- American Express (Phoenix, AZ)
- …Medium (SME) and Global and Large (G&L) enterprises. The objective of the GCS Control Management Exam Response team is to support all GCS internal (inclusive of ... streamline and enhance the efficiency and effectiveness of GCS exam management processes. **The Sr. Manager, Control...resolution of requests and ensure that significant risks and issues are appropriate and timely escalated and submitted +… more
- Wells Fargo (Chandler, AZ)
- …a large financial institution, Big 4 Public Accounting or advisory or law firm leading regulatory affairs, and/or exam management activities. + 5+ years of ... on closure materials to confirm the work done addresses regulatory commitments, review exam materials and responses....team also conduct analysis that highlights any connections between issues or between regulatory actions so that… more
- MUFG (Tempe, AZ)
- …business functions, Internal Audit, Compliance Testing, and Exam & Audit Management in furtherance of Issues Management policy, standard, and ... will be focused on supporting the administration and execution of the GFCD Issues Management Department (IM), by developing governance and procedural documents,… more
- American Express (Phoenix, AZ)
- …GSG Control Manager Governance will:** + Support the day-to-day internal and external exam management process, working with the Enterprise functions (eg, data ... request compilation, action implementation, and regulatory adherence) + Support execution plans...operational risk procedures and standards; Supporting the operational risk exam management processes + Strong analytical and… more
- Wells Fargo (Phoenix, AZ)
- …customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or ... development process + Knowledge and understanding of retail compliance controls, risk management , and loss prevention + Ability to follow policies, procedures, and… more
- Adelante (Phoenix, AZ)
- …an assigned clinic(s), assuring operational, clinical, and service quality, regulatory compliance, financial performance, budget achievement and growth. This ... computer efficiency to include Windows, MS Office and Patient Management System (electronic medical record) + Must have reliable...day-to-day functionality of the BH support staff + Prepares exam room and patient for the type of … more
- Banfield Pet Hospital (Mesa, AZ)
- …and timeliness of doctors seeing exam room patients. Address broken equipment issues and assist in inventory management . Other job duties as assigned. THE ... standard protocols, and maintaining clean, sterile and organized treatment areas, exam rooms and labs. Position Description Shift Lead - Job Description.docx… more
- MUFG (Tempe, AZ)
- …reporting, ensuring accurate, thorough records are kept, and available for dissemination to management and/or for Audit and Exam purposes + **30%:** Supports EDD ... are conducted according to Bank policy. Will work with line officers, line management and their clients to obtain necessary information. Identify emerging risk … more
- The Hartford (Scottsdale, AZ)
- …consistent with corporate claim standards, policies and procedures and statutory, regulatory and ethics requirements. The selected candidate will partner with Staff ... and others. Additional key responsibilities are as follows: Claim File Management + Plan, recommend, reserve and execute file strategies including investigation,… more
- ASRC Industrial Services (Phoenix, AZ)
- …following: + Development of project safety plans based on company and regulatory policies and procedures. + Setting appropriate safety standards and implementation ... corporate and site-specific safety training for employees and managing the learning management system. + Track and manage employee involvement in the medical… more
- HonorHealth (Scottsdale, AZ)
- …with physician referral guidelines, state and national organizational standards, regulatory agencies, and established departmental policies and procedures. This ... assess, rehabilitate, and counsel. Acts as a resource for athletic training-related issues to assistive personnel and staff from other departments. Refers student… more
- Vanguard (Scottsdale, AZ)
- …a mutual fund. You will be assisting with account and plan information, regulatory or tax-related issues , financial and clerical transactions via inbound phone ... from individuals with: + Strong interpersonal and client relationship management (CRM) skills to engage with our clients and...+ Ability to complete the SIE (Securities Industry Essentials) exam and obtain the Series 6 & 63 FINRA… more