- MUFG (Tempe, AZ)
- …execution of policy and standards control testing activities + Liaise with risk assessment team and other stakeholders to ensure control testing ... identification and assessment of operational and technology risk , effective design and evaluation of controls ,..., and sustainable solutions to mitigate operational and technology risk . Control testing is an… more
- MUFG (Tempe, AZ)
- …Cybersecurity Horizontal Reviews, and ITIL in complex environment + Exposure to risk assessment / testing methodologies evaluating the adequacy and efficiency ... our recruitment team will provide more details. RESPONSIBILITIES + Assessment project support involving complex data analysis, reconciliation and...support + 3-5 years' experience in a data analytics, risk & control or audit function REQUIRED… more
- USAA (Phoenix, AZ)
- …team audit activities and provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical thinking ability. + ... when conducting engagements as the Auditor-in-Charge (AIC). + Develops and independently updates risk & control matrix at the engagement level for each… more
- Bank of America (Phoenix, AZ)
- …laws, rules and regulations to the design, implementation, and management of sanctions risk monitoring, testing , assessment , and analysis of FLU/CF ... + Issue Management + Metrics & Reporting + Risk Assessment Minimum Education Requirement: + 3+...experience in economic sanctions + Prefer candidates with monitoring, testing , or quality assurance/quality control experience. +… more
- Bank of America (Phoenix, AZ)
- …laws, rules and regulations to the design, implementation, and management of sanctions risk monitoring, testing , assessment , and analysis of FLU/CF ... to GFC management. + Communicate results to key stakeholders. Risk Assessment + Execute or assist in...experience in economic sanctions + Prefer candidates with monitoring, testing , or quality assurance/quality control experience. +… more
- Wells Fargo (Tempe, AZ)
- …financial crimes risk and related reviews such as Risk and Control Self- Assessment (RCSA) testing to independently evaluate the adequacy and ... work experience, training, military experience, education **Desired Qualifications:** + Independent risk and controls testing , Audit, regulatory and… more
- American Express (Phoenix, AZ)
- …that we are currently hiring for include: + Governance + **Issues, Events & Remediation** + ** Risk ID, Assessment , Testing & Reporting** + **Process Risk ... become better leaders every day. The US Consumer Services Control Management team's mission is to help identify, assess,...to help identify, assess, mitigate, and report on Operational Risk to ensure that we deliver on the customer… more
- Synchrony (Phoenix, AZ)
- …and process feedback. + Ensure timely delivery of high-quality deliverables that include risk assessment , testing , and review workpapers; reports; and ... assessment of regulatory reporting compliance risks and with the development of risk -based monitoring and testing plans. + Performance and documentation of… more
- MUFG (Tempe, AZ)
- …recruitment team will provide more details. **Job Summary:** Reporting to the Controls Testing Leader in the Corporate Center Risk & Controls Office, ... of test results and communicating a conclusion of the control testing effectiveness. Responsible for reviewing and...controls and changes to test scripts for existing controls . * Executing testing procedures, documenting results… more
- USAA (Phoenix, AZ)
- …first line of defense to minimize risk exposures and strengthen the overall control environment. Manages risk assessment data and uses critical thinking ... risk control self-assessments, procedure governance, control design, new product controls , CoSA Third... controls which may include the coordination of testing , root cause analysis, control design, and… more
- USAA (Phoenix, AZ)
- …audit activities on planning and scoping, business understanding/walkthroughs, and review of risk assessment and testing and demonstrates critical thinking ... across the organization. Maintain knowledge of financial services regulations. Perform risk and control identification and evaluation, advanced audit techniques,… more
- USAA (Phoenix, AZ)
- …in team audit activities like planning and scoping, business understanding/walkthroughs, review of risk assessment and testing for assigned areas of ... business, application, and/or IT general controls (ITGC) + Identifies control deficiencies in testing , discusses with Auditor-in-Charge (AIC) and/or Audit… more
- USAA (Phoenix, AZ)
- …Effectively manages material risk through consistent assessment , testing , monitoring, and reporting of the organization's controls . + Builds ... well as industry benchmark data. + Identifies, assesses, and controls material risk to ensure it is...teams. + Experience working directly with, or supporting internal control functions in technology, payments/banking or working directly with… more
- Bank of America (Chandler, AZ)
- …within the LOB or ECF through ongoing monitoring and testing of controls , identifying issues and control improvements for remediation, and building out ... assessment of the design and effectiveness of the risk and control environment to support Client...standards + Performs monitoring and testing of controls , identifying issues and control improvements for… more
- Wolters Kluwer (Phoenix, AZ)
- … is designed to be COSO 2013 compliant. Testing the system of internal control is performed by the Internal Controls organization and is only the foundation ... of key IT general controls and financial controls , if needed + Assist with facilitation, assessment...Audit projects to ensure audits maximum leverage of Internal Controls testing results and findings, and assist… more
- Wolters Kluwer (Phoenix, AZ)
- …from Internal Audit. Testing the COSO 2013 compliant system of internal control is performed by the Internal Controls Organization is only the foundation ... necessary. . Experience in a complex, multi-location, matrixed organization . Perform risk assessments of financial and operational controls . . Plan, execute… more
- MUFG (Tempe, AZ)
- …and processes; identify and document accurate control gaps and compensating controls ; develop, document, and summarize assessment conclusions; and opine as ... information security, including experience with IT assessment frameworks, IT controls , common banking technologies and risk management. * Understanding of… more
- USAA (Phoenix, AZ)
- …reviews with final signoff of work papers; proposes and/or recommends updates to the universe risk assessment of the entity based on audit results. + Leads team ... relationships, and proactively work with client management to assess risk and improve internal controls . Adheres to...creation of the internal audit universe and audit entities risk profile. Updates universe risk assessment… more
- USAA (Phoenix, AZ)
- …for quality and providing technical engagement oversight, and approval of engagement risk assessment and audit scope. + Develops and maintains effective ... relationships, and proactively work with client management to assess risk and improve internal controls . Responsible for...activities. + Responsible for reviewing results of the annual risk assessment and providing input into the… more
- Edward Jones (Tempe, AZ)
- …divisions. + Act as an independent advisor for leaders and associates by facilitating the risk assessment process of high- risk areas and processes to ensure ... impact on the firm's strategy. + Consolidate and report risk assessment information across areas to allow...on performing root cause analysis and the development of controls to effectively mitigate the identified control … more