- USAA (Plano, TX)
- …impactful. **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- USAA (Plano, TX)
- …makes us special and impactful. **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst Lead, you'll provide the execution of ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Expert knowledge of… more
- Charles Schwab (Southlake, TX)
- …+ 3+ years of experience in audit, SOX testing , compliance testing , and/or enterprise/ operational risk management. + Self-motivated along with the ... the status quo" and transform the finance industry together. The Enterprise and Operational Risk Testing (EORT) team is part of the Enterprise and … more
- BMO Financial Group (TX)
- …and integrates the monitoring, measurement & reporting on the status of the operational risk governance program to internal & external stakeholders. + Leads ... governance structure supported by analytics, reporting, and 2LOD Independent Testing to monitor enterprise compliance with Control...ongoing operational programs in support of the operational risk framework. + Leads/participates in the… more
- Santander US (Dallas, TX)
- Sr. Associate, Operational Risk - Governance & Reporting Dallas, United States of America The Operational Risk Senior Associate for Governance & ... + Responsible for the strategic development, implementation, and effective execution of the Operational Risk (OR) program, the key program elements which can… more
- TIAA (Frisco, TX)
- …requirements and lead enhancements for the eGRC tool + Perform and oversee Operational Risk third-party assessments + Recommend program and process improvements ... areas of resiliency, data integrity and security, offshoring, privacy, technology, fraud, compliance as well as operational and reputational risks. This involves… more
- Grant Thornton (Dallas, TX)
- As a Regulatory Compliance Risk Senior Associate (Banking/Financial Services), you will get the opportunity to grow and contribute to our banking clients' ... with the FDIC, FRB, OCC, or CFPB preferred + Compliance risk management, audit, or risk...various types and sizes + Practical work experience involving compliance testing /monitoring, compliance audits, … more
- USAA (San Antonio, TX)
- …knowledge of the business, its products, and processes, to identify, work, and escalate operational risk and compliance issues. + Supports and contributes to ... guidance regarding business products, services, and processes through a risk and compliance framework to ensure they...in the business to identify, assess, aggregate and document operational and compliance risks and controls, including… more
- Grant Thornton (Dallas, TX)
- As a Regulatory Compliance Risk Manager, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk ...various types and sizes + Practical work experience involving compliance testing /monitoring, compliance audits, … more
- Robert Half (Austin, TX)
- …other financial crime. + Carries out compliance monitoring, internal controls risk assessments, and internal controls testing program ensuring that there are ... JOB REQUISITION Risk and Compliance - Financial Crimes...a professional network. + Ability to translate and communicate operational and enterprise risks to client personnel, including executives.… more
- Public Storage (Plano, TX)
- …be responsible for our ERC programs, including periodically conducting enterprise and compliance risk assessments, identifying and evaluating enterprise risk ... Stock Exchange. **Job Description** Our Company is searching for an experienced Enterprise Risk and Compliance (ERC) Director, who will be responsible for… more
- ExxonMobil (Spring, TX)
- …**What role you will play in our team** The Trading Risk & Compliance System Analyst is responsible for supporting ... business process knowledge in the new asset-backed trading (ABT) capabilities, Trading Risk & Compliance System Analyst translates business requirements to IT… more
- Citigroup (Irving, TX)
- …required. + Experience in risk management disciplines (eg, Compliance ; Operational ) + Experience in Operations, Audit, Testing or Quality Control / ... will report to the Director, Independent Compliance Risk Management (ICRM) Control Monitoring & Testing ....a process (Quality Assurance). + Support in dealing with Operational and Compliance Risk in… more
- Wells Fargo (Irving, TX)
- …in risk management, control testing , issue identification and validation, compliance , operational risk , internal audit, business process management, ... will be accountable for developing and executing independent control testing over operational and compliance ...Qualifications:** + Minimum 2 years of experience in audit, risk , or compliance testing . +… more
- Wells Fargo (Irving, TX)
- …in risk management, control testing , issue identification and validation, compliance , operational risk , internal audit, business process management, ... will be accountable for developing and executing independent control testing over operational and compliance ...Qualifications:** + Minimum 2 years of experience in audit, risk , or compliance testing . +… more
- Wells Fargo (Dallas, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... enhance, manage, and govern data management and reporting processes for credit risk regulatory reporting. This includes ensuring compliance with policy… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... and interpersonal communication skills. + Specialized knowledge or prior regulatory compliance testing or review experience + Experience creating, executing,… more
- Deloitte (Dallas, TX)
- …non-financial) + Business and risk domains including credit, liquidity, market, operational risks, fraud, and payments + Data testing methodologies (eg, ... helps our clients with leveraging data as a strategic asset for their risk , regulatory and compliance programs. Leveraging traditional and advanced solutions,… more
- Wells Fargo (Irving, TX)
- …understanding of regulatory reporting: Federal Reserve, OCC, and SEC. + Experience in Audit, Compliance , Risk and Testing . + Public Accounting experience. + ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Dallas, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... and act as key participant in data aggregation, monitoring, and reporting of stress testing and portfolio analysis for Risk Analytics. + Make decisions in… more