- TD Bank (Mount Laurel, NJ)
- …Lead review and coordination of exam management activities (ie, second line, Audit and regulatory exams) + Responsible for managing remediation of findings, ... identifying issues and opportunities and recommending action to senior management in the governance and control space **Shareholder Accountabilities:** + Ensures… more
- TD Bank (Mount Laurel, NJ)
- …including: + Internal Audit , Regulatory Exam and ongoing supervision management + Issues and findings tracking and reporting + Regulatory ... for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** AML Exam and Regulatory ...+ as a specialist/subject matter expert on Exam and Audit management tool and processes and may… more
- TD Bank (Mount Laurel, NJ)
- …utilizing their subject matter expertise. + Acts as primary contact with management regarding audit scope, findings and status **Education & Experience:** ... onboarding and orientation to new hires **Preferred Qualifications:** + An IT Audit / IT Risk Management professional designation (ie CISA), and experience… more
- TD Bank (Mount Laurel, NJ)
- …professional judgment and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory risk matters. + ... business and overall enterprise strategies and objectives. + Provides responses to regulatory agencies and Internal Audit . Interacts directly and independently… more
- TD Bank (Mount Laurel, NJ)
- …weaknesses + Responsible for the oversight of business partners' remediation of regulatory issues , including exercising discretion and independent judgment in ... management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent...and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory … more
- TD Bank (Mount Laurel, NJ)
- …and support during audits and examinations. The Senior Manager, AML Financial Crime Risk Management - Issues Management , Policy & Procedure Governance, and ... implements risk mitigation strategies for findings from risk assessment, audit findings, regulatory exams, potential violations of...Risk Management including the areas below: + Issues Management : Own the self-identified issues… more
- TD Bank (Mount Laurel, NJ)
- …and controls infrastructure and drive consistency in how we respond to regulators when issues arise + Partners closely with Audit to ensure that there is ... + 10+ years of experience; preferably in diverse areas like product management , process engineering, operations, controls and regulatory remediation within or… more
- SolomonEdwards (Trenton, NJ)
- Insurance Regulatory Reporting Consultant Remote - USA,USA Position Summary: We are seeking a highly skilled and experienced Insurance Statutory Reporting Subject ... policies, and best practices within the insurance industry. * Data Migration Management : Lead and oversee data migration projects, including planning, execution, and… more
- Taiho Oncology (Princeton, NJ)
- …Analyst, Quality Assurance will be responsible for managing and inputting vendor and audit data into TOI's Supplier Quality Management (SQM) system, supporting ... and execution of audits, supporting computer system validation processes, and supporting vendor management and audit initiatives. This role requires a keen eye… more
- Bank of America (Pennington, NJ)
- …The Risk Management Executive will be a key leader within the Regulatory Issues Management and Remediation Function, which resides within Global ... be responsible for quality assurance of a subset of regulatory issues (including Matters Requiring Attention) and...and implement goals. + Significant business knowledge of risk management and regulatory interactions. + Strong analytical… more
- Utilities Service, LLC (Willow Grove, PA)
- …work performed and related discussions; coordinating the audit with Internal Audit Manager; escalating findings, issues and project delays to Internal ... Audit Manager; and communicating key issues to auditees. In support of the Company's compliance...also assist or lead execution of special projects and Management requests, and development of Internal Audit … more
- Merck (West Point, PA)
- …standards and communicate project status to management . + Independently audit and/or approve GMP documentation for applicable regulatory filings, clinical ... **Job Description** Our Regulatory Affairs team bring new medical advancements to...ensure resolution of audit findings. Notifies relevant management of unresolved issues /trends. + Review and… more
- Wolters Kluwer (Trenton, NJ)
- …Ability to discuss issues effectively and confidently with department personnel and management . . Ability to bridge the gap between audit "talk" and business ... Are you an audit professional looking to move away from traditional...more consultative role? Are you looking to partner with management on projects, initiatives, and changes impacting the system… more
- TEKsystems (Mount Laurel, NJ)
- Description: Issues Management , Policy & Procedure Governance, and Controls The Sr Manager, AML Financial Crimes Risk Management role leads, develops and ... during audits and examinations. Responsibilities The Sr Manager, AML Financial Crimes Risk Management - Issues Management , Policy & Procedure Governance, and… more
- Bank of America (Pennington, NJ)
- …economic sanctions related compliance and operational risks and Audit Issues to appropriate governance routines, management /board level committees. + Assists ... Serve as test owner/test owner representative and maintain test plans/scripts in OCP. Issue Management + Determine if Audit Issues or Control Enhancements… more
- Wolters Kluwer (Trenton, NJ)
- …Perform consulting and advisory services, including examination preparation, remediation of regulatory issues , development of compliance policies and procedures, ... evaluation of Compliance Management Systems (CMS), Compliance Risk Assessments, Fair Lending reviews...Regulatory agency experience conducting bank examinations. + Internal audit experience leading and managing internal audit … more
- Bank of America (Pennington, NJ)
- …delegating team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... with regulatory requirements, internal policies, and industry standards. * Audit and Examination Support: Support internal and external audits, examinations, and… more
- Bank of America (Pennington, NJ)
- …providing risk oversight and advice to the Line of Business (LOB) on risk management issues . Key responsibilities include identifying risks to which the LOB is ... + 5+ years of financial services experience within Risk Management , Audit or the execution of quality...Analysis + Presentation Skills + Written Communications + Issue Management + Monitoring, Surveillance, and Testing + Regulatory… more
- TD Bank (Mount Laurel, NJ)
- …etc. + Proactive engagement in all operational risk areas of the LOB including exam management (eg, regulatory , internal audit , loan review, etc.) + Leverage ... plans activities that require alignment across multiple areas + Leads the implementation of regulatory change management and provides guidance to the team in the… more
- TD Bank (Mount Laurel, NJ)
- …and; identifying issues and opportunities and recommending action to senior management + Works effectively with multiple teams across a broad spectrum of ... of focus will include the TDWMSI business and internal audit remediation's. In addition the Business Lead may work...and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues… more