- Bank of America (Charlotte, NC)
- Audit Manager , Global Financial Crimes Charlotte, North Carolina;Stamford, Connecticut; East Hartford, Connecticut; Chicago, Illinois; Providence, Rhode ... work during moderately complex audit activities of the Global Financial Crimes Program. Key responsibilities include designing and executing audit tests… more
- Truist (Charlotte, NC)
- …(United States of America) **Please review the following job description:** Truist Senior Audit Manager is responsible for providing a leadership role in the ... audit assurance and advisory services. The Senior Audit Manager further develops and maintains specialization...and maintains specialization and expertise in specific areas of financial services and assists in line of business relationship… more
- TD Bank (Charlotte, NC)
- …to pursue certification + Travel 25% or more **Preferred Experience:** CAMS/CFE certification Financial Crimes audit experience, in financial services ... scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …onboarding and orientation to new hires. **Preferred Experience:** CAMS or CFE Certification Financial Crimes /AML audit experience **Who We Are:** TD is ... more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager...one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …team player with high energy and ability to work independently **Preferred Experience:** Financial Crimes audit experience at a senior level CAMS ... oversees standards, controls and operating methods that have significant financial and operational impact within the context of their...or CFE certification Audit remediation experience. **Who We Are:** TD is one… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Auditor is responsible to perform and document ... audit test steps for assigned audits and is generally...audits. + Receives coaching sessions, feedback discussions from in-charge manager . + Obtains appropriate training. + Makes discretionary decisions… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Auditor on the Financial Crimes Audit Team. The Financial Crimes Audit Team provides ... risk across Wells Fargo lines of business. The Financial Crimes Audit Team oversees,... findings and make recommendations to management + Inform manager of situational issues that might compromise objectivity or… more
- US Bank (Charlotte, NC)
- …(collectively "Analysts") in the development, administration, and execution of Financial Crimes related testing activities (including Anti-Money Laundering ... One. **Job Description** The Compliance Quality Assurance (CQA) Senior Manager is responsible for leading a team of CQA..., to influence development of sustainable solutions that mitigate Financial Crimes Compliance risks, including AML and… more
- City National Bank (Charlotte, NC)
- * MANAGER FINANCIAL CRIMES COMPLIANCE I* WHAT IS THE OPPORTUNITY? The Manager Financial Intel is responsible for leading a team of Analysts charged ... can be summarized into a report for dissemination to our business partners. The manager is to be familiar with bank products, services, higher risk clients, business… more
- Truist (Charlotte, NC)
- … activity; and when appropriate files suspicious activity reports (SARs) with Financial Crimes Enforcement Network (FinCEN), part of the US Department ... of Treasury and/or refers matters to Truist's Financial Crimes Program Management for review and... industry or related experience; preferably in a branch, audit , compliance or commercial lending related capacity + Strong… more
- City National Bank (Charlotte, NC)
- * FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the direction of the BSA Risk Manager , this colleague is responsible for carrying out ... control environment, under the guidance of the BSA Risk Manager . * Analyzes and escalates issues and concerns related...BSA/OFAC specific role (such as those involving KYC, EDD, financial crime investigations, compliance) at a financial … more
- US Bank (Charlotte, NC)
- …other internal audit subject matter teams (product/service, technology, compliance, financial crimes , etc.) to ensure appropriate and efficient coverage of ... excel at-all from Day One. **Job Description** The Corporate Audit Services Audit Project Manager ...of applicants, such as customer service, contact center, and Financial Crimes investigations, remain open for approximately… more
- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** The Corporate Audit Services Senior Audit Manager supports internal audit ... where USB owns a majority (controlling) interest. The Senior Audit Manager supports the assessment of the...of applicants, such as customer service, contact center, and Financial Crimes investigations, remain open for approximately… more
- US Bank (Charlotte, NC)
- …with a high volume of applicants, such as customer service, contact center, and Financial Crimes investigations, remain open for approximately 5 days of the ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...excel at-all from Day One. **Job Description** The Corporate Audit Services Audit Project Manager … more
- Wells Fargo (Charlotte, NC)
- **About this role:** The Audit Manager at Wells Fargo is an Individual Contributor role with no direct reports. The officer title associated with this role is ... Audit Group (ETAG) is looking to fill an ** Audit Manager , Executive Director** who will provide...for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes… more
- Wells Fargo (Charlotte, NC)
- **About this role:** The Audit Manager at Wells Fargo is an Individual Contributor role with no direct reports. The officer title associated with this role is ... Audit Team is looking to fill an IT ** Audit Manager , Executive Director** position to support...for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes… more
- Wells Fargo (Charlotte, NC)
- **About this role:** The Audit Manager at Wells Fargo is an Individual Contributor role with no direct reports. The officer title associated with this role is ... Group (ETAG) is looking to fill an **IT Audit Manager , Vice President** who will provide...for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes… more
- Wells Fargo (Charlotte, NC)
- …this role:** Our Enterprise Technology Audit Group (ETAG) is seeking a Senior Audit Manager , Executive Director who will provide leadership in the audit ... coverage of Wells Fargo's technology and cybersecurity control environment. The Senior Audit Manager will be accountable for developing a comprehensive… more
- Wells Fargo (Charlotte, NC)
- **About this role:** **The Audit Manager at Wells Fargo is an** **Individual Contributor role with no direct reports** **. The officer title associated with this ... Director given the complexity of engagements.** Wells Fargo is seeking a Data Analytics Audit Manager , Executive Director on the Enterprise Technology Audit … more
- US Bank (Charlotte, NC)
- …with a high volume of applicants, such as customer service, contact center, and Financial Crimes investigations, remain open for approximately 5 days of the ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...+ Partners with their assigned Line of Business, other Risk/Compliance/ Audit (RCA) professionals, and RCA Managers to, depending on… more