- DLA Piper (New York, NY)
- …seeking a securities lawyer with 6+ years of experience managing structured securities offerings for our Investment Funds Group. We are looking for ... are applying **Experience** + Minimum 6 years of experience managing structured securities offerings. + Direct and applicable AmLaw 100 law firm experience… more
- TD Bank (New York, NY)
- …protects the Company against legal risks. **Depth & Scope:** + Manages other Senior Counsel , Counsel , Associate Counsel and/or paralegal staff, assigning ... can provide you more specific details for this role. **Job Description:** Legal counsel providing advice related to broker-dealer activities with a focus on fixed… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …include supporting the Corporate Secretary in: + providing advice regarding securities law disclosure/compliance, including Annual Reports on Form 10-K, Quarterly ... preparing for the annual meeting of stockholders. + providing securities law advice and compliance guidance for earnings releases,...legacy at the same time. And through the organization's investment in BD University, you will continually level up… more
- SMBC (New York, NY)
- … will work within the Legal Department and report to the Managing Director, Associate General Counsel . **Role Objectives** + Provide US bank regulatory advice to ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Morgan Stanley (Purchase, NY)
- …is a leading global financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. ... legend removals for restricted stock. EFS conducts due diligence with Issuer counsel prior to the transaction, negotiates and implements 10b5-1 contracts (including… more
- Morgan Stanley (New York, NY)
- …is a leading global financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. ... the Direct Lender Financing FSL group is looking for experienced Analyst to Associate level candidates to join the team. *Position Description:* The FID Secured… more