- USAA (Phoenix, AZ)
- …so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Lead supports the Second Line of… more
- USAA (Phoenix, AZ)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- USAA (Phoenix, AZ)
- …part of what makes us so special! **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst Lead, you will be a member of the ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance). + Expert knowledge of… more
- Wells Fargo (Tempe, AZ)
- …Officer will be accountable for developing and executing independent operational and compliance risk control testing focusing on emerging issues and ... will:** + Lead teams that plan and execute compliance and operational risk control testing and is accountable for conducting end-to-end business process… more
- Bank of America (Phoenix, AZ)
- EAC Compliance and Operational Risk ...units for ongoing oversight. + Establish, inspect, and maintain risk owned testing to identify emerging risks. ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...processes + Knowledge of control design, test design and testing of operational effectiveness **Shift:** 1st shift… more
- PNC (Phoenix, AZ)
- …and Critical Thinking, Effective Communications, Industry Knowledge, Internal Controls, Operational Risk , Organizational Governance, Regulatory Environment - ... Senior Group Manager for the Change and Release Management, Testing and Validation for SDLC within PNC's Technology organization,...and assessment in working with the businesses and other risk partners (eg, Compliance , Credit, Legal, Audit).… more
- Grant Thornton LLP (Phoenix, AZ)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... handling compliance issues, CRCM certification preferred + Compliance risk management, audit, or risk...relating to consumer financial products + Practical experience involving compliance testing , compliance audits, … more
- Grant Thornton LLP (Phoenix, AZ)
- As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing ... compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk ...relating to consumer financial products + Practical experience involving compliance testing , compliance audits, … more
- US Bank (Tempe, AZ)
- …with partners to ensure the risks and control suites in the Enterprise Compliance Risk Assessment (ECRA) are accurate and adequate - Participating in ... One. **Job Description** Partners with their assigned Line of Business, other Risk / Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their… more
- MUFG (Tempe, AZ)
- …control environment is monitored through relevant KRI/KPIs + Monitor and evaluate emerging risk , internal operational trends, and external risk events for ... Expert in program management with a focus on executing information security risk assessment/ testing methodologies, evaluating the adequacy and efficiency of… more
- Wells Fargo (Tempe, AZ)
- …of relevant experience in regulatory reporting and risk management (includes compliance , financial crimes, operational risk , internal audit, legal, ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... management concepts, audit, and controls. + Understanding of key regulatory compliance risk components, including experience driving consistency and quality… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... with the Risk Management Framework, and ensuring effective and appropriate testing , validation, and documentation of review activities for risk programs,… more
- Wells Fargo (Tempe, AZ)
- …levels of management, including senior leaders and executives. + Experience in Audit, Compliance , Risk and Testing . + Critical Thinking and Analytical ... Testing & Validation (IT&V) as part of Corporate Risk . Learn more about the career areas and lines...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... will support consumer lines of business (LOBs) and the business-aligned credit risk officer (CRO) teams, specifically focused on testing , oversight, supporting… more
- Wells Fargo (Chandler, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- American Express (Phoenix, AZ)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... complexity across multiple business areas including integrated audits that consider financial, operational , compliance and technology risk . + Effectively… more
- Deloitte (Gilbert, AZ)
- Deloitte Government & Public Services Risk & Financial Advisory Solution Analyst - US Delivery Center - Analytics Ready for an exciting, fast-paced career? Have a ... drawing conclusions, and developing recommendations? As a Solution Analyst in Deloitte Risk & Financial Advisory, you'll have the opportunity to gain valuable… more
- City National Bank (Phoenix, AZ)
- …management practices + Understanding of IT Risk Management/ Operational Risk Management and Internal Controls testing methodology + Ability to handle ... guidance, functional expertise, strategic direction, and execution rigor to significant operational risk remediation activities. This role is responsible for… more
- Prime Therapeutics (Phoenix, AZ)
- …to day operational activities needed to support the Security Governance Risk and Compliance program. **Responsibilities** + Update and publish organization ... HIPAA, and client contracts + Collect metrics to monitor risk and compliance status, assist in vendor...assessment requests + Work with IT to coordinate audit testing and track audit remediation + Other duties as… more