- Prime Therapeutics (Phoenix, AZ)
- …of that. It fuels our passion and drives every decision we make. **Job Posting Title** Regulatory Audit Specialist Sr . - Remote **Job Description** The ... Regulatory Audit Specialist Sr is accountable for managing regulatory and/or client-initiated audits, by evaluating and understanding the purpose of… more
- Prime Therapeutics (Phoenix, AZ)
- …Audit Management (CAM) team, the Client Audit Specialist , Sr is accountable for managing regulatory and/or client-initiated audits. This role ... drives every decision we make. **Job Posting Title** Client Audit Specialist , Sr . - Remote...and operational subject matter experts to meet the applicable regulatory , client, and/or functional audit expectations and… more
- City National Bank (Phoenix, AZ)
- *MANAGER OF AUDIT SR - WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit ... results of testing performed, and effectively communicate audit results to the Audit Director, senior management and applicable Board/Committees in a form of… more
- Bank of America (Phoenix, AZ)
- Sr Business Control Specialist - Consumer AML Operations Fort Worth, Texas;Pennington, New Jersey; Plano, Texas; Phoenix, Arizona **Job Description:** At Bank of ... transaction reporting exemption records as required by the BSA. _Position Summary:_ The Senior Business Control Specialist will provide oversight and support in… more
- PNC (Phoenix, AZ)
- …opportunity to contribute to the company's success. As a Line of Business Risk Specialist Sr within PNC's Technology Risk and Resiliency organization, you will ... of the risk management program to meet business and regulatory expectations. Leads in the design and development of...businesses and other risk partners (eg, Compliance, Credit, Legal, Audit ). + Leads or influences risk initiatives and business… more
- Amazon (Tempe, AZ)
- …Fulfillment organizations are looking for a highly motivated and experienced security specialist ready to partner across Amazon tech and security groups to assess ... and secure our services and data. This security specialist will drive programs focused on providing multiple cross-cutting capabilities such as security at launch,… more
- Bristol Myers Squibb (Phoenix, AZ)
- …execute CAPA and Change Control documents to support response to deviations, audit findings and independent corrective actions. + Generate and execute change notice ... an SME for various systems during internal, external and regulatory audits. + Performs all other tasks as assigned....must be able effectively communicate deviation/investigation results to the senior leadership within the site on a weekly basis.… more
- Edward Jones (Tempe, AZ)
- …in the here and now. **Job Overview** **Position Schedule:** Full-Time The Trade Report Specialist is one of two on the Trade Reporting team responsible for the ... + Prepare and analyze reported firm trade information to verify the accuracy of regulatory transaction fees charged as part of the monthly FINRA and MSRB bill paying… more
- Amazon (Tempe, AZ)
- …product teams to ensure quick customer resolution on high priority escalations from Senior Vice Presidents (SVP) and Chief Executive Officers (CEO). * Conduct deep ... accountable for responding and solving executive, legal, PR and regulatory escalations within a defined SLA as per target....verification process that have been escalated to, or by, senior leadership (L8 Amazonians and above). We provide detailed… more
- PNC (Phoenix, AZ)
- …contribute to the company's success. As an Anti-Money Laundering Sanctions Analyst Senior with PNCs Retail Bank Operations organization, you will be based remotely ... certifications in sanctions compliance or related field (eg, Certified Sanctions Specialist ) preferred. **Job Description** + Assists in analyzing the implementation… more