- Raymond James Financial, Inc. (St. Petersburg, FL)
- …ingenuity and provides comprehensive solutions to complex problems. **Functional areas include** Conflicts of Interest : detect and prevent possible employee ... conflicts of interest including Outside Business Activities, Sponsorships, Gifts & Entertainment, and Cash/Non-Cash Compensation from product partners.… more
- TIAA (Dallas, TX)
- Compliance Associate The Compliance ...be aimed at identifying and addressing, among other things, compliance risks, conflicts of interest , and ... Associate supports broader planning of business unit compliance programs in order to ensure organization functions are...programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and… more
- Santander US (New York, NY)
- …procedures to prevent or detect insider trading and identify and manage potential transactional conflicts of interest . The Associate , Control Room officer is ... of the Control Room to ensure that an effective compliance program is developed and maintained to address ...detect insider trading and identify and manage potential transactional conflicts of interest . The Associate ,… more
- Florida Atlantic University (Boca Raton, FL)
- …research activities, including biosafety, human subjects protection, animal welfare, financial conflicts of interest in research, research misconduct, foreign ... and investigations to identify potential instances of undisclosed foreign influence, conflicts of interest , or intellectual property theft. + Advising… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …focused primarily on nonprofit issues, including governance, structuring and policy issues, conflicts of interest , charitable solicitation and gift issues, state ... and federal law compliance , trusts and estates, and matters involving affiliates and...federal tax law applicable to tax-exempt organizations; advise on conflicts of interest matters; draft gift agreements,… more
- TD Bank (New York, NY)
- …is looking for an individual with strong analytical and communication skills, and interest in understanding of capital markets products. This position will report to ... the TDS US Treasurer. The Associate , TDS US Treasury will be accountable for: +...areas of uncertainty or concerns to your Supervisor and/or Compliance . Always demonstrate regulatory and TD expectations of appropriate… more
- Sacramento County (Sacramento, CA)
- …are covered by financial disclosure requirements intended to identify potential conflicts of interest . CONCURRENT EMPLOYMENT: No employee may concurrently ... Associate Land Surveyor Print (https://www.governmentjobs.com/careers/sacramento/jobs/newprint/3198768) Apply ...Records of Survey, Parcel Maps and Subdivision Maps for compliance with State and Local Codes; interprets and explains… more
- Sacramento County (Sacramento, CA)
- …are covered by financial disclosure requirements intended to identify potential conflicts of interest . CONCURRENT EMPLOYMENT: No employee may concurrently ... Associate Electrical Engineer *Revised Print (https://www.governmentjobs.com/careers/sacramento/jobs/newprint/4026058) Apply ...phase of the hiring process, please contact our Disability Compliance Office at ###@saccounty.gov or ###, CA Relay 711… more
- L3Harris (Anaheim, CA)
- …technology solutions connecting the space, air, land, sea and cyber domains in the interest of national security. Job Title: Associate Manager, Facilities & EHS ... a DoD Security Clearance Job Description: L3Harris is seeking a Facilities Associate Manager with Environmental, Health and Safety (EHS) experience. The successful… more
- Capital One (Richmond, VA)
- …outputs from all department workstreams, including the following critical programs: (1) Conflicts of Interest (COI) disclosures, (2) Gifts and Entertainment ... Quality Assurance Associate Capital One offers a broad spectrum of...Governance team, you will help deliver an industry leading compliance and ethics program that produces well-managed and audit… more
- S&P Global (New York, NY)
- …a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal ... **The Team** : S&P Global Ratings is seeking an Associate Director to join its Structured Finance practice, which...interest . Employment at S&P Global is contingent upon compliance with the Policy. **Equal Opportunity Employer** S&P Global… more
- University of Delaware (Newark, DE)
- …transfer, industry collaboration, material transfer agreements, licenses, export control, conflicts of interest , international research, "foreign influence," and ... Associate General Counsel, Intellectual Property Job no: 501506 College / VP Area:VP and General Counsel Work type: Staff Location: Newark Categories: Legal & … more
- S&P Global (VA)
- …a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal ... conflict of interest . Employment at S&P Global is contingent upon compliance with the Policy. **Equal Opportunity Employer** S&P Global is an equal opportunity… more
- Stanford University (Stanford, CA)
- …confidentiality, and related issues. + Identify contractual and policy issues such as compliance , conflicts of interest , and accounting. Raise issues to ... Associate Director, Research Collections and Data Acquisition **Graduate...implementing policies and procedures. + Interpret, implement, and ensure compliance with University academic and administrative policies and procedures.… more
- L3Harris (Canoga Park, CA)
- …solutions connecting the space, air, land, sea and cyber domains in the interest of national security. Job Title: Program Scheduling -SMP Job ID: 21481 Job ... risk analysis, identify and resolve critical path and network logic conflicts . Utilize Critical path, Driving Path, Variance metrics, milestone charts, Earned… more
- S&P Global (Princeton, NJ)
- …a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal ... conflict of interest . Employment at S&P Global is contingent upon compliance with the Policy. **Equal Opportunity Employer** S&P Global is an equal opportunity… more
- S&P Global (GA)
- …a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal ... Role:** **Grade Level (for internal use):** 12 **The** **Role:** Associate Director of Data Science - RAG, NLP, LLM...interest . Employment at S&P Global is contingent upon compliance with the Policy. **Equal Opportunity Employer** S&P Global… more
- 3M (Monroe, NC)
- …using 3M Confidential Information and Trade Secrets. It also has provisions discussing conflicts of interest and how inventions are assigned. Employees that are ... Job Description: Job Title Certification and Conformance Regulatory Affairs Associate Collaborate with Innovative 3Mers Around the World Choosing where to start and… more
- Pangea Real Estate (Chicago, IL)
- …and local rental regulations + Negotiate and draft settlement agreements to resolve conflicts + Ensure compliance with federal, state, and local housing laws ... service to all units. Position Summary: The In-House Legal Associate will represent CYM Living in providing legal counsel...+ The ability to effectively prioritize multiple responsibilities + Interest in all aspects of multifamily housing + Must… more
- JPMorgan Chase (Plano, TX)
- …All candidates for roles in the Legal department must successfully complete a conflicts of interest clearance review prior to commencement of employment. ... As a Legal and Regulatory Inventory Management Attorney - Associate , Counsel within the Office of Legal Obligations, you...well as to procedures or other documentation that support compliance with those laws, regulations, and rules. You will… more