ)
- …and the Compliance and Audit Committee and supports the Chief Compliance Officer 's compliance governance responsibilities + Represents Compliance ... through a variety of channels + Expert level understanding of effective compliance and ethics program principles, concepts, practices and standards; full… more
- Oracle (Phoenix, AZ)
- …Operations Program Director, you will work directly with the Chief Health and Life Science Compliance Officer and compliance teams as well as our internal ... business groups to help address regulatory compliance issues that are essential to Oracle customers of...practices ; + support the development of a corporate-wide compliance framework and program to meet the needs of… more
- Prime Therapeutics (Phoenix, AZ)
- … communication for risk assessment and corrective action plans for the Chief Compliance Officer 's reporting to the Corporate Compliance Committee (CCC) ... through a variety of channels + Expert level understanding of effective compliance and ethics program principles, concepts, practices and standards; full… more
- Edward Jones (Tempe, AZ)
- …financial advisors, branch staff, leaders, peers, and others in the firm. A Senior Compliance Officer has a relatively broad responsibility to deal with more ... If so, there is an exciting career opportunity waiting for you in our Compliance Service Department! The Compliance Service Department's purpose is to serve as… more
- HUB International (Phoenix, AZ)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, ... and enhancing the SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth** will be responsible… more
- City National Bank (Phoenix, AZ)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business...Truth in Lending Act, Community Reinvestment Act, Fair Lending Practices , Code of Conduct, etc.). WHAT DO YOU NEED… more
- MUFG (Tempe, AZ)
- …will provide more details. **Job Summary** **WORK EXPERIENCE:** + Experience in compliance testing, regulatory examination, audit, or risk management. + Exposure to ... regulatory exams or inquiries. + Experience with Core Compliance requirements such as Ethics, Data Privacy, Information Handling, Records & Information Management,… more
- Prime Therapeutics (Phoenix, AZ)
- …and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate Compliance ... solve through highly complex situations + Complete understanding of effective compliance program principles, concepts, practices and standards; full breadth… more
- Prime Therapeutics (Phoenix, AZ)
- …and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate Compliance ... solve through highly complex situations. + Complete understanding of effective compliance program principles, concepts, practices , and standards; full breadth… more
- Fujifilm (Phoenix, AZ)
- …and enforcement matters affecting global companies as well as healthcare industry and compliance best practices . + Assist with review of quotes, submissions, and ... **Position Overview** The Regulatory Compliance Manager (Corporate) is a member of the...businesses and develop integration plan. + Support HIPAA Privacy Officer in executing responsibilities related to healthcare and HIPAA.… more
- Prime Therapeutics (Phoenix, AZ)
- …Come build the future of pharmacy with us. **Job Posting Title** VP, Chief Audit Officer - REMOTE **Job Description** The Vice President Chief Audit Officer is ... internal audit function for the organization and for planning and conducting compliance , financial and operational audits to evaluate the effectiveness of internal… more
- SHI (Phoenix, AZ)
- …in our offices or yours.** **Job Summary** The Chief Information Security Officer will develop and implement a comprehensive information security strategy that ... risk management. This role involves managing incident response, ensuring regulatory compliance , and overseeing security audits and technology investments to enhance… more
- The Walt Disney Company (Phoenix, AZ)
- …DCL policies, procedures, and record keeping to ensure the operation is in compliance with all applicable national (USPHS) and international laws + Coordinate US ... Cay_ , including random inspections as needed + Monitor compliance of Vessel Sanitation Program; recommend corrective action in...Information :** Reports to: Hotel Director Level: 3 Stripe Officer Contract Length: 4 Months This is a **SHIPBOARD**… more
- Travelers Insurance Company (Phoenix, AZ)
- …clients, agents, and brokers. This role is part of the National Cyber Practice team which provides financial and reputational protection for companies that have ... analyzes complex data related to cyber security, privacy and regulatory compliance , industry and economic exposures and financial performance. The underwriting… more
- Humana (Phoenix, AZ)
- …Regulation project accounting is compliant (purchase requisition accounting and labor accounting practices ). The VP, Chief Financial Officer for Humana Military ... + Must understand the importance of Disclosure Statements and compliance with Cost Accounting Standards in operating a federal...the policy of Humana to take affirmative action, in compliance with Section 503 of the Rehabilitation Act and… more
- Edward Jones (Tempe, AZ)
- …The Field Supervision Department plays a critical role in achieving the Compliance Division's purpose of promoting our client's best interests and choices by ... partnering to improve our culture of compliance and enable the best experience for all. Our...foremost benchmarking survey and report measuring corporate policies and practices related to LGBTQ+ workplace equality. The ranking designated… more
- Humana (Phoenix, AZ)
- …Human's Primary Care Organization. The VP Reports into CenterWell Chief Financial Officer . **Position Overview** Humana, a $100 billion (Fortune 50) leader in ... role will report directly to the CenterWell Chief Financial Officer , with strong dotted lines to the Primary Care...drive profitable growth. + Designs and applies cutting edge practices and tools to ensure best in class, modern… more
- Bank of America (Chandler, AZ)
- Centralized Lending Specialist (Mortgage Loan Officer ) - Chandler, AZ Chandler, Arizona **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chandler/Centralized-Lending-Specialist--Mortgage-Loan- Officer Chandler--AZ\_25047082) **Job Description:** _At Bank of America, we… more