- Robert Half Finance & Accounting (Chicago, IL)
- …risk mitigation. + Work closely with our Wealth Management Team to satisfy AML /KYC requirements for client investments in alternative investments. + Review and ... ensuring smooth coordination of processes for client investments in alternative investments. Job Responsibilities + Prepare and review subscription documents… more
- US Bank (Milwaukee, WI)
- …Financial Crimes Compliance team will support and ensure compliance with the Global Fund Services Anti-Money Laundering (" AML ") and Identity Theft Programs. ... and escalations of issues from the transfer agent and alternative investment investor services . This opportunity is...with a high volume of applicants, such as customer service , contact center, and Financial Crimes investigations, remain open… more
- Principal Financial Group (Des Moines, IA)
- …investment trusts and private funds. + Review selling agreements, fund offering materials, investor qualifications, subscription agreements, and advertising ... violations of applicable rules and regulations + Assist with compliance testing, AML , and other duties as assigned. Operating at the intersection of financial… more
- Dominion Energy (Richmond, VA)
- …for reporting and analyzing portfolio performance, exposures, and benchmarks + Completes fund subscription documents and provide KYC and AML documentation as ... office, two days of teleworking) to accommodate the need for flexibility. Military service members and veterans with ranks from E5-E9, W1-CW5, or O3-O6, plus… more
- Principal Financial Group (Des Moines, IA)
- …platforms, including compliance oversight and forensic testing, as well as ad review AML , and other duties as assigned. Operating at the intersection of financial ... services and technology, Principal builds financial tools that help...of experience with private placements, various US and offshore fund structures, real estate (debt and equity), high yield… more
- Morgan Stanley (New York, NY)
- …and sales teams o Reviewing and preparing offering materials and other fund documentation o Supporting sales teams in connection with third-party distribution o ... on marketing materials > Reviewing and negotiating investment advisory and other service agreements > Advising the business on regulatory developments and changes in… more