- HUB International (Dallas, TX)
- …within a rapidly expanding legal and compliance department. The SVP, Compliance and Risk Officer , Hub Retirement and Private Wealth ("RPW"), will be ... Senior Vice President Compliance & Risk Officer , Retirement &...the design and implementing controls and processes to ensure compliance with all applicable regulatory and portfolio… more
- Community Hospital Corp (Odessa, TX)
- …Maintains the hospital's compliance with all laws and applicable regulatory and legal requirements. Retains all nursing related hospital accreditations, ... The Chief Nursing Officer (CNO) at ContinueCARE Hospital at Medical Center,...hospital accreditations, licensures and designations in good standing. Maintains compliance with all laws and applicable regulatory … more
- Community Hospital Corporation (Odessa, TX)
- …goals.Maintains the hospital's compliance with all laws and applicable regulatory and legal requirements. Retains all nursing related hospital ... The Chief Nursing Officer (CNO) at ContinueCARE Hospital at Medical Center,...hospital accreditations, licensures and designations in good standing. Maintains compliance with all laws and applicable regulatory … more
- Strategic Focus Recruiting (Dallas, TX)
- …that improves outcomes. Oversee investment activities and manage organizational assets. Ensure compliance with legal , regulatory and funding requirements. 3. ... Chief Financial Officer / Chief Strategy OfficerEmployer Details:Dallas/Fort Worth Based... Compliance and Risk Management: Ensure compliance with all federal, state and local regulations, as… more
- Strategic Focus Recruiting (Dallas, TX)
- …that improves outcomes. Oversee investment activities and manage organizational assets. Ensure compliance with legal , regulatory and funding requirements. ... Chief Financial Officer / Chief Strategy Officer Employer...Compliance and Risk Management: Ensure compliance with all federal, state and local regulations, as… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... needs in a manner consistent with the Citi program framework. The Independent Compliance Risk Management (ICRM) Regulatory Architecture Compliance (RAC) team… more
- MD Anderson Cancer Center (Houston, TX)
- …rules governing research integrity); (b) work closely with the Senior Legal Officer & Executive Director, Research Compliance , and the Research Integrity ... Officer will: (a) serve as in-house legal and regulatory counsel on matters related...Officer will also assist the AVP, Research Integrity Officer , AVP, Deputy Chief Compliance Officer… more
- Citigroup (Irving, TX)
- …across the business, executive leadership and key functional support areas like Regulatory Affairs, Communications, Legal , Compliance , Control, in-business ... The Regulatory Risk Officer is a strategic...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Irving, TX)
- The Legal Support Sr. Lead Officer is a senior level, non-attorney role, responsible for providing legal support to the Citi Legal team. This role ... **Education:** + Bachelors/University degree, Master's degree preferred Role is in the Legal - Regulatory Requirements and Obligations Program Office team.… more
- Citigroup (Irving, TX)
- The Legal Support Lead Officer is a senior level, non-attorney role, responsible for providing legal support to the Citi Legal team. This role requires a ... to gather information and works closely with the team's management to determine legal solutions + Continuously stays informed of regulatory changes, new… more
- Robert Half Finance & Accounting (Allen, TX)
- Description We are seeking a Bilingual Spanish Compliance Officer to join our team in the banking industry in Allen, Texas. The Compliance Officer will ... Responsibilities: * Serve as the primary contact for all regulatory compliance matters within the organization. *...possess a minimum of 3 years experience in a Compliance Officer role within the banking industry… more
- Citigroup (Irving, TX)
- …Reg B, SCRA, MLA, FCRA and Fair Lending requirements. + Certified Regulatory Compliance Manger (CRCM) certification strongly preferred. + Demonstrated knowledge ... 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent...of regulatory compliance requirements of Retail Banking and… more
- Citigroup (Irving, TX)
- …and monitoring of compliance related issues. + Reviewing materials to ensure compliance with various regulatory and legal requirements and to ensure ... Serves as a compliance risk officer for Independent ...or other control-related function in the financial services firm, regulatory organization, or legal /consulting firm, or a… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... focus + The role requires knowledge of the following compliance processes: + Regulatory Change Management +...assigned as required. **Education:** + Bachelor's degree; experience in compliance , legal or other control-related function in… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance by 1st line of ... and reporting of compliance testing reviews and compliance and regulatory issue validation activities for...area of focus **Education:** + Bachelor's degree; experience in compliance , audit, legal or other control-related function… more
- Matter Family Office (Dallas, TX)
- …affect not only you, but others in the organization. YOUR RESPONSIBILITIES: The Chief Compliance Officer position is an opportunity to lead and oversee Matter ... a solution-focused posture, focusing on how to achieve business results within legal and regulatory requirements. + Carefully balances a collaborative,… more
- Citigroup (Irving, TX)
- Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection ... as well as, provide transactional approvals and interpretation of internal compliance policies. + Assisting with regulatory inquiries and/or examinations.… more
- Citigroup (Irving, TX)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) supporting **Branded Cards Product ... as well as, provide transactional approvals and interpretation of internal compliance policies. + Assisting with regulatory inquiries and/or examinations.… more
- Citigroup (Irving, TX)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... as well as, provide transactional approvals and interpretation of internal compliance policies. + Assisting with regulatory inquiries and/or examinations.… more
- Morgan Stanley (Houston, TX)
- … and/or the Regional Risk Officer * Focuses on business ethics and regulatory and compliance practices * Provides coaching and guidance on policies and ... place to ensure that approvals are handled appropriately and timely *Risk Management/ Compliance / Legal * * Monitors and implements procedures to manage all facets… more
