- Santander Holdings USA Inc Careers (New York, NY)
- VP, Regulatory Examination Management Compliance OfficerNew York, United States of AmericaUSA Job Family Description: The VP, Regulatory ... inquiries and examination requests.USA Job Function Description: The VP, Regulatory Examination Management Compliance Officer follows industry … more
- Santander Holdings USA Inc Careers (New York, NY)
- … Manager EDNew York, United States of AmericaUSA Job Function Description: The ED, Regulatory Examination Management Compliance Manager follows industry ... Manager will be responsible for managing the program and other Regulatory Examination Management Compliance employee(s).Essential… more
- Santander US (New York, NY)
- VP, Regulatory Examination Management Compliance Officer New York, United States of America USA Job Family Description: The VP, Regulatory ... and examination requests. USA Job Function Description: The VP, Regulatory Examination Management Compliance Officer follows industry regulatory… more
- Santander US (New York, NY)
- …ED New York, United States of America USA Job Function Description: The ED, Regulatory Examination Management Compliance Manager follows industry ... will be responsible for managing the program and other Regulatory Examination Management Compliance employee(s). Essential Functions/Responsibility… more
- CIBC (New York, NY)
- …coordination of RCM activities, and ensuring alignment with industry standards and the Bank's Regulatory Compliance Management Policy. At CIBC we enable the ... findings and examination reports issued by the Compliance Examination team, and supporting SDC to...within CGRA. **Who You Are:** + Extensive experience of regulatory compliance management activities such… more
- TD Bank (New York, NY)
- …monthly and ad hoc Compliance reporting and metrics. + Assist with the management and tracking of regulatory inquiries. + Support the development of US ... detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills...guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing … more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Risk Manager, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... on emerging regulations and help organizations leverage efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the resources,… more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... on emerging regulations and help organizations leverage efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the resources,… more
- Amazon (New York, NY)
- …to grow and scale our internal compliance processes to meet the compliance and regulatory expectations in markets and industries around the globe. You ... examinations and responsiveness. - Lead and manage areas of examination with excellent project management skills. -...technical field. - 5+ years of IT security audit, compliance and/or relevant regulatory experience. - 3+… more
- TD Bank (New York, NY)
- …and remediation related to those findings. + Prepare substantive written responses to regulatory requests and examination reports, and work with the relevant ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $115,000 - $190,000 USD TD is...to internal reporting and tracking related to examinations and regulatory findings. + Execute issues management process… more
- Citigroup (New York, NY)
- …accountability for the business and key stakeholders from the regulatory examination planning period through formal management response to regulatory ... examination findings/issues, decisions, roadblocks, or delivery concerns to management . + Understand regulatory frameworks and key...+ 10+ years of business experience in audit, control, compliance or regulatory management in… more
- Scotiabank (New York, NY)
- …conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management ... The incumbent is responsible for supporting and coordinating supervisory exam management , continuous regulatory monitoring interactions, and reporting to… more
- MUFG (New York, NY)
- …trusted financial group. **Major Responsibilities** : + Support end-to-end Banking regulatory exam management , including meeting scheduling, organization of ... least 5-7 years' experience in diverse business roles generating roles, program management , audit/ compliance , managing staff functions + Strong analytical skills… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... relevant experience + Prior regulatory engagement, internal audit and project management skills are preferred. + Knowledge of Compliance rules, regulations,… more
- Scotiabank (New York, NY)
- …policies and procedures, to the businesses. + Communicate with sales and trading management and US Compliance personnel on relevant compliance issues, ... to regulatory enforcement investigations. + Conduct assigned monitoring and compliance processes in accordance with written compliance procedures and… more
- City National Bank (New York, NY)
- …and other 2nd line risk partners (to include Operational and Enterprise Risk Management teams, Regulatory Compliance , Business Continuity, IT Risk, Third ... Management System (CMS) process, with a focus on compliance issue management , regulatory change...in special projects as necessary. * Facilitate audit and examination activities. * Cultivate and grow risk talent within… more
- American Express (New York, NY)
- …**How will you make an impact in this role?** The Regulatory Exam Lifecycle Management team ("RELM") in Global Risk and Compliance is the center of expertise ... outstanding issues that may impact the scope of the examination . + US Regulatory Relations team within...required, including Excel and PowerPoint. Tableau, Archer and workflow management systems experience helpful. + Project management … more
- American Express (New York, NY)
- …within the United States. + Sound experience in managing activity in US lending, compliance , banking, regulatory examination or audit required. + Strong ... part of a centralized team responsible for administering a comprehensive Fair Lending regulatory compliance program for American Express. The role is responsible… more
- New York State Civil Service (New York, NY)
- … of capital markets instruments for financial institutions; 2. audit or regulatory examination of capital markets; 3. research or teaching experience ... execution of DFS policy regarding matters that touch on BSA/AML, OFAC, and related compliance ; * Participates in the management of the BSA/AML subject matter… more
- City of New York (New York, NY)
- …record keeping, emergency action plan review, Tier 2 reporting, and risk management programs, among other regulatory program responsibilities. g) Managing ... pass the next Admin. Public Health Sanitarian civil service examination and be given a list number by the...appropriate level feedback regarding BWT's efforts at meeting its compliance obligations and management system initiatives. m)… more
