- HUB International (Dallas, TX)
- … and investment monitoring. HUB's Retirement and Private Wealth US Investments Compliance team is seeking candidates for the following position based ... Senior Vice President Compliance & Risk Officer , Retirement &...closely with different functional teams within our business, including Investment Committees, Client Service and Operations. The successful candidate… more
- Strategic Focus Recruiting (Dallas, TX)
- …data and feedback to drive decision-making that improves outcomes. Oversee investment activities and manage organizational assets. Ensure compliance with ... Chief Financial Officer / Chief Strategy OfficerEmployer Details:Dallas/Fort Worth Based...of Directors, funding agencies, and stakeholders. Manage cash flow, investment activities, and asset management to ensure financial stability.… more
- Strategic Focus Recruiting (Dallas, TX)
- …data and feedback to drive decision-making that improves outcomes. Oversee investment activities and manage organizational assets. Ensure compliance with ... Chief Financial Officer / Chief Strategy Officer Employer...of Directors, funding agencies, and stakeholders. Manage cash flow, investment activities, and asset management to ensure financial stability.… more
- GSES (Dallas, TX)
- …School FSLA Qualification: Exempt Position Purpose: The Chief Financial and Operating Officer provides strategic, operational, and financial support to the Head of ... Good Shepherd Parents Day Out ("PDO"). The Chief Financial and Operating Officer is responsible for all long-range financial matters, financial and administrative… more
- National Association of Independent Schools (Dallas, TX)
- …of SchoolFSLA Qualification: ExemptPosition Purpose: The Chief Financial and Operating Officer provides strategic, operational, and financial support to the Head of ... Good Shepherd Parents Day Out ("PDO"). The Chief Financial and Operating Officer is responsible for all long-range financial matters, financial and administrative… more
- Matter Family Office (Dallas, TX)
- …affect not only you, but others in the organization. YOUR RESPONSIBILITIES: The Chief Compliance Officer position is an opportunity to lead and oversee Matter ... our offices in St. Louis, Denver, and Dallas. Our associates combine Investment Management, Wealth Planning and Coordination, and Family Culture and Learning… more
- Citigroup (Irving, TX)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Citigroup (Irving, TX)
- The Compliance Independent Assessment Technology Officer is accountable for gathering and documenting the business requirements from Compliance Independent ... Compliance Independent Assessment book of work and own Investment Requests related to Compliance Independent Assessment budget + Good on technical skills such… more
- JPMorgan Chase (Plano, TX)
- …regulatory and/or audit best practices. **Job responsibilities** + Perform on-site compliance examinations of broker-dealer and investment advisory business to ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- Nuveen Investments (Frisco, TX)
- This position reports to the VP, Compliance Officer who has oversight responsibilities for Nuveen Securities, LLC, a registered US broker-dealer, which serves as ... will be responsible for supporting aspects of the Nuveen Securities Compliance Program relating to distribution activities and expected to provide top-flight… more
- Nuveen Investments (Frisco, TX)
- …enhancements in connection with business transformation initiatives. + Assist the VP, Compliance Officer with oversight of complaints process including intake, ... This role provides Compliance support to Nuveen Global Client Services, with...Experience working in the securities industry, working for an investment adviser or broker-dealer, and prior experience supporting client… more
- Affinius Capital (San Antonio, TX)
- … initiatives. This role will work in direct support of the Global Chief Compliance Officer /Associate General Counsel and have broad visibility across the firm, ... President will work closely with other members of the Legal and Risk and Compliance departments on a variety of corporate, fund and investment -related legal and… more
- Citigroup (Irving, TX)
- …and functions. Overview of the Role: The Senior Vice President, Information Security Officer (Wealth - Investments & Data) is an intermediate level position ... products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As… more
- Deloitte (San Antonio, TX)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... have the opportunity to help clients get the most from their SAP investments -and help position businesses for the evolving digital economy. Ready to reimagine your… more
- USAA (San Antonio, TX)
- …evaluating, selecting, onboarding and use of software and quantitative tools used in investment management to drive governance, compliance , risk management, and ... Member funds) as defined within the Enterprise Sensitive Positions Mandatory Time-Away Compliance Policy. Employees in Sensitive Positions are required to fulfill a… more
- Texas Tech University (Austin, TX)
- …systems that support investment operations. Reporting directly to the Chief Investment Officer (CIO), the CTO will ensure that all technological resources ... regulatory requirements and industry standards related to technology and investment operations. **Department:** Office of Investments **Required Attachments:**… more
- Morgan Stanley (Houston, TX)
- …is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The ... an important part of our culture. The National Risk Officer is responsible for a wide variety of supervisory,... is responsible for a wide variety of supervisory, compliance and risk functions. In conjunction with the Senior… more
- CIBC (Houston, TX)
- …worth individuals, family offices, endowments and foundations. The Business Development Officer works closely with Relationship Managers, Investment and Wealth ... Business Development, Client Relationship Management, Customer Experience (CX), Ensure Compliance , Group Problem Solving, Investment Advising, People Management,… more
- Indorama Ventures (Houston, TX)
- …: Indorama Ventures - Inovinya is currently looking to hire a Principal Accounting Officer to work in The Woodland, TX office. The Principal Accounting Officer ... management, risk & currency management, efficient tax management and all regulatory finance compliance for a listed entity. This leader will take a hands-on approach… more
- PennyMac (Plano, TX)
- …on the production and servicing of US mortgage loans and the management of investments related to the US mortgage market. At Pennymac, our people are the foundation ... through the complete mortgage journey. **A Typical Day** The **Purchase Loan Officer ** is responsible for assisting new customers as well as existing Pennymac… more
