- American Express (Phoenix, AZ)
- …BUs through regular communication * Facilitate the day-to-day internal and external exam management process, working with the Enterprise functions (eg, data ... **Required Qualifications:** * 3 Years experience in operational risk management (eg, within Risk and/or Internal Audit ...risk procedures and standards o Facilitating the operational risk exam management processes * Experience in financial… more
- City National Bank (Phoenix, AZ)
- …FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and objective oversight of the ... ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build...of experience in risk management , operational risk management , compliance, or audit * Minimum 5… more
- Coinbase (Phoenix, AZ)
- …Finance and Audit to ensure a best-in class control framework. * Partner with exam management team to respond to all regulatory exams and inquiries. * Work ... with Market Surveillance team and Clearing Firm to ensure deployment of a robust monitoring program. * Work with the principals to design and document the firm's supervisory structure (FINRA Rule 3110) to effectively supervise all business activities and… more
- City National Bank (Phoenix, AZ)
- …a plus. * Experience communicating and interacting with regulatory agencies, including exam management and other regulatory affairs. *WHAT'S IN IT FOR ... line of business to remediation plans. * Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as… more
- ReSource Pro (Phoenix, AZ)
- …via phone/email and complete routine insurance tasks in the Agency Management System; Handle questions and concerns from customers professionally, politely, and ... Provide direction/instruction as needed to new hires; Check and audit work of new hires + Collaborate with coworkers...to be Successful + Bachelor's Degree in Business, Risk Management , Insurance, or equivalent + Living in Mountain Time… more