- HUB International (Dallas, TX)
- Senior Vice President Compliance & Risk Officer, Retirement & Private Wealth Dallas HUB International Limited Full time Efinancialcareers 30+ days ago ... expanding legal and compliance department. The SVP, Compliance and Risk Officer , Hub Retirement...the design and implementing controls and processes to ensure compliance with all applicable regulatory and portfolio… more
- Fidelity TalentSource LLC (Westlake, TX)
- … Compliance , Workplace Solutions Compliance , Advice Solutions Compliance , Regulatory Compliance , Global Sanctions and Risk Assessment and Testing. ... Job Description:The Role The Senior Manager, Business Analyst is part of a...Skills You BringBachelor s degree requiredPrevious project management, audit, regulatory , risk or compliance environment… more
- Fidelity TalentSource LLC (Westlake, TX)
- …Data Management) system.\u00A0 GDS provides data services for trading, accounting, compliance , performance and analytical data in support of global investment ... team members, and key business and technology partners across Fidelity. The Senior Manager will manage the day-to-day operational activities including oversight of… more
- Globe Life Inc. (Mckinney, TX)
- …with applicable privacy laws and regulations, and will provide guidance to Regulatory Compliance , Information Security, and business leaders on all data ... management stakeholders on data mapping, classification, and related data management/ compliance programs. Assist in the third-party risk management process… more
- Dexian - Signature Consultants (Plano, TX)
- …are sustainable and addresses risks appropriatelyRequirements:5-10 years of experience in risk management, audit, compliance , or a combination of eachFinancial ... test the effectiveness of controls (monitoring and Quality Control)Engage with senior stakeholders to identify issues and/or control improvements for remediationActs… more
- Strategic Focus Recruiting (Dallas, TX)
- …Ensure compliance with legal, regulatory and funding requirements. 3. Compliance and Risk Management: Ensure compliance with all federal, state ... Overview of Role:The Chief Financial Officer / Chief Strategy Officer is a senior executive role responsible for overseeing and executing on the financial strength… more
- Strategic Focus Recruiting (Dallas, TX)
- …assets. Ensure compliance with legal, regulatory and funding requirements. Compliance and Risk Management: Ensure compliance with all federal, state ... of Role: The Chief Financial Officer / Chief Strategy Officer is a senior executive role responsible for overseeing and executing on the financial strength of… more
- Fidelity TalentSource LLC (Westlake, TX)
- …investigative research. The Expertise We're Looking For Bachelor's degree preferred. Regulatory compliance , research, and/or legal experience is preferred ... Internet, database research, litigation inquiries and verification of licensing requirements/ regulatory compliance . You can prepare investigative reports and… more
- Peak Rentals (Gainesville, TX)
- …objectives for the business across domestic marketplaces. Responsible for ensuring compliance with EHS regulations and Company policies and practices. Works closely ... job functions include, but are not limited toEstablishes and assures compliance with Company EHS strategies, policies, procedures, and standards for assigned… more
- Creative Financial Staffing (Houston, TX)
- …capital commitments and investing our cash to maximize investment returns. Compliance : Ensure all financial activities comply with regulatory requirements ... Our investment management client is seeking an experienced Senior Accounting Manager to assist their family office sector of the organization along with the… more
- Creative Financial Staffing (San Antonio, TX)
- …organization's operations, including finance, strategic business planning, budgeting, contracts, compliance , risk management, HR, facilities maintenance, and IT. ... and enforce business policies, HR practices, and accounting procedures to maintain compliance and operational efficiency. Ensure legal and regulatory documents… more
- Fidelity TalentSource LLC (Westlake, TX)
- …Development, Investments, Service Delivery, Marketing, Finance, Tax, Technology, Compliance , Risk , and Fundraising.Certifications:Company Overview Fidelity ... stories for an Agile teamCreates Product Backlog prioritized based on value, size, risk , and other relevant considerationsProvides the team with as much context and… more
- Fidelity TalentSource LLC (Westlake, TX)
- …Development, Investments, Service Delivery, Marketing, Finance, Tax, Technology, Compliance , Risk , and Fundraising. Certifications:Company Overview Fidelity ... teams in agile frameworkBachelor s degree in relevant fieldExperience engaging with senior internal and external customers and partnersJira and Jira Align experience… more
- Fidelity TalentSource LLC (Westlake, TX)
- …Development, Marketing, Service Delivery, Relationship Management, Finance, Technology, Risk and Compliance , and Fundraising.Certifications:Company Overview ... progress towards is preferred.Experience in an investment oversight or compliance role.Experience conducting analysis of portfolio asset allocation, performance, and… more
- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...From day one, you'll be empowered by the greater Regulatory Compliance team to help clients make… more
- Grant Thornton LLP (Austin, TX)
- As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... provide comprehensive compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk exposure. From day… more
- Deloitte (Austin, TX)
- Financial Services Risk , Data & Regulatory , Liquidity - Senior Consultant Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) ... skills. The ability to bring together stakeholders and persuade senior clients to act is essential. A genuine passion...complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... manner consistent with the Citi program framework. The Independent Compliance Risk Management (ICRM) Regulatory ...to influence and lead people across cultures at a senior level + Experience in managing regulatory … more
- Bank of America (Plano, TX)
- Senior Delivery Lead - Cloud Control Objectives and Regulatory Compliance Atlanta, Georgia;Richmond, Virginia; Charlotte, North Carolina; Plano, Texas; ... cost and facilitating sync points between business and technology leaders and Risk and Compliance partners. **Responsibilities:** + Leads and coordinates… more
- Deloitte (Austin, TX)
- …team Against an increasingly complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this by leveraging our deep knowledge ... Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity -...compliance and control of interest rate and liquidity risk + Implement programs, measures, and tools to efficiently… more
