- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help ... more
- Citigroup (New York, NY)
- …partnership with BCMA and Risk . This role will report to the NAM/WE Banks & Broker Dealers Head. **KEY RESPONSIBILITIES:** Executes, aligned with global and ... more
- Marex (New York, NY)
- …+ To escalate risk events immediately. + To provide input to risk management processes, as required. Competencies, Skills and Experience: Competencies + ... more
- Mizuho Corporate Bank (New York, NY)
- …regulatory framework in the United States for banks (including bank holding companies and foreign banking organizations), broker -dealers, future commission ... more
- Bank of America (New York, NY)
- …Overview** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing ... more
- Mizuho Corporate Bank (New York, NY)
- …different business areas of the bank to evaluate the effectiveness of risk management and governance processes. Along with its counterparts in London, Hong ... more
- TD Bank (New York, NY)
- …within the RCM Framework; key responsibilities include (but are not limited to): project management over the RCM Risk Assessment process; development of a new ... more
- US Bank (New York, NY)
- …third parties - Advise business units and other support partners (Compliance, Risk Management , etc.) regarding securities laws and regulations, SEC/FINRA Rules ... more
- Mizuho Corporate Bank (New York, NY)
- …of influence and base of knowledge as part of one of the largest-and growing- banks in the world. About the Team Operations Regulatory Reporting is a newly created ... more
- TD Bank (New York, NY)
- …for this role. **Job Description:** **Preferred Qualifications:** **Corporate Profile** **TD Bank Group** Headquartered in Toronto, Canada, with more than 85,000 ... more
- City National Bank (New York, NY)
- …laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management , policies and procedures, training, ... more
- Mizuho Corporate Bank (New York, NY)
- …different business areas of the bank to evaluate the effectiveness of risk management and governance processes. Along with its counterparts in London, Hong ... more
- TD Bank (New York, NY)
- …& processes that are used to generate risk measurement information used Liquidity Risk Management + Supports ongoing reviews with 1B, 2nd line and 3rd line ... more
- Mizuho Corporate Bank (New York, NY)
- …portfolio to uncover pockets of risk + Engage in discussions with Model Risk Management team, to enhance the ILST model documents, validation, and on-going ... more
- TD Bank (New York, NY)
- …their Banking relationships, maximizing profitability of the portfolio, while ensuring minimum credit risk for Bank funds. **Depth & Scope:** + Demonstrates a ... more
- TD Bank (New York, NY)
- …**Job Description:** **Preferred Qualifications:** TD Securities' Regulatory Compliance Management Framework (RCM) is implementing new programs and enhancements ... more
- Mizuho Corporate Bank (New York, NY)
- …for ensuring there are adequate controls in place to mitigate the risk of material misstatement of the firm's Financial Statements, including reporting to ... more
- Mizuho Corporate Bank (New York, NY)
- …industry with good exposure to operational processes, financial products, and/ or risk management activities + Comfortable handling large quantity of data ... more
- TD Bank (New York, NY)
- …all key steps from scoping to final report issuance. + Assist with Risk Assessment process for each registered and non-registered location in accordance with FINRA ... more
- CIBC (New York, NY)
- …You'll Be Doing** The Director, Liquidity Risk (VP level) supports US Capital Markets Risk Management 's oversight of liquidity risk in the US Region. The ... more