- Boston University (Boston, MA)
- …even ts asm anda tedbyfede ra lre gula tion . The Senior International Student Advisor will report to the Associate Director for Student Services but will also ... student and department outreach initiatives. The Senior International Student Advisor will be assigned student processing cases and duties...nsitivi ty to highl yco nfid ent ia lmate ria lre quir ed + This position must clear… more
- Equitable (Los Angeles, CA)
- … advisory products and services offered through Equitable Advisors, LLC, an SEC- registered investment advisor . Annuity and insurance products offered ... Wealth Management Associate - CA, Los Angeles (5100) ( 2400006B...You will also upskill from participating in local and national development programs as well as joint-work opportunities for… more
- Insight Global (Tampa, FL)
- Job Description A large broker-dealer and registered investment advisor firm local to the Tampa area is looking for 2 Compliance Associates to sit within the ... securities brokerage and investment advisory organizations. This person ensures that all retail...standards. In this role, you will be managing financial advisor and regulator inquiries through multiple platforms such as… more
- JPMorgan Chase (Columbus, OH)
- …advisors across multiple channels, including Independent Broker Dealer, Wealth Management, and Registered Investment Advisor . + Develop and maintain strong ... JPMorgan Asset Management is a global leader in investment management, dedicated to delivering exceptional client service and innovative investment solutions.… more
- SitusAMC (Columbus, OH)
- …policies and procedures. + Support enforcement of compliance tracking and obligations for Registered Investment Advisor entities. + Support vendor management ... projects and assignments as may be requested. Qualifications/ Requirements: + Associate degree or paralegal certificate strongly preferred, and/or bachelor's degree… more