- JPMorgan Chase (Columbus, OH)
- …you are at the center of maintaining a strong Anti-Money Laundering ( AML ) Program at JPMorgan Chase. The Client Escalations team is primarily responsible ... impacting the firm and its customers. As an Anti-Money Laundering/Know Your Customer Officer III within the Consumer & Community Banking Client Escalations team, you… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. We are looking for passionate, proactive, KYC experts to join our growing team. You will maintain proper KYC ... existing customers, whilst liaising with first and second line business stakeholders. KYC roles at MUFG provide opportunities for establishment and growth, while… more
- ManpowerGroup (Tampa, FL)
- …Independent Compliance Risk Management (ICRM) function, is seeking dynamic and experienced AML Senior compliance officer to drive Know Your Customer Policy- ... KYC Operations, Technology) and second line (eg Global AML Compliance, Legal) contributing to firm-wide AML ...Provide subject matter expertise in the interpretation of international AML regulations and KYC guidelines, ensuring … more
- SMBC (Jersey City, NJ)
- …311 and adverse information checks), + maintains evidence of search results in the KYC system and escalating to the BSA Officer any confirmed or suspected ... employees. **Role Description** Within the Compliance Department, the Know Your Customer ( KYC ) Vice President (VP) is responsible for leading and managing various… more
- Citigroup (Tampa, FL)
- The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader Anti-Money ... Laundering ( AML ) team....unit's policies and procedures. + Carry out SAR Reporting Officer responsibilities by Reviewing/Approving Suspicious Activity Reports (SARs) drafted… more
- Citigroup (Tampa, FL)
- …Independent Compliance Risk Management (ICRM) function, is seeking dynamic and experienced AML compliance officer to drive Know Your Customer Policy- Strategic ... Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible...KYC Operations, Technology) and second line (eg Global AML Compliance, Legal) contributing to firm-wide AML … more
- Needham Bank (Wellesley, MA)
- …execution of CRA & Fair Lending Business Plans. + With support of the BSA Officer , oversees Bank-wide BSA/ AML program and monitoring activities in line with the ... Job Descriptions: Under the direction of the Chief Risk Officer , drives implementation and continuous improvement of enterprise-wide Compliance Management Programs,… more
- FirstBank PR (San Juan, PR)
- …products according to client needs. Responsible for all control aspects for the customer: KYC , AML , Alerts, profile update. Protects the bank and the client by ... Business Relationship Officer III - Platinum Banking Our Company At...responsible for overseeing other team members . Complies with BSA/ AML / KYC and regulatory policies to ensure the… more
- Morgan Stanley (Baltimore, MD)
- …governance, oversight and execution of the Firm's Anti-Money Laundering ( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance ... integrations to completion *Your Key Responsibilities:* As an experienced Change Management Officer in GFC, you will: * Implement complex, strategic initiatives for… more
- JPMorgan Chase (Charlotte, NC)
- …testing function. Your mission will be to oversee the sampling and testing of customer KYC profiles and targeted records with unique AML risk factors. You will ... targeted testing strategy for business lines to assess emerging AML risk trends globally. + Deliver KYC ...graduate degree is a plus Final Job Grade and officer title will be determined at time of offer… more
- JPMorgan Chase (Tampa, FL)
- …as FinCEN, MiFid **Required qualifications, skills and capabilities** + Ability to properly identify AML risks and apply the AML / KYC policy concepts + ... in financial services + 2 years relevant experience in AML / KYC , Risk Management, Security, Law enforcement specific...client relationships and product usage Final Job Grade and officer title will be determined at time of offer… more
- City National Bank (New York, NY)
- …timely and accurately to inquiries from the Bank's Financial Intelligence Unit ( KYC / AML ) and/or other Support Unit's regarding client transactions and account ... **PRIVATE BANKING OFFICER III** **WHAT IS THE OPPORTUNITY?** Provides day-to-day servicing for Private Banking clients, relieving Client Managers and/or Private… more
- JPMorgan Chase (Tampa, FL)
- …qualifications, skills and capabilities** + Understanding/experience of Know Your Customer ( KYC ), Anti-money Laundering ( AML ), OFAC and Sanctions preferred but ... to be best-in-class. As a Compliance - Monitoring and Testing Senior Officer - Senior Associate in our global/regional Compliance teams, you will effectively… more
- City National Bank (NC)
- …Responsible for monitoring, analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of the Bank's BSA Program ... new and/or updates policy and procedures related to BSA, AML , OFAC and the USA PATRIOT Act Bank wide....service. Functions as a backup to the BSA Risk Officer in specific areas as necessary. **What you will… more
- Mizuho Corporate Bank (New York, NY)
- …maintain evidence of the review in the KYC system, escalating to the AML Officer any confirmed or suspected material negative information. + Review and ... the team's active involvement in the Know Your Customer ( KYC ) program, ensuring thorough customer due diligence and ongoing...training, as well as direct workflows in alignment with KYC and Mizuho standards and policies. Collaborating closely with… more
- Ankura (NY)
- …duties and project management; + Serve as Subject matter Expert in the fields of AML / BSA / OFAC, and Consumer protection; + Interact with clients and prospects ... + Conduct independent regulatory program reviews and Testing; + Drafting BSA/ AML compliance programs and developing training for FinTech's and broker-dealers. +… more
- M&T Bank (Manchester, NH)
- …to Commercial Know Your Customer ( KYC ) policies. Assist the KYC Officer and Relationship Manager with the BSA/ AML / KYC process, adhering to ... procedures, regulatory requirements, and deadlines. Validate the KYC status of the customer along with entity documents to ensure customers are in good… more
- JPMorgan Chase (New York, NY)
- …Client Office and Compliance teams in region to meet local or product specific KYC and AML requirements for Clients and transactions. Coordinate the launch and ... progress of KYC process + Participate in bankers' regional meetings to...of successfully managing large/diverse teams Final Job Grade and officer title will be determined at time of offer… more
- JPMorgan Chase (Plano, TX)
- …media issues in coordination with MMBSI management and the appropriate escalation forum. Support KYC officer in completion of AML / KYC due diligence ... including approving DDF forms that reflect true relationship knowledge. + Champion a culture of innovation and a customer centric mindset balanced with the ability to manage risk (credit, operational, and reputational) appropriately + Be passionate about… more
- City National Bank (Los Angeles, CA)
- …function and its staff. This position relies on Operations Supervisor or Operations Officer to oversee the day to day activities of the department, so its ... This includes adherence to all internal and external requirements related to OFAC, AML , CTR, EDD and all other applicable compliance related functions as appropriate… more