- ExxonMobil (Spring, TX)
- …and corporate facilities. **What Role You Will Play in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor . Become part of a team responsible for ... tools, (eg policies and procedures, R&R charts) and assist with the preparation of regulatory compliance reports, as required * Keep abreast of upcoming, new and… more
- Scotiabank (Dallas, TX)
- …pursue effective and efficient operations, ensuring adherence to operational risk, regulatory compliance risk, AML/ATF risk, and conduct risk frameworks. ... management framework for the US portfolio. This role ensures robust risk controls, compliance with regulatory and internal requirements, and the advancement of a… more
- Charles Schwab (Austin, TX)
- …education resources, enabling advisors to exceed client expectations. Dedicated to security, regulatory compliance , and innovation, Schwab empowers RIAs to focus ... to work on site in the specified location(s). Schwab Advisor Services is the industry's leading provider of custody,...the use of digital assets, ensuring security, scalability, and regulatory compliance + Collaborate with peer architects,… more
- Scotiabank (Dallas, TX)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... and all audit activities are conducted / executed / delivered in compliance with governing regulations, internal policies, and procedures. The Director is a… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **In this role, you will:** + Act as an advisor to senior leadership to develop or influence long-term...with understanding of asset-based lending, reserves-based lending and energy trading dynamics. + 7+ years of Trade Finance and… more
- Insight Global (Fort Worth, TX)
- …funds, and managed accounts, conducts portfolio reviews and rebalancing, and maintains compliance with firm policies and regulatory standards. Additional duties ... Envestnet and Wealthscape, developing and maintaining financial plans in eMoney Advisor , and collaborating with advisors to design tailored investment and retirement… more