- Citigroup (Tampa, FL)
- …The Resolution Planning Analyst is an experienced professional in financial and operational analysis and is expected to produce detailed analyses, written ... regulatory requirements as it pertains to Recovery and Resolution + Ability to write comprehensive content based on...Risk and Control, prior experience in Recovery and Resolution or related fields + 5+ years experience in… more
- Citigroup (Tampa, FL)
- …as well as supporting the compilation of materials for monthly SMB&IC Operations Risk and Controls meetings and quarterly regulatory ongoing supervision meetings ... of Operational Risk management and a good understanding of the financial industry. The role requires a thorough understanding of the strategic direction of… more
- MUFG (Tampa, FL)
- …information technology and information security environments + Understanding of the regulatory environment and regulations related to technology risk , and ... within the organization, Audit & IT Controls teams, internal risk committees, and external state and federal agencies (eg,...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- JPMorgan Chase (Tampa, FL)
- …+ Familiarity with risk management frameworks, industry standards, and financial industry regulatory requirements + Proficient knowledge and expertise in ... + Ensure effective identification, quantification, communication, and management of technology risk , focusing on root cause analysis and resolution … more
- JPMorgan Chase (Tampa, FL)
- …+ Familiarity with risk management frameworks, industry standards, and financial industry regulatory requirements + Proficient knowledge and expertise in ... + Ensure effective identification, quantification, communication, and management of technology risk , focusing on root cause analysis and resolution … more
- Citigroup (Tampa, FL)
- …Audit and a regulatory perspective. The ideal candidate will have audit, risk , controls, compliance and or regulatory experience, be proactive, able to deal ... The Regulatory Controls Transformation Management team within Central Controls...stakeholders, organizations and business heads. + Identifies and drives resolution of issues, including those outside established programs of… more
- Citigroup (Tampa, FL)
- …required; Master's preferred. * 8+ years of relevant experience, preferably in financial services. * Experience with bank regulatory compliance: Legal Lending ... Vice President will report to the CAO/Head of Governance & Controls for the CBNA CRO risk segment and will work in collaboration with the CBNA CRO team, as well as… more
- Citigroup (Tampa, FL)
- The Risk Data and Technology organization has an exciting opportunity for professionals with experience in leading technology change and transformation. This ... Lead and will require versatility to lean into critical projects in support of Risk 's transformation program. In this role, you will: implement a strategy for user… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and mitigating risk to the business. * Ensures firm and regulatory policies are followed within compliance standards. * Performs other duties and ... specialized training or certification to provide all levels of financial services in a team environment to associates or...are integrated and aligned with business practices to mitigate risk to the business. * Provides escalated support and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …document and manage issues. + Coordinates with internal audit, compliance testing, regulatory exams, and inquiry management. Compliance and risk management are ... in the securities industry, financial markets and financial products. + Risk management concepts in...Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state… more
- Citigroup (Tampa, FL)
- …experience with Tableau, SQL, SP&P CapIQ/SNL or Bloomberg preferred **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full ... and treasury investments, and ensures compliance with all risk -related regulatory requirements. In addition, the team...Experience: + 6+ years of relevant experience within the financial services industry with Tier-1 player or regulatory… more
- MUFG (Tampa, FL)
- …executive committees/forums, collaborating with cross-functional partners and leaders in technology, risk , audit, governance, regulatory affairs, HR and finance ... 4 or top tier management consulting experience preferred + Experience in the financial services industry preferred + Understanding of regulatory environment and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and business practices. * Identifies and escalates international reputational and other regulatory risk issues. * Leads firm processes and strategic initiatives ... knowledge and critical analytical skills to support continued identification and resolution of international risk and business issues. Coordinates projects… more
- Citigroup (Tampa, FL)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a ... Serves as a senior compliance risk officer for Independent Compliance Risk ...processes related to monitoring and fostering awareness of sanctions regulatory requirements that Citi must comply with; assessing related… more
- JPMorgan Chase (Tampa, FL)
- …This role involves aligning cross-functional support to the Sanctions and Regulatory Operations and Control Management business priorities, promoting the Payment ... responsible for aligning end-to-end cross-functional support to the Sanctions and Regulatory Operations and Control Management business priorities. You will promote… more
- Citigroup (Tampa, FL)
- …essential + Solid understanding of rules, laws, and regulations, and specific regulatory requirements impacting financial services and Treasury and Trade ... Serves as a senior compliance risk manager for Independent Compliance Risk ...in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting… more
- USAA (Tampa, FL)
- …risks while diligently monitoring third-party relationship compliance with USAA and regulatory requirements. + Experience in the Financial Services Industry. ... At USAA, we have an important mission: facilitating the financial security of millions of US military members and...of business goals. + Responsible for timely and appropriate resolution of escalations from strategic supplier partners. + Partners… more
- Citigroup (Tampa, FL)
- …and other regional Business Management teams and execution teams in execution of financial , compliance and regulatory activities such as local implementation of ... and EMEA **Knowledge/Experience:** + Experience in CAO / COO roles, middle office, risk , compliance or financial control + Background in project management and… more
- USAA (Tampa, FL)
- …regulations. Creates and independently performs complex work assignments and problem resolution in support of risk -based assurance and advisory engagements. ... that really matters. At USAA, we have an important mission: facilitating the financial security of millions of US military members and their families. Not all… more