- SMBC (Jersey City, NJ)
- …a competitive portfolio of benefits to its employees. **Role Description** This Finance Control oversight (FCO) Vice President (VP) role will support the review ... opportunities for improvement. + Support the bank-wide coordination of the Risk and Control Self-Assessment (RCSA) and Key Reporting Indicator (KRI) process in… more
- HSBC (New York, NY)
- …role with a broad remit and responsibilities including, but not limited to As our Vice President MSS Advisory Compliance - Global Debt Marketyou will: + Interact ... The US GDM Line of business Compliance Officer, MSS is the senior Risk Steward responsible for independently challenging the MSS GDM business to appropriately manage… more
- Citigroup (New York, NY)
- … Initiatives, Audit Interface and oversight, Issues & CAP analysis/remediation, and Control Advisory + A Centralized Controls function comprised of Regulatory ... the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control Standard, Issue Management… more
- Raymond James Financial, Inc. (New York, NY)
- …information and decisions. Take responsibility for developing and delivering the organization's risk management and/or risk control policies and procedures. ... Lead the development of policies, procedures, and related guidelines for a significant area of responsibility, ensuring compliance with external requirements and integration with the broader corporate policy framework. Represent the organization or institution… more
- TD Bank (New York, NY)
- … control mapping to applicable rules. + Partner closely with the Compliance Advisory team for the Risk Assessment and other efforts. + Support technology ... to existing programs in order to support its strong risk culture and strategic approach to managing regulatory compliance... culture and strategic approach to managing regulatory compliance risk . This is a newly created role on the… more
- Bloomberg (New York, NY)
- …First Line of Defense (FLOD) risk execution and partnering on Risk Control Self-Assessment (RCSA) training efforts + Successfully challenge FLOD on ... and Compliance, Finance, Operational Resilience, and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to… more
- Citigroup (New York, NY)
- …Operate in a complex environment with rapid currents of change + Support a strong risk and control environment across Citi Knowledge and Experience: + 10+ years ... Citi's network. The CCB Commercial Loan Product Management Senior Vice President will join a team responsible for the...product teams across the globe as well as finance, risk , and commercial lending management partners to ensure that… more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assess potential impacts * Maintain a culture of risk management and control , supported by effective processes in alignment ... this role. **Job Description:** The TDS US Compliance team is looking for Vice President to join the trade surveillance team focused on Communications. Preferred… more
- Santander US (New York, NY)
- …and Abilities:** + Knowledge of the FINRA Gateway + Practical knowledge of key business control areas (Audit & Risk Review, Risk Management, Finance, Human ... Central Compliance, Vice President- Corporate & Investment Banking New York,...VP Monitors activities to minimize the company's exposure to risk . Activities may include data analysis, risk … more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assess potential impacts * Maintain a culture of risk management and control , supported by effective processes in alignment ... for this role. **Job Description:** The TDS US Compliance team is looking for Vice President candidates to join the trade surveillance team. Preferred 5-10 years of… more
- MUFG (New York, NY)
- …notes placement or bookrunning, institutional loan bookrunning, and project finance advisory services. Transactions often also involve interest rate and currency ... markets and global markets teams to seamlessly deliver debt financing and risk management solutions for clients across markets. **Job Description:** We are seeking… more
- TD Bank (New York, NY)
- …includes data review and analysis to harmonize with the overall rules inventory, control and business mappings and Risk Assessment ratings. + Partner closely ... to existing programs in order to support its strong risk culture and strategic approach to managing regulatory compliance...with the Risk Assessment and Compliance Markets Advisory teams, as necessary, to create a cohesive pipeline… more
- Mizuho Corporate Bank (New York, NY)
- Business Risk & Control - Data Loss Prevention Vice President The Business Risk & Control - Data Loss Prevention team is a 1st Line of Defense (LoD) ... between Information Security Office, IT Security and the Business Control Teams to be in line with the Information...(physical, email, web, etc.) across MUSO. Responsibilities As a Vice President team lead member of the Data Loss… more
- SMBC (Jersey City, NJ)
- …Director, Head of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this role will assist in managing a comprehensive ... its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment...of successfully managing projects as well as a strong risk management / internal control mindset to… more
- Santander US (New York, NY)
- …Officer New York, United States of America USA Job Family Description: Vice President, Bank Regulatory Compliance Advisory (Corporate and Investment Bank) ... policies, procedures, and general compliance matters. USA Job Function Description: Vice President, Bank Regulatory Compliance Advisory (Corporate and Investment… more
- Citigroup (New York, NY)
- …currently looking for a high caliber professional to join our team as **Senior Vice President - Project Management Lead** based in **New York.** **In this role, ... you're expected to:** Lead Projects supporting the Finance Chief Risk Office (CRO) / Non-Trading Market Risk & Regulatory Capital Review Management… more
- CUNY (Brooklyn, NY)
- …of Work/RFPs, reviewing vendor submissions, managing budgets and overall quality control . The User Services Manager will provide supervision, mentoring and ... emphasizing communication, professionalism, and empathy. Reporting to the Chief Information Officer/ Vice President of IT (CIO/VP), the User Services Manager will: +… more