- Truist (Atlanta, GA)
- …States of America) **Please review the following job description:** We are currently seeking a Senior Risk Advisor who will be aligned to supporting our ... in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate and/or monitor execution of Risk Program… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Job Summary:** Raymond James is hiring a Senior Supervision Advisor to complete ongoing functional reviews and provide advanced support ... recommendations based on research and analysis conducted by the Supervision Advisor . * Maintain frequent contact and...reports for adherence with rules and regulations. * Advises Senior Supervision Management on issues that involve… more
- University of Massachusetts Amherst (Amherst, MA)
- Academic Advisor / Senior Academic Advisor (Hybrid Opportunity) Apply now ... advising, and career outcomes. Job Summary Under the direct supervision of a CNS Assistant Director of Advising, the...of a CNS Assistant Director of Advising, the Academic Advisor / Senior Academic Advisor provides comprehensive… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Job Summary** Under general supervision , uses extensive knowledge and skills obtained through experience, specialized training and/or ... in securities and/or banking industry to mitigate regulatory, litigation and reputation risk to the firm as it relates to addressing client grievances and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate ... risk . Our department supports business units by managing activity/account...product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and… more
- USAA (San Antonio, TX)
- …of what truly makes us special and impactful. **The Opportunity** As a dedicated Business Risk and Controls Advisor Lead, you will promote risk -awareness and ... initiatives. Responsible for supporting business leader adherence to the established risk framework and ongoing supervision of business controls, including… more
- Santander US (Miami, FL)
- Senior Advisor AIS Miami, United States of America **Position Summary** The Senior Advisor AIS primary responsibilities include Trading Execution and ... as well as the growth of new accounts. The Senior Advisor AIS proactively provides tactical investment...in accordance with client orders. * Manage under appropriate supervision the selected portfolios of clients. * Generate new… more
- Austin Energy (Austin, TX)
- Position Information Posting Title Human Resources Advisor Senior (Employee Relations) Job Requisition Number AE503989 Position Number 114089 Job Type Full-Time ... Required: + None. Notes to Applicants POSITION DESCRIPTION : The Human Resources (HR) Advisor Senior works as a strategic business partner with the Employee… more
- Halliburton (Houston, TX)
- R&D Electrical Engineer (Principal - Senior Advisor ) Date: Mar 4, 2025 Location: Houston, TX, US, 77032 We are looking for the right people - people who want to ... Electrical Engineer R&D Advisor Electrical Engineer up to the R&D Senior Advisor Electrical Engineer Halliburton is an Equal Opportunity Employer. Employment… more
- Edward Jones (St. Louis, MO)
- …protection and managing their investment distributions. Protect their investments by mitigating risk . And innovate new ways of working. Using insights to create ... programs. The ideal candidate would have a sound understanding of the Financial Advisor Role at Edward Jones or a background that includes working with clients,… more
- Adams and Associates (Brunswick, GA)
- Senior Residential Advisor Job Details Job...formed in 1990 with the sole mission of operating at- risk youth and children's programs for local, state and ... a safe and clean dorm environment. o Provides quality supervision to students in the dormitory. o Ensures the...Standards as required by the PRH. o Provides high-quality supervision and management for the student population and positively… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to Compliance, Risk , and AML communications efforts. + Routinely interacts with senior leaders within Compliance, Risk , AML and across the firm. + Prepares ... **Job Description** **Job Summary** Under general supervision , uses extensive knowledge and skills obtained through experience, specialized training and/or… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Job Summary** Under general supervision , uses extensive knowledge and skills obtained through experience, specialized training and/or ... designed and operating as intended and commensurate with the level of risk being mitigated. Coordinates compliance functions, guides compliance efforts, and act as… more
- Raymond James Financial, Inc. (CO)
- **Job Description** **Job Summary** Under general supervision , uses extensive knowledge and skills obtained through education, experience, specialized training ... compliance training and education activities are commensurate with the level of risk being mitigated. + Provides escalated support and guidance to compliance efforts… more
- Raymond James Financial, Inc. (New York, NY)
- …in securities industry compliance to support the design, implementation and supervision of a comprehensive compliance program with focus on Equity Research ... + Contributes to the design, implementation and execution of a comprehensive risk -based monitoring and testing program across all applicable policies and procedures.… more
- Raymond James Financial, Inc. (CO)
- …the branches. **Essential Duties and Responsibilities** + Execution of the risk -based branch exam program in FINRA-registered and non-registered Private Client Group ... know when to "ask the next question" as potential risk areas are identified + Apply the appropriate ...as needed + Maintain regular interaction with Compliance and Supervision partners + Complete special and ad hoc reviews… more
- Thrivent Financial (Nashville, TN)
- …and Financial Technicians to ensure expenses are processed as needed + Compliance and supervision : Collaborating with Senior Field Risk Manager and others to ... with key stakeholders, including other Advisor Group leaders and staff, Senior Field Risk Managers, financial professionals, Centers of Excellence partners,… more
- Minnesota State (Winona, MN)
- …Academic **Salary Range:** $25.29 - $36.71 **Job Description** Under general supervision , the Shared Academic Advisor provides student academic advising ... Closing Date (if designated).** **Working Title:** Shared Academic Transfer Advisor **Institution:** Minnesota State College Southeast **Classification Title:** MnSCU… more
- Bank of America (Albany, NY)
- …who require heightened support to achieve success + Help reinforce compliance, supervision , and provide risk management support of ADP participants and ... sales management in executing sale force growth plans and support effective Advisor recruiting strategies. + Sales Supervision : Administer superior sales … more
- American Express (Phoenix, AZ)
- …clients during program shut down situations in international markets, help escalating to risk and senior leadership on time for effective resolution and minimize ... make an impact in this role?** The Global Program Advisor will be a key consultant to the Global...servicing environment as well as work independently with minimal supervision **Preferred Qualifications:** + Strong Amex network and contacts,… more