- Charles Schwab (Lone Tree, CO)
- …to join the team as a Senior Manager responsible for conducting risk -based compliance testing within our Financial Crimes/Privacy/International program. The ... The Compliance Department coordinates Schwab's compliance efforts, and performs advisory , monitoring, testing, and educational roles to support management's… more
- Janus Henderson Investors (Denver, CO)
- …Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class service. ... opportunity + Provide advice, review, and negotiate investment management and advisory agreements, including side letters with institutional investors + Offer legal… more