- Wells Fargo (Charlotte, NC)
- …us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support our Financial Crimes ... group. This position, sitting within the Chief Operating Office's Control Management group, will partner with executive...to the relevant business group and enterprise function + Lead the strategy and resolution of highly complex current… more
- Wells Fargo (Charlotte, NC)
- …with partners across FCRM, Compliance, Control , Audit, and Legal regarding risk management . Position may lead efforts and mentor but does not manage other ... **About this role:** Wells Fargo is seeking a Senior Lead Financial Crimes Officer to join the...Consumer, Small & Business Banking (CSBB) Financial Crimes Risk Management Business Advisory Group. Learn more about the career… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in Operational Risk Management as part of the Finance & Financial ... the Finance function across all aspects of the risk management life cycle (plan, identify and assess, control... management life cycle (plan, identify and assess, control , monitor and report, test and validate). + Coordinate… more
- Truist (Charlotte, NC)
- …and product lines to provide significant strategic recommendations to the Chief Risk Officer , Executive Management and the Risk Committee of the Boards. Engage ... review the following job description:** The Truist Business Unit Chief Risk Officer (BU CRO) organization is designed to provide Independent Oversight and Effective… more
- US Bank (Charlotte, NC)
- …with our customers, our communities, and each other. **Job Description** The Senior Financial Officer - Head of MPS Finance will report to the Payment Services CFO ... within USB's finance function, and will lead financial strategy for the global Merchant Payment Services...across global and industry verticals. + Maintain an internal control process to ensure objectives related to operations, reporting… more
- Truist (Charlotte, NC)
- …concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with the Enterprise ... Compliance Management Policy and Framework for the Institutional Broker Dealer....existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in… more
- Truist (Charlotte, NC)
- …of risks, key and emerging risks, and status of previously identified risk and control issues. + Communicate with management and regulators with respect to ... of assigned business units and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance … more
- Truist (Charlotte, NC)
- …not mentioned below. Specific activities may change from time to time. 1. Lead financial crimes model analytics initiatives and data strategy and/or data quality for ... goals. 2. Develop, maintain and supervise monitoring, performance reporting, and change- management processes. Work with stakeholders to ensure models fulfill the… more
- Truist (Charlotte, NC)
- …Business Unit or Corporate Group. b. Collaborate and coordinate with Data Quality Lead and team, Data Quality Issues Management Group, and Data Domain ... with enterprise-level Data Quality rules and standards - collaborate with Data Quality COE Lead and team, Data Quality Issues Management Group and Data Domain… more
- Truist (Charlotte, NC)
- …support the Strategic Risk Program and collaborates with leaders across the Risk Management Organization (RMO), business units, and control functions to support ... in partnership with the Chief Strategic and Reputational Risk Officer . Supports leadership in the planning and execution of...SAS, Qlik, Tableau, etc. 6. Experience with change risk management , Risk and Control Self Assessment, Internal… more
- Truist (Charlotte, NC)
- … management practices. Lead , drive and embed best practice and pragmatic risk/ control management 5. Deliver a dynamic Capital Oversight Report to the Risk ... matter expert, providing guidance independent oversight to Truist's capital management processes, including CCAR. Aggregate, integrate, and correlate all risks… more
- Insight Global (Charlotte, NC)
- …to analyze, evaluate, and enhance information systems facilitating the business internal control process, and will assist stakeholders and other IT Risk & Assurance ... professionals in performing information technology control and security engagements. Key Responsibilities Providing subject matter expertise, advising on risk … more
- Bank of America (Charlotte, NC)
- …This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense compliance and operational risk ... of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance and Operational… more
- Bank of America (Charlotte, NC)
- …Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing the Company's ... the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer...talent, advancing careers, and creating leaders within Global Risk Management and across the company. Our goal is to… more
- Deloitte (Charlotte, NC)
- …+ Certifications: + US Customhouse Broker's License + CUSECO (Certified US Export Control Officer ) + Where applicable, non-US citizen qualifying credentials: + ... Management + Trade Preference + Technical or functional lead on at least 2 full-lifecycle SAP implementation +...the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post… more
- Dentsply Sirona (Charlotte, NC)
- …including updates on the execution of the annual audit plan and the Enterprise Risk Management program * Lead and develop a global team of professionals with the ... function, overseeing and managing the annual audit plan and enterprise risk management program. This role requires a critical thinker and handson, collaborative… more
- City National Bank (Charlotte, NC)
- …effective partnership and teamwork with all key Stakeholders including First Line Business Control Officer teams, the broader ORM team, RBC Operational Risk ... EVENTS PROGRAM MANAGER* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) program is in the second line of...which includes both Internal OREs and External Events. * Lead and mentor a team of Operational Risk professionals,… more
- Truist (Charlotte, NC)
- …enterprise risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management ). 3. Assist business line leadership ... responsible for providing first line of defense end-to-end risk management support for the Enterprise Data and Analytics team...managing acceptance or mitigation of the identified risks. 2. Lead a team of risk advisors responsible for executing… more
- Bank of America (Charlotte, NC)
- …the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational Risk Management ... risks in a timely manner, engaging with Front Line Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational… more
- Truist (Charlotte, NC)
- …the risk evaluation and associated regulatory compliance requirements. Portfolio Management : Accountable for and manages assigned portfolio by monitoring performance ... transparent and collaborative in identification, communication, and all aspects of management of risk. Client Calling Effort: Expands client relationships through… more