- OceanFirst Bank (Toms River, NJ)
- …field preferred or equivalent work experience + 8+ years bank experience in BSA /AML Governance , Quality Assurance , and Fraud or related Compliance ... **What We Expect of You** + Advanced knowledge of the Bank Secrecy Act ( BSA ) and related regulations related to CTRs, Designation of Exempt Person… more
- Bank of America (Fort Worth, TX)
- …the completion of processes for critical customer due diligence requirements as directed by the Bank Secrecy Act ( BSA ) and/or the Financial Crimes Global ... Business Control Manager - GCAOO M&I QA Governance Charlotte, North Carolina;Fort Worth,...client information; Onboarding for global market clients. The GCAOO Quality Control/ Quality Assurance (QC/ QA… more
- TD Bank (Lewiston, ME)
- …**Department Overview:** The Financial Crime Risk Management (FCRM) BSA /AML Risk Assessment Quality Assurance ( QA ) Senior Analyst is responsible for the ... execution of the QA program as directed by QA Management...the standards set forth by the Head of FCRM Quality Assurance . To be successful in this… more
- Bank of America (East Hartford, CT)
- Senior Audit Manager - BSA /AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... Delaware; New York, New York **Job Description:** At Bank of America, we are guided by a common...Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit / Assurance or… more
- Bank of America (Fort Worth, TX)
- …by monitoring the completion of critical customer due diligence requirements as directed by the Bank Secrecy Act ( BSA ) and/or the Financial Crimes Global ... client information; Onboarding for global market clients. The GCAOO Quality Control/ Quality Assurance (QC/ QA...performance, control effectiveness, and best practices + Execute team manager Quality Assurance activities including… more
- Guidehouse (Lewisville, TX)
- …Conducting quality assurance reviews of alerts/cases and/or files in regard to Bank Secrecy Act ( BSA ), Anti-Money Laundering, Office of Foreign ... to mitigate risks associated with financial crimes. + Performing quality assurance ( QA ) review of... governance , and regulatory environment related to the BSA and USA PATRIOT Act . + Ability… more
- Heritage Financial Credit Union (Middletown, NY)
- …and good communication skills. This position requires that the employee gain a working knowledge of Bank Secrecy Act ( BSA ) requirements and how they will ... (IA) department provides independent assessments of the credit union's governance , risk management and internal control environment for key...manager over the IA department and maintains a Quality Assurance ( QA ) function that… more
- Citigroup (Tampa, FL)
- …function is responsible for providing overall second line credible challenge, governance and oversight of the regulatory obligations associated with suspicious ... name searches and other AML obligations within Citi, globally. The Integration, Governance and Control (IGC) - Controls sub-function within RII oversees and executes… more
- Citigroup (Tampa, FL)
- …the Financial Crimes program. Key risks covered by Financial Crimes Policy Adherence include Bank Secrecy Act ( BSA ), Anti-Money Laundering (AML), ... business and Financial Crimes teams, ensuring there is proper oversight/ governance around Horizontal Assessments, robust management of deliverables/action items, and… more
- Bank of America (Charlotte, NC)
- …and other support partners in the planning and execution tasks * Technical understanding of Bank Secrecy Act , AML and Sanctions related laws, rules and ... to connect team contributions to business purpose, results, and success. + Risk Manager : Inspects and challenges risk controls, governance and culture to ensure… more
- Capital One (Plano, TX)
- …Audit function is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit ... of DART, the candidate will focus on engagements involving Corporate Compliance, BSA /AML, Sanctions, and Fraud Compliance related audit projects that provide input… more
- Capital One (Mclean, VA)
- …Audit function is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit ... Financial Crimes Compliance Audit team, you will focus on engagements involving BSA /AML, Sanctions, and Fraud Compliance related audit projects that provide input to… more