- TEKsystems (Atlanta, GA)
- …supporting a large banking client that is under extensive regulatory scrutiny in their AML program. They have executed a contract to support the client's testing and ... re-structure of their AML and Financial Crimes Compliance controls methodology. These AML Audit SMEs will be responsible for providing high quality, professional… more
- ManpowerGroup (New York, NY)
- At Jefferson Wells, we are searching for an internal auditor for one of our clients. This is an excellent opportunity for an independent, creative, auditor who ... can think critically and brings 2-5 years of experience. In this role, you will have the opportunity to participate in operational, compliance and financial internal audits, as well as play a key role the SOX compliance program, with minimal travel. This… more
- Charles Schwab (Westlake, TX)
- …internal controls. The Bank Enterprise team enterprise team is seeking a Senior Auditor (Senior Specialist) responsible for Anti-Money Laundering ( AML ) and Fraud ... team is focused on the execution of Bank, Trust, AML , Fraud, and Conduct audits that target governance processes,...internal audit coverage for the CSC organization's Anti-Money Laundering ( AML ) program, including Bank Secrecy Act (BSA) and Office… more
- Federal Reserve Bank (New York, NY)
- …services industry; auditor ; or bank examiner. + Demonstrated knowledge of BSA/ AML and sanctions compliance risk management programs and controls in relation to ... management, legal staff, and policymakers across agencies. **Your role as BSA/ AML Compliance Risk Supervising Examiner:** + Lead large scope supervisory activities… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, Delaware; ... Description:** This job is responsible for auditing Financial Crimes and Anti-Money Laundering ( AML ) Risk within Lines of Business (LOBs) ranging in scale and scope.… more
- Robert Half Management Resources (New York, NY)
- Description We are in search of an AML Audit Manager to join our team in the Financial Services industry, based in New York. This role offers a contract employment ... in transaction banking, commercial banking, and consumer banking related to AML (anti-money laundering). Responsibilities: * Execute internal audits in various… more
- Regions Bank (Hoover, AL)
- …the careers section of the system. **Job Description:** At Regions, the Senior Auditor conducts internal audit activities in accordance with the Standards for the ... the following: + Certified Anti-Money Laundering Specialist (CAMS) + Certified Bank Auditor (CBA) + Certified Fiduciary and Investment Risk Specialist (CFIRS) +… more
- Capital One (Plano, TX)
- …3 (31063), United States of America, Plano, Texas DART Experienced Sr. Auditor , FCC/ Corporate Compliance (Hybrid) **Capital One's Audit function is a dedicated ... opportunity.** **Capital One is seeking an energetic, self-motivated, and experienced Auditor interested in becoming part of our Dynamic Audit Resourcing Team… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia Senior Auditor , Financial Crimes Compliance (Hybrid) Capital One's Audit function is a dedicated group ... and professional opportunity. Capital One is seeking an energetic, self-motivated Senior Auditor interested in becoming part of our Financial Crimes Compliance (FCC)… more
- Citizens (Johnston, RI)
- Description Senior Auditor - Capital Markets, Market Risk, and Model Risk The Internal Audit team at Citizens is hiring a Senior Auditor on Capital Markets, ... of the bank's control environment, risk management practices, and culture. The Senior Auditor will lead and/or participate on complex audits of the bank's Capital… more
- Insight Global (New York, NY)
- …Description A major banking client is looking to hire a Compliance Auditor within their Internal Audit division. This role involves independently assessing internal ... a focus on financial crime controls in transaction banking and consumer AML compliance. Associates will analyze and communicate audit findings, raise risk awareness,… more
- M&T Bank (Buffalo, NY)
- …footprints: Buffalo NY. Wilmington DE, and/or Bridgeport CT.** **Overview:** The Lead Auditor leads and executes audits across the Risk and Compliance domain, ... primarily focused on BSA/ AML Compliance and Fraud Risk Management. The individual is...Financial services industry experience + Experience working with BSA/ AML Compliance and Fraud Audit portfolios \#LI-RS1 M&T Bank… more
- Charles Schwab (Westlake, TX)
- …controls. The Corporate internal audit enterprise team is seeking a Senior Auditor (Senior Specialist). The Corporate team is responsible for execution of audits ... the Director or Senior Manager of the Corporate enterprise team, the Senior Auditor will have responsibility for assisting in the for the independent and objective… more
- Charles Schwab (Lone Tree, CO)
- …The Broker-Dealer/Asset Management enterprise team is seeking a Senior Auditor (Senior Specialist). The Broker-Dealer/Asset Management team provides internal audit ... Manager in the Broker-Dealer/Asset Management enterprise team, the Senior Auditor will have responsibility for assisting in the for...on industry and regulatory issues and standard methodologies for AML ; imparts this knowledge to the team and the… more
- Bank of America (Wilmington, DE)
- Senior Auditor - Economic Sanctions Wilmington, Delaware;Stamford, Connecticut; East Hartford, Connecticut; Charlotte, North Carolina; Dallas, Texas; Providence, ... Degree + Minimum 1-3 years of audit experience in areas related to AML , sanctions and fraud risk management programs and regulations, banking regulations, local… more
- Umpqua Bank (Tacoma, WA)
- Auditor III Audit and Loan Review Hillsboro, Oregon Tacoma, Washington Spokane, Washington Portland, Oregon Liberty Lake, Washington **Description** **About Us:** ... FDIC, FRB, CFPB, FINRA, etc. + Audit/risk management experience within Treasury, BSA/ AML , or Commercial Lending highly desired. + Strong project management skills… more
- Truist (Wilson, NC)
- …Intelligence Unit (FIU) in enterprise-wide Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ) operational and compliance efforts. The Support Specialist interfaces ... to ensure the effective design, governance and operation of the FIU BSA/ AML compliance programs. This broad responsibility is delivered through collaboration of… more
- Capital One (New York, NY)
- …for designing and executing a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk management is effective across all lines of business ... ensure the team maintains a comprehensive understanding of the AML , Sanctions and Fraud risk profile of the audit...innovation, and technology will only make you a better auditor . This will require leveraging the power of data… more
- Capital One (Plano, TX)
- …well as other diverse lines of business and specialty areas** + **Perform BSA/ AML , and Fraud risk assessments of business activities, potential risks exposures, and ... believer that data will only make you a better Auditor . This part will require looking at some data,...more areas of compliance, such as consumer, Anti-Money Laundering ( AML ), brokerage, wealth management, or trust** + **1+ years… more
- Robert Half Management Resources (Parsippany, NJ)
- …A regional bank based in Morris County, NJ is currently seeking an Internal Auditor to support their consumer compliance audit group on a contract to full-time ... basis. The Internal Auditor will primarily handle consumer compliance focussed audits, guide...knowledgeable of typical industry regulations (BSA, FCRA, HMDA, OFAC, AML ). Proficiency with TeamMate software is strongly preferred. CIA… more