- Citigroup (New York, NY)
- …achieve critical governance and control milestones. The role is key in providing senior management with analysis of the business's fiduciary control environment ... lead will apply in-depth inter-discipline knowledge in providing control and compliance assessments and delivering a comprehensive fiduciary risk framework.… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...- Investment Risk & Analytics - Trust and Estates Fiduciary Risk Executive Director within the IR&A's Client Risk… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... other internal business partners to ensure regulatory, corporate and fiduciary obligations are met. You will have a specific...are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain… more
- Deloitte (Stamford, CT)
- …a career with Deloitte's growing Private Wealth practice! What you'll do As a Tax Senior Manager in our Private Wealth Tax practice, you will perform high-level ... multiple areas of taxation? Do you excel at delivering compliance and consulting services to individual clients and their...reviews of tax research of individual, fiduciary , partnership, closely-held corporations, estate, and gift work papers… more
- BlackRock (New York, NY)
- …home office clients and internal stakeholders across BlackRock. **Responsibilities** + Senior relationship manager responsible for owning, managing and ... role** **Who We Are:** At BlackRock we are a fiduciary to our clients, which means we look out...Understand and maintain a working knowledge of firms' platforms, manager evaluation process, firm initiatives, and investment trends. +… more
- Amalgamated Bank (New York, NY)
- …Public Accountant (CPA) + Certified Internal Auditor (CIA) + Certified Regulatory Compliance Manager (CRCM) + Certified Trust & Financial Advisor (CTFA) ... Amalgamated Bank seeks a dedicated Senior Internal Auditor to be r esponsible for...and/or audit programs with minimal supervision. + Performs assigned compliance and substantive testing procedures for audits, for assistance… more
- Amalgamated Bank (New York, NY)
- …+ Monitor and analyze Trust financial performance, providing insights and recommendations to senior management. + Ensure compliance with all applicable laws and ... Bank serves a pivotal role in ensuring the financial integrity, regulatory compliance , and operational efficiency of the bank's Trust operations. This position is… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance ,you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers, and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo, and… more
- BlackRock (New York, NY)
- …Investment Stewardship** At BlackRock, investment stewardship is core to our role as an asset manager and a fiduciary to our clients. As stewards of our clients' ... partnering closely with our Corporate Communications and Legal & Compliance teams in order to effectively contribute to the...other client requests on a weekly basis + Support senior team members as needed, eg performing research activities… more
- Neuberger Berman (New York, NY)
- …changes in tax laws and regulations (IRS, DOL) impacting IRA accounts, ensuring compliance and minimizing fiduciary risk. + Communicate regulatory updates and ... The Head of IRA and Retirement Services is a senior role within our Retirement team, overseeing approximately 12,000 IRA/Retirement accounts totaling nearly $10… more
- BlackRock (New York, NY)
- …clients while ensuring compliance with BlackRock's regulatory and fiduciary obligations. **Role Responsibilities** + Senior contracting lawyer responsible ... escalation to impacted stakeholders + Work closely with the Legal Department, Compliance and business on new product launches that require distribution contracts +… more