- JPMorgan Chase (New York, NY)
- …consumer and small business banking, commercial banking, financial transaction processing and asset management . We offer a competitive total rewards package ... Come and join our Alternatives Global Transportation team as an Investment Specialist. Our alternative strategies are designed to achieve specific client outcomes… more
- BlackRock (Wilmington, DE)
- …this role: + New account coding - interpreting the client's investment guidelines from the completed Investment Management Agreement (IMA) and ... manager? Look no further! BlackRock is currently seeking an ** Investment Guidelines Compliance Analyst** to become a...the following skills:** + Experience of working in the investment management industry and knowledge of … more
- Scotiabank (New York, NY)
- …training and reference materials, bulletins, systems, and manual processes for the Scotiabank Asset Management / Investment Management businesses, ... a compliance resource and respond to compliance queries from Asset Management / Investment ...Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines… more
- BMO Financial Group (Barrington, IL)
- …exceptional client experience. Provides technical expertise for all aspects of investment management and administration to ensure compliance. Works ... proposals and participates in meetings with prospects/clients. + Provides investment management , fiduciary expertise and strategic leadership for business,… more
- City and County of San Francisco (San Francisco, CA)
- … Investment Strategy & Management + Maintain and execute an investment strategy of asset /liability management that aligns with the City ... and reporting. + Direct activities of staff: delegating transaction authority, preparing investment management reports, investment analysis, credit research,… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset Management (JPMAM) is a leading investment manager of choice for institutions, financial intermediaries and individual investors worldwide. ... investors, worldwide. As a Client Account Manager on the Asset Management team you will be responsible...investment management agreements, fees schedules and investment guidelines + Communicate significant client issues… more
- The Hartford (Hartford, CT)
- …shape the future. Senior Investment Operations Analyst About HIMCO Hartford Investment Management Company (HIMCO) has been providing investment advice ... This is a great opportunity to join a growing Investment Management company with Affiliated and Third-Party...processing and settlement practices across Fixed Income and Equity asset management . + Experience with Bloomberg for… more
- JPMorgan Chase (New York, NY)
- …in finance, business or economics is required + Minimum 10 Years of financial risk management , in Asset Management or similar, Wealth Management or ... practices + Familiarity with OCC, SEC, and FINRA financial regulations, especially investment management regulations. + Ability to persuade business partners… more
- Edward Jones (St. Louis, MO)
- …Expert knowledge of financial markets. + Expert knowledge of asset management industry. + Strong proficiency in Excel, investment research industry standard ... investment research initiatives. + Work with stakeholders from department teams ( Investment Manager Research, Portfolio Solutions Team, Asset Allocation Team,… more
- Principal Financial Group (Des Moines, IA)
- …** Investment Code of Ethics** For Principal Asset Management positions, you'll need to follow ... investment portfolios daily to ensure compliance with the Investment Guidelines + Lead projects, process reviews...a trusted leader for more than 140 years! Principal Asset Management , a subsidiary of Principal Financial… more
- T. Rowe Price (Baltimore, MD)
- … We are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today ... investment activities. This includes account customization, interpreting account guidelines , resolves compliance issues and oversees performance composites. The… more
- City National Bank (New York, NY)
- …5 years of experience in investment risk analysis, preferably in an asset management or financial services environment. *Skills and Knowledge* * Master's ... Monitor compliance with investment risk policies and procedures, including investment guidelines , regulatory liquidity and derivative rules. * Interacting… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides ... full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a… more
- Wellington (Boston, MA)
- **About Us** **Wellington Management ** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. ... of the private equity business (eg, operational complexity, investment capacity, investment guidelines ) *...of experience in a related position. An understanding of asset management , private markets (specifically sustainable and… more
- Wellington (Boston, MA)
- **About Us** **Wellington Management ** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. ... of the private credit business (eg, operational complexity, investment capacity, investment guidelines ) *...of experience in a related position. An understanding of asset management , private markets (specifically private credit,… more
- Regions Bank (Tyler, TX)
- …into the careers section of the system. **Job Description:** At Regions, the Asset Management Portfolio Manager serves as a Portfolio Manager for assigned ... and communicates investment related changes based on Investment Working Group guidelines to ensure clients...to ensure clients receive the Best Thinking of Regions Asset Management + Effectively Implement Portfolio … more
- Citigroup (New York, NY)
- The Investment Assoc Intmd Analyst is a developing professional role. Deals with most problems independently and has some latitude to solve complex problems. ... closely related teams. **Responsibilities:** + The role of the Investment Associate is to provide a wide variety of...clients through proposals, solution pitches, and general client book management . + Monitor and provide guidance on the markets… more
- Wellington (Boston, MA)
- **About Us** **Wellington Management ** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. ... processes. **BUISNESS MANAGEMENT ** FIPM contributes to business management , including managing risk, capacity, pricing and guidelines...Management is one of the world's largest independent investment management firms. We serve as a… more
- Wellington (Boston, MA)
- **About Us** **Wellington Management ** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. ... processes. **Business Management ** EPM contributes to business management , including managing risk, capacity, pricing and guidelines...Management is one of the world's largest independent investment management firms. We serve as a… more
- Wellington (Boston, MA)
- **About Us** **Wellington Management ** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. ... MANAGEMENT HF Investor Relations contributes to business management , including managing risk, capacity, pricing and guidelines...Management is one of the world's largest independent investment management firms. We serve as a… more