- Mizuho Corporate Bank (New York, NY)
- …providing training, conducting compliance reviews, monitoring anti-money laundering ( AML ) and coordinating regulatory examinations and relations. Summary The ... AML AVP will be responsible for overseeing a team of AML analysts, being the primary contact for case-related questions and inquiries, providing guidance, and… more
- MUFG (Irving, TX)
- …AML Operations Team Leader will oversee the work of up to eight (8) AML surveillance agents to ensure transaction activity is effectively monitored and that ... performance appraisals. Provide direct supervision for up to eight (8) AML surveillance agents. Ensure agents maintain key performance objects appropriate to… more
- UMB Bank (Kansas City, MO)
- …nature). **Bonus points if you know:** + UMB core system navigation + AML surveillance system navigation **Compensation Range:** Minimum: $33,920.00 - Maximum: ... set by the Office of Foreign Asset Control (OFAC). As the BSA/ AML Analyst, you will be responsible for identifying and investigating customer transactions that… more
- UMB Bank (Kansas City, MO)
- …nature). Bonus points if you know: + UMB core system navigation + AML surveillance system navigation **Compensation Range:** $33,920.00 - $65,380.00 _The posted ... Office of Foreign Asset Control (OFAC). As the BSA/ AML Analyst, you will be responsible for identifying and...money laundering or terrorist financing, primarily utilizing an automated surveillance system. Being a UMBer is unlike working at… more
- Citigroup (Tampa, FL)
- …preferred. + Subject matter expertise in a Compliance discipline (eg, AML , Sanctions, surveillance , product/function oversight, etc.). + Subject matter ... the following ICRM areas: 1) CBNA, Banking and International, 2) Financial Crimes ( AML , Bribery, and Sanctions), 3) Product / Function Compliance and Office of Fair… more
- Bank of America (Phoenix, AZ)
- Sr Business Control Specialist - Consumer AML Operations Fort Worth, Texas;Pennington, New Jersey; Plano, Texas; Phoenix, Arizona **Job Description:** At Bank of ... and effectiveness of the risk and control environment to support Consumer AML Operations and ensure adherence to enterprise-wide standards + Supports the monitoring… more
- MUFG (Irving, TX)
- …is seeking a Vice President for a compliance role with experience in AML investigations as well as the development, implementation and monitoring of surveillance ... misconduct. The Vice President will report into the Head of the Global AML Oversight and Strategic Initiatives and will provide oversight of the Global Transaction… more
- Santander US (New York, NY)
- Sr. Associate, AML Compliance- Corporate & Investment Banking New York, United States of America The Sr. Associate, AML Compliance is responsible, as assigned by ... management, for various operations including AML investigations, SAR filing, enhanced due diligence processes, high-risk customer surveillance , special… more
- Bank of America (Charlotte, NC)
- Sr. Business Controls Specialist - AML QA/QC Oversight (M&I) Charlotte, North Carolina;Fort Worth, Texas; Pennington, New Jersey; Plano, Texas **Job Description:** ... dashboard reporting **Skills:** + Controls Management + Issue Management + Monitoring, Surveillance , and Testing + Quality Assurance + Risk Management + Analytical… more
- Federal Reserve Bank (New York, NY)
- …BSA/ AML and sanctions risk management controls, including transaction monitoring/ surveillance systems and screening/interdiction systems, is a plus. + Strong ... FRS management, legal staff, and policymakers across agencies. **Your role as BSA/ AML Compliance Risk Lead Examiner:** + Participate in large scope supervisory… more
- Bank of America (Richmond, VA)
- Senior Business Control Specialist - Enterprise AML Quality Assurance Richmond, Virginia **Job Description:** At Bank of America, we are guided by a common purpose ... mitigating risk across the Global Banking & Markets Anti-Money Laundering (GBAM AML ) organization and program. The position is within Quality Assurance organization.… more
- Citigroup (Tampa, FL)
- …testing, transactional access segregation of duties, transactional testing, surveillance systems, and reporting activities + Demonstrated career progression ... within highly respected diversified institutions with complex and diverse products and customers + Understanding of rules, laws, and regulations, and specific regulatory requirements impacting financial services and [insert product, function, legal entity or… more
- Banc of California (Santa Ana, CA)
- …Anti-Money Laundering ( AML ) Program. Responsible for executing the Enterprise AML Program with respect to surveillance and alert assessments, reviewing ... the Bank Secrecy Act (BSA), USA Patriot Act, and other Anti-Money Laundering ( AML ) regulations. + If aligned to support the Payments business: + Oversee… more
- SMBC (Jersey City, NJ)
- …Crime department is responsible for ensuring the compliance with anti-money laundering ( AML ), Bank Secrecy Act, USA PATRIOT Act, OFAC and sanctions regulations for ... the US operations. Additionally, AML oversees key processes and risks of the KYC...and risks of the KYC Department. The CPAD Market Surveillance team performs centralized trade surveillance for… more
- Scotiabank (New York, NY)
- Manager, US Internal Control - E-Communication Surveillance **Requisition ID:** 213178 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range ... to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to responsibilities under… more
- New York State Civil Service (New York, NY)
- …* Serves as an expert resource on Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ) and related matters for the Banking Division; * Supports supervisory oversight ... and surveillance processes by prioritizing issues requiring immediate or early...supervisory attention; * Assists in review and revision of BSA/ AML and sanctions-related examination policies and procedures; * Assists… more
- Bank of America (Kennesaw, GA)
- …dashboard reporting **Skills:** + Controls Management + Issue Management + Monitoring, Surveillance , and Testing + Quality Assurance + Risk Management + Analytical ... Research **Line of Business Job Description** Global Credit, Anti-Money Laundering ( AML ) and Onboarding Operations (GCAOO) delivers credit fulfillment, service and… more
- Bank of America (Jacksonville, FL)
- …Business Job Description:** The Global Banking & Markets Anti-Money Laundering (GBGM AML ) organization is a central control function which governs, facilitates, and ... oversees the global end-to-end GBGM AML program across all GBGM businesses and jurisdictions through...: + Controls Management + Issue Management + Monitoring, Surveillance , and Testing + Quality Assurance + Risk Management… more
- H&R Block (Kansas City, MO)
- …Laundering Specialist-S **What you'll do ** **:** The Seasonal Anti-Money Laundering ( AML ) Specialist will be responsible for assisting in minimizing exposure to ... non-compliance with the Bank Secrecy Act (BSA). The Seasonal AML Specialist will perform a variety of BSA/ AML...and concerns. + Reviews reports in the automated transaction surveillance system to look for indicators of suspicious activity,… more
- New York State Civil Service (New York, NY)
- …processes related to the use of blockchain analytics and market surveillance tools;* Actively monitors dashboards identifying data anomalies raising red flags ... of material-change-of-business requests;* Maintains a good understanding of the BSA/ AML laws, regulations, guidance, and best practices, relevant to transaction… more