• Senior Advisor , PCG

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and/or certification to ensure the tactical and strategic success of the firm's PCG Compliance program. Responsibilities include but are not limited to providing ... more
    Raymond James Financial, Inc. (01/18/25)
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  • Senior Advisor , Supervision-…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …assist the governance team and compliance partners in communicating proposed compliance policy changes to specified associates within PCG Supervision to ... more
    Raymond James Financial, Inc. (01/18/25)
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  • Succession and Acquisition Consultant

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …to educate advisors on illustrated impact. Extensive knowledge of financial advisor compensation, transition assistance, account splits, various compliance ... more
    Raymond James Financial, Inc. (02/07/25)
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  • Manager, Supervision- E Comm Review

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …associates during functional reviews and provide advanced support to our PCG Branch departments, focusing specifically on the policies and procedures required ... more
    Raymond James Financial, Inc. (02/07/25)
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