- Citigroup (New York, NY)
- **The Regulatory Exam Management Director leads IA's Regulatory Management, Relationships, Communications and Regulatory Engagement Standards. This role ... regulatory responses and exam deliverables/meeting requests required from Internal Audit , ensuring alignment with Citi's Corporate Regulatory Engagement… more
- Bowery Residents Committee (Manhattan, NY)
- …with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external ... Position Overview Reporting to the CFO, the Director of Audit Compliance ...and adherence to sound business practices, company policies, and regulatory requirements. + Reviews and analyzes transactions, documents, records,… more
- Ankura (New York, NY)
- …the SEC Division of Enforcement, certified public accountants, including many former audit firm partners, standard-setters, and other regulatory officials from ... full-time position for a Director / Senior Director in its Audit Advisory Practice. ...regulatory remediation assistance, and investigations. Responsibilities: As a Director or Senior Director in the … more
- Robert Half (New York, NY)
- … Audit & Financial Advisory Consulting (Financial Services Industry) Director LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) CHARLOTTE JOB DESCRIPTION Internal ... Audit & Financial Advisory - FSI - ...liquidity risks, implementation of capital management strategies, and ensuring compliance with regulatory reporting requirements. Knowledge of… more
- CIBC (New York, NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Internal Audit Director - Operations Portfolio will focus on leading ... Data Governance, Operational Resilience and Human Resources. The Internal Audit Director is a leadership position within...audit team's knowledge of key banking requirements / regulatory expectations in the areas of Wires, ACH, Fraud,… more
- Mizuho Corporate Bank (New York, NY)
- …project management and talent development. Under the direction of the Managing Director , maintain a robust audit program including overall management and/or ... issue testing including reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit ) related to fixed income, equity &… more
- SMBC (New York, NY)
- …within the audit function. * Monitor compliance with internal audit policies and procedures and relevant regulatory requirements. * Prepare presentation ... employees. **Role Description** SMBC is seeking an experienced Internal Audit QA Director responsible for contributing to... audit teams. * Conduct regular reviews of audit methodologies, workpapers, and reports to assess compliance… more
- MUFG (New York, NY)
- …related to financial services for areas such as risk management, regulatory compliance , credit/lending, markets, corporate functions, technology, and financial ... recruitment team will provide more details. **Job Summary:** The Director , Audit Quality Assurance & Improvement Program... audit activities including risk assessments, planning processes, audit execution, and regulatory and audit… more
- Mizuho Corporate Bank (New York, NY)
- …issue testing including reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit ) related to Regulatory ... or special projects as may be directed by the Director . + Cooperate with directives and requests from IADA's...a sound understanding of the financial services industry, including audit , financial, regulatory reporting, risk management, or… more
- American Express (New York, NY)
- …In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training ... belong. Join Team Amex and let's lead the way together. **About the Internal Audit Group at American Express** American Express' Internal Audit Group (IAG) has… more
- American Express (New York, NY)
- …In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training ... Fluent understanding and experience with Audit methodology within internal/external audit + Understanding of regulatory , accounting, and financial industry… more
- CIBC (New York, NY)
- …, Internal Controls, Leadership, Operational Audits, Oral Communications, Prioritization, Regulatory Compliance , Regulatory Requirements, Relationship ... visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** As a Director - Internal Audit Senior Audit...be doing** As a Director - Internal Audit Senior Audit Manager, you'll focus on… more
- SMBC (New York, NY)
- …Skills** + Minimum of 10 years of audit experience in the in Audit , Risk, Business Control, Compliance , Finance in the financial industry. + Strong knowledge ... portfolio of benefits to its employees. **Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the financial industry… more
- CIBC (New York, NY)
- …providing support to Swap Dealer Compliance ("SDC") to ensure the Bank's regulatory compliance risk is managed within acceptable levels and in accordance ... of RCM activities, and ensuring alignment with industry standards and the Bank's Regulatory Compliance Management Policy. At CIBC we enable the work environment… more
- Robert Half Finance & Accounting (Maryknoll, NY)
- …adhere to policies, laws, and regulations. Responsibilities: * Coordinate the annual audit process with external consultants. * Ensure compliance with evolving ... and implementing Audit Programs in line with company objectives and regulatory standards * Comprehensive understanding of Business Systems and their role in… more
- Citigroup (New York, NY)
- …role in the Quality Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison with the global ... this role, you will be primarily partnering with the audit teams responsible for Risk and Compliance ...partnerships at all levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP)… more
- City of New York (New York, NY)
- …and Regulatory Code will be a senior leader responsible for ensuring regulatory compliance and conducting targeted audits within the Commercial Waste Zones ... include but are not limited to the following: - Develop and oversee a comprehensive audit framework for CWZ compliance . - Ensure adherence to Local Law 199,… more
- Citigroup (New York, NY)
- …and required remediation. + Support and substantiate the overall health of the Regulatory Reporting function via the BCBS 239 Compliance framework. + Partner ... + Partner with senior stakeholders across the firm, including Risk, Finance, Audit to provide updates on regulatory developments and impact assessments.… more
- Citigroup (New York, NY)
- …+ **Partner** with senior stakeholders across the firm, including Risk, Finance, Audit to provide updates on regulatory developments and impact assessments. ... The Regulatory Reporting role is a senior management position...Support and substantiate the development of the BCBS 239 Compliance process. + Monitor and **manage key metrics** associated… more
- Mizuho Corporate Bank (New York, NY)
- …issue testing including reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit ) assigned to the Risk Management ... About the Team The Internal Audit Department Americas (IADA) provides internal audit...resources and sharing of best practices. Work with IADA Director /MD and management to effectively identify, analyze, and negotiate… more