- HSBC (New York, NY)
- …Global Equities franchise with a focus on the Equity Derivatives (EQD) business segment (EQD Compliance Officer ). The EQD Compliance Officer will be ... Senior Vice President Brand: HSBC Area of Interest:...policies and procedures, training, conflicts, and supervision. The EQD Compliance Officer is responsible for making commercial… more
- Formation Bio (New York, NY)
- …the growing drug development capabilities. This position reports to the Chief Development Officer . As the VP of Quality Assurance, you will establish and manage the ... organization to ensure our organization's compliance with the highest standards, including Good Manufacturing Practices (GMP), Good Laboratory Practices (GLP), Good… more
- SMBC (New York, NY)
- …addition, the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. ... reminders and other communications. + Support production of Annual Compliance Report and related senior officer...production of Annual Compliance Report and related senior officer certifications + Participate in evaluation… more
- The LiRo Group (Long Island City, NY)
- …and/or highly visible construction and modernization projects under the guidance of a senior level Project Officer Ensure the quality and high standards of ... on Apply to be considered for this position. Project Officer II / III US-NY-Long Island City Job ID:...performance and compliance in both design and construction by all consultants,… more
- United Nations Federal Credit Union (Queens, NY)
- …connection, and alignment across the organization. Reporting to the Chief Marketing Officer , you will partner closely with Human Resources, Executive Operations, IT, ... engagement, transparency, and alignment with organizational values. Counsel the CEO and senior leaders on messaging to ensure clarity, consistency, and a cohesive… more
- HSBC (New York, NY)
- …New York, NY, US, 10001 Work style: Hybrid Worker Date: 12 Dec 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... used for these activities. The position primarily supports US IWPB CEO (Chief Executive Officer ) and their OpCo and Global PB (Private Bank) and IWS (WPS now Wealth… more
- SMBC (New York, NY)
- …to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and coordination ... responsible for routinely reporting credit risk related reports/documents, to senior management, head office, and regulators. **Role Responsibilities:** Credit… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... + Proficient in Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice, guidance and support to… more
- City National Bank (New York, NY)
- …for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... results and lead line of business to remediation plans. * Works with Senior Compliance Officer , Compliance Manager to maintain audit tracking logs… more
- Banco Popular Puerto Rico (New York, NY)
- …Dec 4, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance ... We are looking for a Senior Compliance Officer to join our Compliance Team. The role may be based in New York, NY or Miami Lakes, FL. The right… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight ... also be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws,… more
- Aston Carter (Florham Park, NJ)
- …the limits of the lean structure. + Compliance : Act directly as the local Compliance Officer , reporting into Group Compliance / Chief Compliance ... Officer to lead our finance, IT, purchasing, and compliance functions. This role is designed for individuals transitioning...industry or from a Big 7 firm at a Senior Manager level. + Advanced skills in PowerPoint and… more
- New Jersey Institute of Technology (Newark, NJ)
- Title: Chief Compliance Officer Department: Office of Institutional Compliance Reports To: General Counsel, Senior Vice President of Legal Affairs and ... Type: Staff Position Summary: The Chief Compliance Officer (CCO) serves as the senior executive responsible for overseeing and managing compliance … more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- Bank of America (Jersey City, NJ)
- Sr . Information Security Officer - Generative... (CTO). This job is responsible for partnering with senior leaders to balance the needs of the business ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chicago/ Sr -Information-Security- Officer Generative-Artificial-Intelligence\_25035789) **Job Description:** At Bank of… more
- MetLife (Whippany, NJ)
- …Opportunity Investments Compliance is seeking an engaged, detail oriented, and self-motivated Compliance Officer to join the team. The Compliance ... Officer will be primarily responsible for key regulatory compliance activities including regulatory filings, regulatory change management, licensing and… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Personal & Commercial Banking **Job Description:** The Sr . Commercial Loan Officer combines an external sales role focusing on ... sales, revenue, volume & new customer objectives while showing credit aptitude. The Sr . Commercial Loan Officer maximizes profitability, revenue and retention of… more
- Banco Popular Puerto Rico (New York, NY)
- …22, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Sr Marketing Officer Segment Marketing and Deposit Products We are seeking an ... experienced Sr . Marketing Officer with a strong background...team members to ensure successful project delivery. Coordinate with compliance , product, and sales teams to maintain alignment and… more
- Bank of America (New York, NY)
- SAG Corp/Comm Sr Port Officer Chicago, Illinois;New York, New York; Boston, Massachusetts; Providence, Rhode Island **To proceed with your application, you must ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chicago/SAG-Corp-Comm- Sr -Port- Officer \_25036845) **Job Description:** At Bank of America,… more
