- TD Bank (Charlotte, NC)
- …all the requirements of the job and resides on the East Coast. The Audit Manager II for the Financial Risk Management team is accountable for overseeing ... more specific details for this role. **Line of Business:** Audit **Job Description:** We may be able to hire...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager II on the Change Delivery Audit team would ... conflict resolution skills + Advanced analytical skills + An Audit Manager II on the...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- City National Bank (Charlotte, NC)
- * MANAGER OF AUDIT II - WEALTH* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a team ... and effectively communicate audit results to the Audit Senior Manager /Director and senior management in...Minimum 3 years of experience conducting internal audits within financial institutions and supervising staff. * CPA - Certified… more
- City National Bank (Charlotte, NC)
- * MANAGER OF AUDIT II -COMPLIANCE* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a ... and effectively communicate audit results to the Audit Senior Manager /Director and senior management in...Minimum 3 year of experience conducting internal audits within financial institutions. * CPA - Certified Public Accountant *… more
- Truist (Charlotte, NC)
- …of risk management experience in financial services or related field. 3. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent ... the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line of...change). 6. Provide oversight and support for open risk, audit and regulatory issues. Evaluate the root cause, the… more
- Truist (Charlotte, NC)
- …designing a governance and oversight program over Truist's internal controls over financial reporting and disclosure controls to ensure compliance with Sections 404 ... of the effectiveness of Truist's system internal controls over financial reporting through control design and operating effectiveness evaluations, identifying… more
- Truist (Charlotte, NC)
- …degree or equivalent education and related training. + Five years of banking, financial industry or related experience; preferably in a branch, audit , compliance ... understanding of how changes in those regulations or compliance requirements affect Financial Crimes. + Thorough working knowledge of the risk indicator trends in… more
- City National Bank (Charlotte, NC)
- *AUDITOR II * WHAT IS THE OPPORTUNITY? The auditor will work within...you will do * Assists the Senior Auditor and or Audit Manager in the development of the ... results and conclusions using workpaper methodology guidelines. * Keeps the Senior Auditor and/or Audit Manager abreast of progress, issues and audit matters… more
- JPMorgan Chase (Charlotte, NC)
- …fast-paced environment enthusiast. You have found the right team! As a Transactions Manager in the Receivables Operations. You will be managing a team processing ... policies, and procedures are followed as they relate to operations, internal audit and security, required training curriculum, and general management practices +… more
- Truist (Charlotte, NC)
- …and related training. + Six to Eight years of experience in a financial institution with emphasis on risk management or equivalent work experience and training. ... industry-related regulatory requirements. + Knowledge of operational and other non- financial risks. + Ability and willingness to learn and...+ 8+ years of banking or relevant experience. + Audit experience. + Strong knowledge in field of assigned… more
- Truist (Charlotte, NC)
- …cause. 4. Communicate audit issues identified to Management and the Engagement Manager . 5. Identify and analyze risks and evaluate how the line of business ... in the completion and documentation of risk based internal audit assurance activities. The Truist Internal Auditor 2 will...and business specific software. 3. Technology Risk experience 4. Financial Services exp 5. Bid 4 exp **General Description… more
- Nuveen Investments (Charlotte, NC)
- **Investment Accountant II ** The Investment Accountant II ensures that investment accounting policies and procedures are correctly applied to accounting records. ... + May prepare certain SEC filings. + Prepares timely and accurate financial statements including GAAP and/or statutory work papers and supporting schedules to… more
- Citigroup (Charlotte, NC)
- …This role is with the Risk & Controls (R&C) team within the Global Financial Control group in Controllers. The R&C team is responsible for developing and enhancing ... the Capital Controllers Group are progressing in line with established due dates; ( ii ) drives accountability and transparency of key Basel / Spot Risk Weighted… more
- Citigroup (Charlotte, NC)
- …any assumptions, interpretations and/or models used to make those determinations, ( ii ) ensuring the accurate implementation of those methodologies within Citi's ... address Derivatives RWA reviews by other control functions such as Internal Audit , Independent Compliance Risk Management, Capital Planning Review Group etc. and… more
- City National Bank (Charlotte, NC)
- …bank. This role is responsible for (i) with the guidance of Manager Control Testing/Reporting, responsible for building sustainable processes with appropriate risk ... mitigation activities; ( ii ) consulting risk owners on how to design and...across CNB, including across the business, 2LOD and internal audit . What you will do * With the guidance… more
- US Bank (Charlotte, NC)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... partnering with fiduciary Business Lines (BL) and other Risk, Compliance, and Audit Professionals to help create, implement, maintain, review, and oversee an… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Oversight Analyst II provides a range of research, ... to all aspects of AML and ATF laws. The Financial Crimes Risk Management (FCRM) Know Your Customer (KYC)...Provides day to day interaction and support to their manager + Identifies and leads problem resolution **Education &… more
- Truist (Charlotte, NC)
- …the EDO for enterprise-level projects. 4. Manages a framework to certify all risk, financial and other key data through a culture of data and a framework of ... and/or client analytics to develop new competitive advantages appropriate to financial and business services 2. Bachelor's degree in Computer Science, Information… more
- City National Bank (Charlotte, NC)
- …will work collaboratively with Enterprise Model Risk Management teams and will report to Manager of CNB Model Risk Management Group. What you will do * Lead in ... from model benchmarks. * Document and present observations to manager of the Model Risk Management Unit and to...risk management and periodic reviews performed by the Internal Audit . * In addition, will support the creation and… more