- Truist (Charlotte, NC)
- …1st shift (United States of America) **Please review the following job description:** Truist Audit Services Senior Director is responsible for leading the ... Senior Management and ongoing business monitoring activities, the Senior Director oversees the development of a...Director oversees the development of a comprehensive, dynamic audit plan spanning the Wealth business, including… more
- Citigroup (Jersey City, NJ)
- …(AML) Risk Management Director for US Retail Brokerage/Broker-Dealer and Consumer Wealth is a senior management level position responsible for establishing ... the AML risk management program for the US broker dealer and consumer wealth business lines, manage a team, utilize in-depth specialty knowledge to identify… more
- Citigroup (New York, NY)
- …that will be accomplished through building internal relationships, especially with senior bankers, to drive deeper relationships with their clients and prospects. ... and client conversion from the Banking division to the Wealth division and from the Wealth division...functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and… more
- First Horizon Bank (Memphis, TN)
- …in which Corporate Compliance has oversight responsibility, with a primary focus on Wealth Management and Trust. Must have knowledge of state and federal laws and ... regulations related to Wealth Management and Trust Compliance. Must have transferrable skills...communicate issues and root causes effectively to the CT Director and the business unit. * Responsible for consistent… more
- CIBC (Chicago, IL)
- …the US Compliance and AML Audit team under the direction of the Audit Senior Director , conducting audits focused on consumer protection, safety and ... Audit Director will also assist the Audit Senior Director in mentoring...crimes, consumer protection, safety and soundness, broker dealer and wealth management. Prepare or review meaningful, relevant, and well-supported… more
- University of Pennsylvania (Philadelphia, PA)
- … IT Audit Specialists, an IT Audit Project Manager, and an IT Audit Director in evaluating risks related to the use of technology across the University ... programs and resources, and much more. Posted Job Title SENIOR IT AUDIT SPECIALIST (Hybrid Eligible) Job...is responsible for assisting the Associate Vice President, Internal Audit and IT Audit Director … more
- JPMorgan Chase (San Francisco, CA)
- …Advisors we have been helping high-net-worth individuals and families build and manage their wealth for more than 50 years. Led by an exclusive group of Investment ... JP Morgan Advisors offers clients a broad suite of transactional, wealth management and investment advisory services. Our Investment Professionals-among the most… more
- Capital One (Richmond, VA)
- Senior Director of Operations Capital One's Enterprise Payment Operations organization is seeking a talented senior leader to lead the ACH and Transaction & ... File Monitoring teams. As Sr. Director , ACH and Transaction/File Monitoring, you will oversee the...5 years experience in a regulated operations environment within Audit , Legal, and Compliance + At least 5 years… more
- JPMorgan Chase (Jersey City, NJ)
- …sufficient controls are in place to mitigate credit risk to the firm. As a Senior Credit Review Director within the Consumer Credit Review Group, you will lead, ... and Home Lending) and consumer-related portfolios within Asset & Wealth Management. The Consumer Credit Review team performs independent...of Credit Review, will be a member of the senior leadership of Credit Review and also a member… more
- BMO Financial Group (San Diego County, CA)
- We are seeking a Director level Senior Relationship manager in our Diversified Industries Group. The ideal candidate has 10+ years of experience calling on ... integrated BMO One Client focus across all lines of business including Wealth , Retail, Small Business, and Capital Markets. Facilitates growth initiatives for the… more
- Truist (Atlanta, GA)
- …(United States of America) **Please review the following job description:** JOB SUMMARY The Fiduciary Director role is the most senior role on the team and is ... related metrics for their respective Center location. The Fiduciary Director is accountable for the performance of all teammates...the partnership engagement with a number of areas within Wealth , including but not limited to Wealth … more
- Customs and Border Protection (New York, NY)
- …Security, within US Customs and Border Protection, Office of Trade, Trade Regulatory Audit (TRA), located in New York, NY. Responsibilities In this position you will ... serve as a Field Director providing leadership to supervisory and non-supervisory staff. The...an assigned TRA Field Office (FO) comprised of several audit branches managed by Assistant Field Directors (AFD's). Leading… more
- IGT (Lakeland, FL)
- Director of Quality, Security & Compliance Location: Lakeland, FL, US, 33815 Requisition ID: 16772 IGT (NYSE:IGT) is a global leader in gaming. We deliver ... and Gaming Machines to Sports Betting and Digital. Leveraging a wealth of compelling content, substantial investment in innovation, player insights, operational… more
- University of Pennsylvania (Philadelphia, PA)
- …activation + Track, analyze, and report trial characteristics, accrual information, and audit findings to senior leadership, including risk assessment and ... variety of professional development opportunities, supportive work and family benefits, a wealth of health and wellness programs and resources, and much more. Posted… more
- Somatus (Mclean, VA)
- …Plans (SNPs). The Director , Quality will work closely with Sr. Manager, Audit Risk and the Regulatory and Accreditation Team to ensure compliance with audits, ... You We offer more than 25 Health, Growth, and Wealth Work Perks to help teammates learn, grow, and...well-being + Community engagement opportunities + And more! The Director of Quality, reporting to the AVP of Quality,… more
- JPMorgan Chase (New York, NY)
- …Management - Investment Risk & Analytics - Trust and Estates Fiduciary Risk Executive Director within the IR&A's Client Risk team, you will be responsible for the ... Responsibilities** + Own the Trust and Estate Risk framework for Global Wealth Management business in accordance with local regulations, ensuring that Trust and… more
- Scotiabank (New York, NY)
- …of trading documentation, which is required for regulatory, management reporting and audit purposes. + Communication with clients, lawyers, senior management ... Associate Director , Global Capital Markets Documentation, GBM, New York,...advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking,… more
- Plante Moran (MI)
- Director of Data Analytics & AI + Location:...On the surface, we're one of the nation's largest audit , tax, consulting, and wealth management firms. ... determine their optimal working environment each day based on team needs. The Director of Data Analytics and AI will be responsible for collaboratively leading the… more
- Brunswick (Miami, FL)
- …leader for the territory and face of the club to the members as the Director of Operations, Southeast Florida. We are looking for a strong manager that will drive ... a fleet of vessels, and develop strong teams. In addition, the Director of Operations is responsible for operational efficiencies and overall club performance.… more
- Citigroup (New York, NY)
- …banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi ... of systems supporting global functions such as Compliance, Controls, Internal Audit and Risk, and introducing innovative technologies that provide new business… more