- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and complexity. Remote work option for registered financial services professionals with supervision or compliance trade review experience and possessing ... through developmental programs, mentorships, and continuing education options. **Job Summary:** The Trade Review team conducts daily reviews of trading activity… more
- City of New York (New York, NY)
- …BHHS's Assistant Commissioner. DUTIES WILL INCLUDE BUT NOT BE LIMITED TO: As Clinical Advisor to BHHS: Develop and review HIV-, STI-, and viral hepatitis-related ... Social Justice Initiatives, STI, and Viral Hepatitis. BHHS seeks a Clinical Advisor /Viral Hepatitis Director to provide technical expertise and support across BHHS… more
- Bank of America (Pennington, NJ)
- Annuities/Life Insurance Supervision Principal-IV Charlotte, North Carolina;Dallas, Texas; Pennington, New Jersey; Jacksonville, Florida **Job Description:** ... **Annuities/Life Insurance Supervision Principal IV** **Job Description** Merrill Wealth Management is...life they envision through a one-on-one relationship with an advisor committed to their needs. We believe trust comes… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …and Transfer of Death designations, review of advisor email correspondence, review of and approval of mutual fund trade corrections, review of ... maintenance of the department procedure manual. + The sales supervision review process includes but is not...new business forms for the Registered Investment Advisor and review of 529 College Savings… more
- Edward Jones (St. Louis, MO)
- …so, there is an exciting career opportunity waiting for you in our Field Supervision Department! The Field Supervision Department plays a critical role in ... centralized in the St. Louis and Tempe home offices. Annuity Field Supervision Directors (FSD) are registered principals with supervisory responsibility for annuity… more
- TD Bank (Marlton, NJ)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Principal Review Analyst II is a FINRA and SEC regulatory supervisory principal position with ... Management Services Inc.(TDWMSI), with a focus on new account review and suitability for and trades executed in the...executed in the TDPCW Broker Dealer and Registered Investment Advisor , as well as our fixed annuity insurance platforms.… more
- Bank of America (Jacksonville, FL)
- …various supervisory applications, which could include Enterprise Account Opening (EAO), Online Trade Review (OTR), ML One Control Panel, ProofPoint, Risk ... and regulatory requirements. Job expectations include working with Field Supervision leaders, Office Management Teams, Financial Advisors, Wealth Management… more
- Truist (Charlotte, NC)
- …in accordance with the program requirements (Ie: Risk control self-assessments, issues management, trade supervision and annuity review ). 3. Assist business ... the public, transaction review , complex products including annuities and trade review and correction requests. Required Qualifications: The requirements… more
- NANA Regional Corporation (Washington, DC)
- …return-on investment towards achieving USG foreign policy objectives. + Under the supervision of the Director of Country and Regional Programs, the incumbent(s) will ... of approved programs; and maintain accurate budget and program records. + The advisor (s) will take on these duties regarding designated country or countries as… more
- Brokers International (Urbandale, IA)
- …outsourced services/systems. In addition, this role will Lead firm's trade supervision efforts ensuring timely and efficient review process and adherence to ... role is responsible for building and executing a sustainable operations program and advisor experience. This role will oversee the day-to-day activities of the back… more
- Northrop Grumman (Northridge, CA)
- …to lower-level requirements and designs. *Perform functional analysis and systems trade studies for technical solutions with respect to concept, design, fabrication, ... present system engineering materials during major reviews such as System Requirements Review , System Functional Review , Preliminary Design Review , Critical… more
- Merck (West Point, PA)
- **Job Description** **FUNCTION:** Under the supervision of the Maintenance Manager, I/E Electronic & Instrumentation Technician will utilize strong knowledge of ... equipment inspection prior to and upon return from vendor certification and review associated documentation. + Attend and actively participates in initiatives to… more
- Insight Global (Austin, TX)
- …enablement, automation, process optimization, and architecture design. As the principal technical advisor and "voice of the customer", you will have the opportunity ... to engage in in-depth discussions with senior leadership about technical design, trade -offs, support, and risk management. You will provide advocacy and strategic… more
- NCR Atleos (CA)
- …and consultative management for a portfolio of existing clients. As a strategic advisor to clients, Relationship Managers contribute to the retention and growth of ... of communications with clients to discuss key service topics, review projects in queue, growth opportunities and share industry...data systems. + Represent NCR at key customer meetings, trade shows and sponsored events. + Perform other duties… more
- Citigroup (Jersey City, NJ)
- …to assess service quality and identify areas for improvement + Act as an advisor to new/junior staff + Appropriately assess risk when business decisions are made, ... must + Good understanding of a futures and options trade lifecycle + Firm understanding of top day clearing...the the Business + Ability to work with little supervision + Consistently demonstrates clear and concise written and… more
- Access Dubuque (Dubuque, IA)
- …the appropriate entities according to established policies and procedures under general supervision . + Front Desk Management + Answer incoming phone calls and ... Jobs** Secretary/Administrative Assistant - OR - FT MercyOne Assistant Director/ Advisor TRIO Student Support Se University of Dubuque Administrative Assistant… more
- Truist (Hackensack, NJ)
- …(Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Develop and maintain dealer client relationships ... of specific dealer issues. 6. Act as a "Trusted Advisor " to dealer management by being aware of up-to-date...by being aware of up-to-date industry trends by reading trade journals and publications and keeping up with local… more
- Raymond James Financial, Inc. (Seattle, WA)
- **Description** **Job Summary** Under supervision , supports daily operations for clients' retirement plans and their participants. Will work directly with the Senior ... collection * Handle benefit payment requests with accuracy * Review and execute trades as part of a nightly...custodian for many of our affiliated broker dealer/ investment advisor subsidiaries, including RJFS and RJFSA. Additionally, RJA provides… more
- Ascension Health (Southfield, MI)
- …education, experience, location, and qualifications. Connect with your Talent Advisor for additional specifics._ **Responsibilities** Under direct supervision , ... outlets and plugs. + Participate in the departmental safety program. + Review work orders for priority status and designated time schedules. Requisition materials… more
- City of New York (New York, NY)
- …be eligible for federal loan forgiveness programs and state repayment assistance programs. Please review the notice to see if you may be eligible for programs and ... vaccine preventable diseases. In the absence of the Supervising Public Health Advisor (SPHA), assume the responsibilities of the SPHA, including training, … more