- Citigroup (Tampa, FL)
- …, and reporting activities. + Experience in planning, executing, and reporting on compliance testing or monitoring reviews and regulatory issue validation ... defense. The Compliance Independent Assessment Sr. Analyst performs risk-based testing and monitoring of Citi's compliance risks in order to assess the… more
- JPMorgan Chase (Tampa, FL)
- …the box, challenging the status quo and striving to be best-inclass As a Monitoring / Testing Senior Officer - Associate in the Global Financial Crimes ... Compliance (GFCC) and Compliance Conduct and Operational Risk (CCOR) Testing ...the Firm's lines of business and Corporate Functions. CCOR Monitoring and Testing (M&T) activities represent an… more
- Citigroup (Tampa, FL)
- …Quarterly Summaries and the development and enhancement of the Compliance Monitoring Methodologies and Standards for testing , monitoring , and reporting. ... and typologies. + Experience in planning, executing, and reporting on compliance testing and monitoring reviews, and regulatory issue validation activities… more
- Citigroup (Tampa, FL)
- …discussions with corresponding control/process owners. + Assisting with development of Compliance Testing Risk Assessments, Monitoring Monthly, and ... assessments of Citi's compliance risks; performing independent testing activities ( testing and on-going monitoring..., monitoring , and reporting. + Utilizing innovative compliance testing solutions including Data Analytics to… more
- MetLife (Tampa, FL)
- …with Operational Risk. This individual contributor will help the development of Compliance testing and monitoring activities across the enterprise, ... mitigate compliance risks. * Provides credible challenge to the global Compliance testing and monitoring plan and risk assessment to enable risk-based… more
- SP6 (Clearwater, FL)
- …SP6 has developed, ASCERA, a powerful automation tool bringing security and compliance teams closer together by providing real-time testing of security ... : SP6 (C3PAO Authorized Organization) is looking for a Compliance SME wanting to take the next step in...and audit capabilities. + Articulating and defending IT controls testing approach and performing test of design and operating… more
- USAA (Tampa, FL)
- …Clear understanding Third Party Risk Lifecycle (Planning, Due Diligence, Contracting, Ongoing Monitoring and Termination) + Experience conducting QA testing to ... guidance regarding business products, services, and processes through a risk and compliance framework to ensure they are driven in accordance with regulatory… more
- Citigroup (Tampa, FL)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews.… more
- Citigroup (Tampa, FL)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews.… more
- Honeywell (Clearwater, FL)
- … problems, questions, or complaints + Performing or supporting export related testing and monitoring including facilitation of data gathering requests + ... Senior Export Compliance Officer for Training & Communications Clearwater, FL...share communications from the function + Support audits, transaction testing , metrics gathering + Provide guidance on export regulations… more
- Citigroup (Tampa, FL)
- …MCA Transformation expectations and targets. + Completes monitoring and control testing for the ICRM Compliance Risk Management Programs MCA. + Challenges ... **MCA Coordinator and Program Lead - ICRM Compliance Risk Management Programs - C14** This role...executing the requirements thereof, and for the execution and monitoring of certain Controls managed within the team's GAU.… more
- Acosta Group (Tampa, FL)
- …compliance objectives + In coordination with Program Managers, develop and maintain compliance monitoring systems and processes for Acosta Group programs + ... **DESCRIPTION** The HR Compliance Project Manager will be responsible for overseeing...project delays and cost overruns. + Facilitate user acceptance testing and ensure that system requirements have been met.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulatory organizational and regulatory requirements. + Identifying and applying appropriate compliance monitoring procedures and tests. + Preparing oral and/or ... Compliance management. + Performs, contributes and manages periodic testing of the business unit Compliance program....manages periodic testing of the business unit Compliance program. + May manage external compliance … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …program - with focus on regulatory change, risk assessment, testing and monitoring and oversight of regional IT compliance programs. + Identifies and manages ... to manage and oversee the operation of all IT compliance functions. The position will report directly to the...position will report directly to the head of Information Compliance Risk Management (ICRM), Chief Privacy Officer and IT… more
- MUFG (Tampa, FL)
- …our recruitment team will provide more details. **Job Summary:** Individuals in the Compliance Audit Job Function focus on the effectiveness of risk management and ... and Office of Foreign Assets Control, or OFAC, regulations); fraud; Core- Compliance (privacy, etc.); government and industry regulatory and policy-making agencies… more
- Citigroup (Tampa, FL)
- …and Escalation Policies. + Oversee the Lessons Learned Policy, including monitoring of control breaches and dissemination and learnings across other business ... Control Standards, including implementation and operation, conducting the control monitoring , handling deficiencies, and escalating issues for resolution. + Oversee… more
- Citigroup (Tampa, FL)
- … Testing , Process reviews, Technology Enhancements) for continuous control monitoring . Appropriately assess risk when business decisions are made, demonstrating ... **The Compliance Business Control Officer** is a strategic professional...**Responsibilities:** Responsible for the execution of control reconciliation and testing processes for the generation and delivery of trade… more
- Citigroup (Tampa, FL)
- …- Internal Audit - Relationship Managers - Senior Managers and - Internal Compliance + Meet or exceed quality, productivity and timeliness goals. + Participate in ... the development, testing , training and implementation of new or enhanced processes...internal entities, including senior managers and other Citigroup AML monitoring units to ensure findings are incorporated in all… more
- MUFG (Tampa, FL)
- …risk. Control testing is an integral part of the bank's compliance with policies and standards, identifying whether controls are operating as intended to ... delivery + Experience in designing, implementing, and operationalizing continuous control testing and monitoring of technology controls + Preferred: knowledge… more
- Citigroup (Tampa, FL)
- …areas including but not limited to: portfolio concentrations, limit exceptions, stress testing , loss reserves or high-risk exposures. Roles + Assists in Credit ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more