- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and/or certification to ensure the tactical and strategic success of the firm's PCG Compliance program. Responsibilities include but are not limited to providing ... more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …assist the governance team and compliance partners in communicating proposed compliance policy changes to specified associates within PCG Supervision to ... more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to educate advisors on illustrated impact. Extensive knowledge of financial advisor compensation, transition assistance, account splits, various compliance ... more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …associates during functional reviews and provide advanced support to our PCG Branch departments, focusing specifically on the policies and procedures required ... more