- Raymond James Financial, Inc. (St. Petersburg, FL)
- …service organization. + SIE required provided that an exemption or grandfathering cannot be applied Series 7 and 63/65 or 66 Required - must be registered in all ... and supervisory skills coupled with a mastery of brokerage operations . + **Client Experience:** Ensure teams you lead deliver...50 states + Series 9, 10 and 24 preferred. **Education** Bachelor's: Accounting,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 99_OS- Operations Professional - Financial Industry Regulatory Authority ... to ensure own work adheres to those standards. Obtain authorization from a supervisor or manager for any exceptions from mandatory procedure. + Develop own… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …clear directions and priorities. * Provide a high level of customer service. **Licenses/Certifications:** * Series 7 & 24 (or 9/10), and 66 (or 63 and 65) or ... with retail activity. * Principles of banking, finance, and securities industry operations * Rules and regulations of the Securities Exchange Commission (SEC);… more