- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Responsibilities:** * Monitors and reviews branch exams conducted by the PCG Branch Exam team. * Performs management activities including identifying ... through education, experience, specialized training and/or certification in securities industry compliance or supervision to lead a team of geographically-dispersed … more
- Performance Contracting, Inc. (Lakeland, FL)
- …11246 + Section 503 + VEVRAA (4212) + In conjunction with Compliance Manager , annually review AAP goal attainment with branch management (Section 503 and ... to develop solutions, programs and policies through quarterly audit + Train branch operations with recruiting compliance , EEO principles, and anti-discrimination… more