- Capital One (Plano, TX)
- …(CFE), Certified Anti-Money Laundering Specialist (CAMS), or Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), or relevant ... Plano 3 (31063), United States of America, Plano, Texas DART Experienced Sr. Auditor , FCC/ Corporate Compliance (Hybrid) **Capital One's Audit function is a… more
- Charles Schwab (Westlake, TX)
- …governance processes, risk management, and internal controls. The Broker-Dealer/Asset Management enterprise team is seeking a Senior Auditor (Senior Specialist). ... Reporting to a Director or Senior Manager in the Broker-Dealer/Asset Management enterprise team, the Senior Auditor will have responsibility for assisting… more
- USAA (Plano, TX)
- …+ Experience performing internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory environment. + ... of what makes us so special! **The Opportunity** As a dedicated **Senior Auditor ** , you'll execute, identify problems and resolutions for risk-based assurance and… more
- Bank of America (Dallas, TX)
- …Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) ... Senior Auditor - Economic Sanctions Wilmington, Delaware;Stamford, Connecticut; East...conducting sanctions reviews. + Perform sanctions audits at the enterprise level as well as other diverse lines of… more
- USAA (Plano, TX)
- …performing internal and external audits within IT/IS, and applying audit, risk, or compliance acumen in a complex operational and regulatory environment. + ... of what makes us so special! **The Opportunity** As a dedicated **Senior Auditor ** you will lead and execute technology and information/cyber security (IT/IS) audit… more
- Highmark Health (Austin, TX)
- …, sub- regulatory , and licensing / accreditation requirements from the Regulatory Guidance team;. Translate and communicate compliance requirements into ... to meet Highmark Health's mission requirements in a manner consistent with the enterprise risk appetite. The incumbent must have a proactive mindset and approach,… more
- Capital One (Plano, TX)
- …Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE)** + ... lead Financial Crime Compliance (FCC) and Corporate Compliance audits at the enterprise level as...believer that data will only make you a better Auditor . This part will require looking at some data,… more
- Capital One (Plano, TX)
- …Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE)** + ... large/complex Financial Crime Compliance (FCC) and Corporate Compliance audits at the enterprise level, as...innovation, and technology will only make you a better auditor . This will require leveraging the power of data… more
- USAA (Plano, TX)
- …of what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead-CFO to work a hybrid ... and activities align with applicable rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Lead… more
- USAA (Plano, TX)
- …+ Experience performing internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory environment. + ... regulations + Experience testing Second Line of Defense Compliance and Compliance Testing functions, complaints, and regulatory change management. + … more
- Wells Fargo (Irving, TX)
- …experience, education. **Desired Qualifications:** + Knowledge and understanding of audit, regulatory compliance , or risk management. + Experience with ... of methodologies and standards for review activities across the Enterprise in alignment with the Risk Management Framework and... (CIA) + Certified Public Accountant (CPA) + Certified Regulatory Compliance Manager (CRCM) + Certified Risk… more
- Flowserve Corporation (Houston, TX)
- …(ERM). This position will ensure the effectiveness of internal controls in compliance with corporate objectives and government regulatory standards and enable ... individual contributor, or as a leader of people, your enterprise mindset will ensure Flowserve's position as the global...career in motion at Flowserve. **Role Summary:** The Senior Auditor will report to the Supervisor, Internal Audit and… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Senior Financial Controls Analyst to join our Enterprise COSO testing team. The Enterprise COSO Testing team within the … more
- Discover (Houston, TX)
- …Certified Internal Auditor , Certified Public Accountant (CPA), Certified Regulatory Compliance Manager \#li-cs1 #remote **Application Deadline:** The ... manage it. This person will also liaise with the enterprise -wide Legal, Compliance and Corporate Risk functions.... compliance program components. + Assists with researching regulatory compliance requirements and evaluating the adequacy… more
- USAA (Plano, TX)
- …+ Experience performing internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory environment. + ... is not available for this position. **What you'll do:** + Primarily serves as Auditor -in-Charge (AIC) and main point of contact for the business through IT/IS Audit… more
- Wells Fargo (Irving, TX)
- …to enable scalability of the firms' IT infrastructure + Ensure robust regulatory compliance , risk management, through the implementation of Global Capacity ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Bank of America (Plano, TX)
- …+ Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit / Assurance or operational ... Strategic engagement in governance routines, issue remediation / validation, and regulatory engagement + Provides comprehensive assessment of key products; increases… more
- News Corp (Austin, TX)
- …understanding of security and privacy principles and be well-versed in regulatory and compliance requirements affecting the business. Key Responsibilities: ... and maintaining cyber security controls, standards, guidelines, and processes to ensure compliance is maintained and risk is managed effectively. * Collaborate with… more
- Wells Fargo (Addison, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... through relevant work assignments. Internal Audit supports the entire enterprise and acts as an independent assurance function that...may receive a promotion, based on performance, to an Auditor role at the conclusion of the program. **The… more