- Raymond James Financial, Inc. (St. Petersburg, FL)
- …related to mutual funds and Exchange Traded Funds (ETFs). The Associate retains significant latitude for autonomous decision-making and, as a participant, with ... **Job Summary** Under limited supervision, the Associate utilizes knowledge of finance and investment concepts...respect to fund manager interactions. In addition to being a key… more
- BlackRock (San Francisco, CA)
- …agency processes. + Integrate digital asset custody and transfer agency operations into existing mutual fund and ETF workflows. ** Fund Administration & ... industry advocacy and regulatory engagement. **Qualifications** + Deep understanding of mutual fund and ETF structures, including operational mechanics and… more
- Principal Financial Group (Washington, DC)
- …targets and managing broker dealer relationships within all channels covering our ETF 's, Separately Managed Accounts and Mutual Funds. **Other responsibilities ... shareholder/broker communications and integration of campaigns with broker dealers and fund wholesaling teams + Highest level of integrity and presentation skills… more
- T. Rowe Price (Owings Mills, MD)
- …experience Preferred: + Knowledge and understanding of Investment Company and Adviser Acts, Mutual Fund and ETF compliance regulations, programs and best ... partners to support the continued expansion of the firm's mutual fund business, including enhancing written compliance...and needs, at work and in life. As an associate , you'll be supported with resources , benefits ,… more
- The Hartford (Wayne, PA)
- …location. This position will give selected individuals the exciting opportunity to learn our Mutual Fund and ETF businesses and obtain securities licenses. ... Sales Support Associate - 87PR7N We're determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. Working… more