We interpreted Tuckahoe, NY as Tuckahoe, NY. Other options include: Tuckahoe (Suffolk County), NY
- Wells Fargo (New York, NY)
- …**The Role:** The Audit Director will report to the Senior Audit Director , Compliance , and will collaborate and partner with other specialist audit teams, ... are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which includes effectively… more
- TD Bank (New York, NY)
- …at the firm. + Proficient in Word, Excel and PowerPoint The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... for this role. **Job Description:** We are seeking a Director TDS - Compliance to join our...Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional… more
- S&P Global (New York, NY)
- …Compliance_** **The Team:** This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head ... and enhance our suite of offerings. S&P Global's Regulatory and Compliance Solutions encompass comprehensive services that span client reference data collection… more
- Ross Stores, Inc. (New York, NY)
- …with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work as a ... Dublin, CA, we have 3 buying offices in key markets in New York City, Los Angeles, and Boston,...member of the Ross Legal and Compliance team, as part of the New York\-based Legal… more
- BMO Financial Group (New York, NY)
- The US Capital Markets Compliance Team is seeking an Equities Compliance Director with primary accountability for the Firm's Cash Equities & Electronic ... deep expertise of the rules and regulations related to the US Cash Equities markets , including FINRA, SEC, SRO rules and market access regulations. You will… more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer, US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their jobs ... the proper operations of the department and the business. ** Director , Electronic Trading Compliance Officer, US** Seeking...from the business with regards to eTrading. + Review market abuse alerts related to eTrading business. + Represent… more
- ITT (Stamford, CT)
- …trade professional with at least 10 years of relevant experience to lead the trade compliance team and serve as Director , Global Trade Compliance . Reporting ... to the Senior Vice President and General Counsel, the Director , Global Trade Compliance is primarily responsible for ensuring the global export and import health… more
- CIBC (New York, NY)
- …innovative and relationship-oriented bank. **What You'll Be Doing:** The PWG Executive Compliance Director ("Executive Director ") is responsible for ... business activities. As part of the responsibility to implement and maintain PWG's Compliance program, the Executive Director will be accountable for: +… more
- City of New York (New York, NY)
- …to hire one (1) Administrative Staff Analyst NM I who will function as Director , Contract Monitoring and Compliance who will: Under the general direction of ... the Senior Director , Contract Monitoring and Compliance unit and with wide latitude for independent judgment, action and initiative, the Director is… more
- City of New York (New York, NY)
- … Director of Administration Planning Operations and Emergency Support Services, the Director of Contracts and Compliance with wide latitude for independent ... is seeking to recruit one (1) Administrative Staff Analyst NMII to function as the Director of Contracts and Compliance who will: - Oversee the DVS Contracts and… more
- Citigroup (Jersey City, NJ)
- …including 10+ years' managerial experience of large teams + Extensive global markets compliance and audit related experience (Equities and Spread products ... assessing significant compliance risks and controls implemented by the global Markets Business; serves as global product lead , managing the engagement with… more
- Ankura (New York, NY)
- …Conduct independent regulatory program reviews and Testing; + Drafting BSA/AML compliance programs and developing training for FinTech's and broker-dealers. + ... validation, and tuning / optimization; + Build, enhance or localize compliance programs including risk assessments, KYC, policies, procedures, internal controls, and… more
- BlackRock (New York, NY)
- …efficient indexing strategies designed to gain broad exposure to the world's capital markets . Our clients can access our investment solutions through a variety of ... pooled investment vehicles, and the industry-leading iShares(R) ETFs. BlackRock's Compliance Department protects BlackRock's reputation and provides advice to the… more
- Ankura (New York, NY)
- …that collaboration drives results.This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services ... Industrial Base (DIB) -related cybersecurity, and other national security-related compliance and program enhancement projects. . Leading assessments of clients'… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …this job (https://uscareers-nyu.icims.com/jobs/13298/associate- director %2c-student-health- compliance ... and working environments for our students, staff, and faculty. Manage key compliance and administrative operations functions of the Student Health Center (SHC).… more
- City of New York (New York, NY)
- …budget and bureau needs including, contracts, micro-purchases, service agreements, etc. The Director will ensure compliance to all existing Procurement Policy ... and Conflict Resolution Your Impact: The selected candidate will serve as the Director of Procurement who will report directly to the Executive Director … more
- SMBC (Jersey City, NJ)
- …across multiple entities and business lines. This role will report into the Director of Compliance Governance. **Role Objectives** + Support development of the ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- SMBC (Jersey City, NJ)
- …competitive portfolio of benefits to its employees. **Role Description** Reporting to the Director of Compliance Program Management, the Compliance Program ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- S&P Global (New York, NY)
- …Role:** **Grade Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global ... Dow Jones Indices (SPDJI) division. As a Compliance Director , you'll play a pivotal role...in the financial sector. + Good understanding of financial markets , ideally with experience related to indices and the… more
- Scotiabank (New York, NY)
- …policies to the Senior Manager. Critical matters are immediately escalated to the Director , Investment Management Compliance . + Support the Compliance Team ... Manager, Investment Management Compliance **Requisition ID:** 214677 **Salary Range:** 90,000.00 -...in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is… more