- Rose International (Irving, TX)
- …in compliance with our client's Data Governance Policy Assists in the remediation of Audit and Regulatory feedback on issues and concerns Report Data ... Only qualified Data Quality Analyst located in the Tampa, FL or...safeguarding our client, its clients and assets, by driving compliance with applicable rules, laws, and regulations, adhering to… more
- Jacobs (Houston, TX)
- …subject matter experts, and mentor staff. Jacobs delivers projects with high safety, compliance , and quality standards expected by both Jacobs and our clients. ... an experienced sediment scientist or engineer to participate in complex sediment remediation projects for both federal and private clients. Based anywhere out of… more
- USAA (San Antonio, TX)
- …risk management responsibilities + Coordinates with other control partners (eg Audit, Compliance and Operational Risk) and regulatory examiners to minimize ... and external vendor governance framework + Develops and maintains the quality standards, operating policies, and procedures and directs implementation of approved… more
- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth ... operations and limit risk exposure. From day one, you'll be empowered by the greater Regulatory Compliance team to help clients make the moves that will help… more
- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth ... operations and limit risk exposure. From day one, you'll be empowered by the greater Regulatory Compliance team to help clients make the moves that will help… more
- Grant Thornton LLP (Dallas, TX)
- …knowledge on emerging regulations and help organizations leverage efficiencies within the Regulatory Compliance Practice - all with the resources, environment, ... to help you excel. You'll collaborate with teams to provide comprehensive compliance optimization strategies, to help clients remediate regulatory gaps,… more
- Wells Fargo (Westlake, TX)
- …horizontal support for various Regulatory activities including Ongoing Supervisory, Regulatory Remediation , and Regulatory Exams and Assessments + ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Citigroup (Irving, TX)
- …self and assigned team + Review and provide governance over the quality , completeness, and accuracy regulatory submissions, including exam related materials, ... ad hoc correspondence, and ongoing supervision interactions + Oversee remediation of regulatory -sourced Issues; manage execution of all reporting and… more
- Bank of America (Plano, TX)
- …and debate issues. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in...plans, drives and reviews team deliverables to support consistent quality of activities, processes and outputs. This role may… more
- Capital One (Plano, TX)
- …years of experience in compliance , legal or audit + Certified Regulatory Compliance Management (CRCM) or Certified Information Privacy Professional (CIPP) ... While working within the Compliance Management Program framework, the Compliance Advisor Manager is responsible for delivering quality results, providing… more
- Capital One (Plano, TX)
- …+ CIPP (Certified International Privacy Professional) certification or CRCM (Certified Regulatory Compliance Manager) certification At this time, Capital One ... objectives for the Compliance department and impacted business. The Compliance Privacy Manager is responsible for delivering quality results and providing… more
- MUFG (Irving, TX)
- …firm, or regulatory agency. + Experience with performing compliance testing, quality control/assurance processes or internal/external audits preferred. ... incorporate regulatory expectations, industry developments, lessons learned from regulatory findings and internally identified issues by compliance testing… more
- Bank of America (Dallas, TX)
- …and processes **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching + Issue Management + ... Global Financial Crimes Manager - Quality Assurance Manager for GFC Program & Policy...activities include but not limited to: + Will lead remediation of regulatory findings and issues, manage… more
- Vivint (Houston, TX)
- …the control matrix. Maintaining executive alignment that clearly highlights risks, remediation activities, and recommendations for compliance across the ... coordinating with the business on the identification, design, documentation, implementation, and remediation of new or enhanced compliance controls, based on… more
- Bank of America (Dallas, TX)
- …performance and breach remediation . + Assists in the filing of all regulatory reports for the Company related to Financial Crimes. Required Skills: + Min 5+ ... following activities in support of the identification, escalation and timely mitigation of compliance and operational risks in alignment with the Compliance and… more
- Capital One (Plano, TX)
- …+ 8+ years of auto finance originations experience + Certified Regulatory Compliance Managercertification (CRCM) or Certified Information Privacy ... Program framework, the Compliance Advisor Senior Manager is responsible for delivering quality results, providing compliance advice to lines of business as a… more
- USAA (San Antonio, TX)
- … management efforts and managing work to achieve strategic goals related to regulatory compliance gaps and/or quality and operational opportunities. + ... quality assurance/control/improvement experience to include demonstrated knowledge of regulatory laws, compliance standards and processes, and best… more
- Bank of America (Plano, TX)
- …and sustainable + Leverage risk mindset and influence LOB leaders to drive proper remediation of regulatory gaps + Develop test plans designed to address the ... Senior Audit Manager - AML Data Quality Charlotte, North Carolina;Wilmington, Delaware; New York, New...to improve the control environment. Participates in communication with regulatory agencies. Manages performance of the team, including expense… more
- Guardian Life (Austin, TX)
- …delivering high- quality results. + Stay current with industry and regulatory developments and proactively identify opportunities to improve the branch office ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- JPMorgan Chase (Plano, TX)
- …and remediation . **Job Responsibilities:** + Create a proactive Employee Compliance risk and control culture that leverages proven evaluation strategies and ... experience required + 7+ years of financial service experience in controls, audit, quality assurance, risk management, or compliance + Proficient knowledge of… more
